Mark Chu
CIK 1685842 · View on SEC EDGAR ↗
First SEC filing: Dec. 26, 2017 · Latest: Dec. 26, 2017
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 17, 2017 | YUMC | S | 8,110 | $38.00 | $308,180 | 2,855 Direct | -73.96% | Disposed | 26.5% (price as of 2026-08-20) |
| Aug. 16, 2017 | YUMC | S | 1,647 | $38.00 | $62,586 | 10,965 Direct | -13.06% | Disposed | 26.5% (price as of 2026-08-20) |
| Aug. 16, 2017 | YUMC | S | 12,427 | $37.50 | $466,012 | 2,855 Direct | -81.32% | Disposed | 28.1% (price as of 2026-08-20) |
| April 26, 2017 | YUMC | S | 11,272 | $34.10 | $384,375 | 2,855 Direct | -79.79% | Disposed | 40.9% (price as of 2026-08-20) |
| April 25, 2017 | YUMC | S | 11,142 | $33.60 | $374,371 | 2,855 Direct | -79.60% | Disposed | 43.0% (price as of 2026-08-20) |
| April 13, 2017 | YUMC | S | 16,472 | $33.00 | $543,576 | 2,855 Direct | -85.23% | Disposed | 45.6% (price as of 2026-08-20) |
| April 11, 2017 | YUMC | S | 5,799 | $32.50 | $188,468 | 2,855 Direct | -67.01% | Disposed | 47.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 21, 2017 | YUMC | Restricted Stock Unit | Common Stock (33) | — | — | 33 | Acquired |
| Dec. 21, 2017 | YUMC | Restricted Stock Unit | Common Stock (34) | — | — | 34 | Acquired |
| Aug. 16, 2017 | YUMC | Stock Appreciation Right | Common Stock (20,000) | $19.46 | Feb. 8, 2022 | 20,000 | Disposed |
| Aug. 16, 2017 | YUMC | Stock Appreciation Right | Common Stock (20,602) | $14.88 | Feb. 4, 2021 | 20,602 | Disposed |
| April 26, 2017 | YUMC | Stock Appreciation Right | Common Stock (20,000) | $14.88 | Feb. 4, 2021 | 20,000 | Disposed |
| April 25, 2017 | YUMC | Stock Appreciation Right | Common Stock (20,000) | $14.88 | Feb. 4, 2021 | 20,000 | Disposed |
| April 13, 2017 | YUMC | Stock Appreciation Right | Common Stock (30,000) | $14.88 | Feb. 4, 2021 | 30,000 | Disposed |
| Feb. 10, 2017 | YUMC | Stock Appreciation Right | Common Stock (37,258) | $26.56 | Feb. 10, 2027 | 37,258 | Acquired |
| Jan. 4, 2017 | YUMC | Restricted Stock Unit | Common Stock (4,687) | — | — | 4,687 | Disposed |
| Nov. 11, 2016 | YUMC | Restricted Stock Unit | Common Stock (13,900) | — | — | 13,900 | Acquired |
| Nov. 11, 2016 | YUMC | Stock Appreciation Right | Common Stock (36,635) | $26.98 | Nov. 11, 2026 | 36,635 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock (40,886) | $19.46 | Feb. 8, 2022 | 40,886 | Acquired |
| Nov. 1, 2016 | YUMC | Restricted Stock Unit | Common Stock (18,647) | — | — | 18,647 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock (17,215) | $21.06 | Feb. 5, 2026 | 17,215 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock (16,914) | $22.32 | Feb. 6, 2025 | 16,914 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock (33,986) | $21.30 | Feb. 5, 2024 | 33,986 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock (37,408) | $19.00 | Feb. 6, 2023 | 37,408 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock (90,602) | $14.88 | Feb. 4, 2021 | 90,602 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).