Insider at

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Insider transactions

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0 buys (P) 3 sells (S) Net: $-202,802 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 18, 2026 SMBC S 1,600 $75.49 $120,784 9,030 Indirect -15.05% Disposed -3.8% (price as of 2026-10-02)
Aug. 18, 2026 SMBC S 900 $75.61 $68,049 8,130 Indirect -9.97% Disposed -4.0% (price as of 2026-10-02)
Aug. 18, 2026 SMBC S 185 $75.51 $13,969 0 Indirect -100.00% Disposed -3.9% (price as of 2026-10-02)
May 22, 2020 SMBC P 2,000 $21.93 $43,860 10,630 Indirect +23.17% Acquired 231.0% (price as of 2026-10-02)
Aug. 28, 2017 SMBC P 185 $32.77 $6,062 185 Indirect · Acquired 121.5% (price as of 2026-10-02)
Aug. 25, 2017 SMBC P 8,212 $33.00 $270,996 8,220 Indirect +102650.00% Acquired 120.0% (price as of 2026-10-02)
Aug. 25, 2017 SMBC P 4 $32.10 $128 8 Indirect +100.00% Acquired 126.1% (price as of 2026-10-02)
Aug. 24, 2017 SMBC P 4 $31.65 $127 4 Indirect · Acquired 129.4% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 29, 2026 SMBC Stock Option (Right to Buy) Common Stock (2,000) $37.31 Jan. 16, 2028 2,000 Disposed
July 29, 2026 SMBC Stock Option (Right to Buy) Common Stock (2,000) $34.35 Jan. 4, 2029 2,000 Disposed
Feb. 24, 2026 SMBC Stock Option (Right to Buy) Common Stock (1,500) $62.96 Feb. 24, 2036 1,500 Acquired
Feb. 18, 2025 SMBC Stock Option (Right to Buy) Common Stock (1,500) $60.42 Feb. 18, 2035 1,500 Acquired
Feb. 8, 2024 SMBC Stock Option (Right to Buy) Common Stock (2,500) $40.82 Feb. 8, 2034 2,500 Acquired
Feb. 21, 2023 SMBC Stock Option (Right to Buy) Common Stock (2,500) $46.94 Feb. 21, 2033 2,500 Acquired
Feb. 3, 2022 SMBC Stock Option (Right to Buy) Common Stock (1,500) $53.82 Feb. 3, 2032 1,500 Acquired
Feb. 10, 2021 SMBC Stock Option (Right to Buy) Common stock (3,000) $34.91 Feb. 10, 2031 3,000 Acquired
Feb. 18, 2020 SMBC Stock Option (Right to Buy) Common Stock (2,000) $37.40 Feb. 18, 2030 2,000 Acquired
Jan. 4, 2019 SMBC Stock Option (Right to Buy) Common Stock (2,000) $34.35 Jan. 4, 2029 2,000 Acquired
Jan. 16, 2018 SMBC Stock Option (Right to Buy) Common Stock (2,000) $37.31 Jan. 16, 2028 2,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 7, 2017 SMBC Common Stock 410 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2020 $241,462 $30,125 $22,440 · · · $26,405 $338,052
2019 $234,231 $32,288 $20,610 · · · $23,487 $328,176

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.