Mark Edward Schwarzmann

Insider

First SEC filing: Aug. 23, 2005 · Latest: Aug. 23, 2005

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 30, 2007	AMP	A	39,444	—	—	39,444 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 30, 2007	AMP	A	3,064	—	—	14,291 Direct	+27.29%	Acquired	(price as of 2026-08-21)
Jan. 26, 2007	AMP	F	312	$58.14	$18,140	11,227 Direct	-2.70%	Disposed	862.2% (price as of 2026-08-21)
Oct. 3, 2006	AMP	F	945	$47.49	$44,878	11,539 Direct	-7.57%	Disposed	1077.9% (price as of 2026-08-21)
Jan. 26, 2006	AMP	A	41,470	—	—	41,470 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 26, 2006	AMP	A	3,207	—	—	12,484 Direct	+34.57%	Acquired	(price as of 2026-08-21)
Oct. 3, 2005	AMP	A	9,277	—	—	9,277 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 3, 2005	AMP	A	119,954	—	—	119,954 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 30, 2005	AMP	A	24,067	—	—	24,067 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 30, 2005	AMP	A	40,112	—	—	40,112 Direct	—	Acquired	(price as of 2026-08-21)
Sept. 19, 2005	AMP	J	4	—	—	4 Indirect	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 30, 2007	AMP	Employee Stock Option (Right to Buy)	Common Stock (39,444)	$58.73	Jan. 30, 2017	39,444	Acquired
Jan. 26, 2006	AMP	Employee Stock Option (Right to Buy)	Common Stock (41,470)	$43.66	Jan. 26, 2016	41,470	Acquired
Oct. 3, 2005	AMP	Employee Stock Option (Right To Buy) [F6]	Common Stock (119,954)	$35.03	Oct. 2, 2015	119,954	Acquired
Sept. 30, 2005	AMP	Employee Stock Option (Right To Buy) [F3]	Common Stock (24,067)	$32.71	April 1, 2014	24,067	Acquired
Sept. 30, 2005	AMP	Employee Stock Option (Right To Buy) [F3]	Common Stock (40,112)	$32.59	Jan. 23, 2015	40,112	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 23, 2005	AMP	Common Stock	0	Direct