Mark E Hecker

CIK 1355433 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 7, 2017 · Latest: Feb. 7, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 22, 2020 SMBC P 2,000 $21.93 $43,860 10,630 Indirect +23.17% Acquired 244.6% (price as of 2026-08-19)
Aug. 28, 2017 SMBC P 185 $32.77 $6,062 185 Indirect Acquired 130.6% (price as of 2026-08-19)
Aug. 25, 2017 SMBC P 8,212 $33.00 $270,996 8,220 Indirect +102650.00% Acquired 129.0% (price as of 2026-08-19)
Aug. 25, 2017 SMBC P 4 $32.10 $128 8 Indirect +100.00% Acquired 135.4% (price as of 2026-08-19)
Aug. 24, 2017 SMBC P 4 $31.65 $127 4 Indirect Acquired 138.7% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 29, 2026 SMBC Stock Option (Right to Buy) Common Stock (2,000) $37.31 Jan. 16, 2028 2,000 Disposed
July 29, 2026 SMBC Stock Option (Right to Buy) Common Stock (2,000) $34.35 Jan. 4, 2029 2,000 Disposed
Feb. 24, 2026 SMBC Stock Option (Right to Buy) Common Stock (1,500) $62.96 Feb. 24, 2036 1,500 Acquired
Feb. 10, 2021 SMBC Stock Option (Right to Buy) Common stock (3,000) $34.91 Feb. 10, 2031 3,000 Acquired
Feb. 18, 2020 SMBC Stock Option (Right to Buy) Common Stock (2,000) $37.40 Feb. 18, 2030 2,000 Acquired
Jan. 4, 2019 SMBC Stock Option (Right to Buy) Common Stock (2,000) $34.35 Jan. 4, 2029 2,000 Acquired
Jan. 16, 2018 SMBC Stock Option (Right to Buy) Common Stock (2,000) $37.31 Jan. 16, 2028 2,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 7, 2017 SMBC Common Stock 410 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $241,462 $30,125 $22,440 $26,405 $338,052
2019 $234,231 $32,288 $20,610 $23,487 $328,176

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.