Mark Auerbach

CIK 1018007 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 23, 2010 · Latest: Dec. 23, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 17, 2019 ASMB A 10,000 10,000 Direct Acquired (price as of 2026-08-19)
May 30, 2018 ASMB A 7,500 7,500 Direct Acquired (price as of 2026-08-19)
June 1, 2017 ASMB A 7,500 7,500 Direct Acquired (price as of 2026-08-19)
June 2, 2016 ASMB A 10,000 10,000 Direct Acquired (price as of 2026-08-19)
May 28, 2015 ASMB A 10,000 10,000 Direct Acquired (price as of 2026-08-19)
July 10, 2014 ASMB A 64,000 64,000 Direct Acquired (price as of 2026-08-19)
July 10, 2014 ASMB A 64,000 64,000 Direct Acquired (price as of 2026-08-19)
July 10, 2014 ASMB D 7,000 0 Direct -100.00% Disposed (price as of 2026-08-19)
July 10, 2014 ASMB D 2,000 0 Direct -100.00% Disposed (price as of 2026-08-19)
July 10, 2014 ASMB D 2,000 0 Direct -100.00% Disposed (price as of 2026-08-19)
July 10, 2014 ASMB A 64,000 64,000 Direct Acquired (price as of 2026-08-19)
March 6, 2013 ASMB A 10,000 10,000 Direct Acquired (price as of 2026-08-19)
Nov. 8, 2011 ASMB A 10,000 10,000 Direct Acquired (price as of 2026-08-19)
Nov. 8, 2011 ASMB A 10,000 10,000 Direct Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 17, 2019 ASMB Stock Option (right to buy) Common Stock (10,000) $15.22 May 17, 2029 10,000 Acquired
May 30, 2018 ASMB Stock Option (right to buy) Common Stock (7,500) $42.09 May 30, 2028 7,500 Acquired
June 1, 2017 ASMB Stock Option (Right to Buy) Common Stock (7,500) $25.96 June 1, 2027 7,500 Acquired
June 2, 2016 ASMB Stock Option (Right to Buy) Common Stock (10,000) $5.84 June 2, 2026 10,000 Acquired
May 28, 2015 ASMB Stock Option (Right to Buy) Common Stock (10,000) $15.90 May 28, 2025 10,000 Acquired
July 10, 2014 ASMB Stock Options (right to buy) Common Stock July 10, 2024 64,000 Acquired
July 10, 2014 ASMB Stock Options (right to buy) Common Stock July 10, 2014 64,000 Acquired
July 10, 2014 ASMB Stock Options (right to buy stock) Common Stock $30.00 Nov. 10, 2020 7,000 Disposed
July 10, 2014 ASMB Stock Options (right to buy stock) Common Stock $39.10 Nov. 8, 2021 2,000 Disposed
July 10, 2014 ASMB Stock Options (right to buy) Common Stock $16.55 March 6, 2023 2,000 Disposed
July 10, 2014 ASMB Stock Options (right to buy) Common Stock July 10, 2014 64,000 Acquired
March 6, 2013 ASMB Stock Options (right to buy) Common Stock (10,000) $3.31 March 6, 2023 10,000 Acquired
Nov. 8, 2011 ASMB Stock Options (right to buy) Common Stock (10,000) $7.82 Nov. 8, 2021 10,000 Acquired
Nov. 8, 2011 ASMB Stock Options (right to buy) Common Stock (10,000) $7.82 Nov. 8, 2021 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 23, 2010 ASMB Stock Options (right to buy)→ Common Stock (35,000) 35,000 Direct
Dec. 15, 2010 ASMB Stock Options (right to buy)→ Common Stock (35,000) 35,000 Direct