Mark Fawcett

CIK 1664134 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 8, 2019 · Latest: Nov. 8, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 20, 2022 ASTH A 8,500 8,500 Direct Acquired (price as of 2026-08-21)
Nov. 11, 2020 ASTH A 20,000 20,000 Direct Acquired (price as of 2026-08-21)
May 6, 2020 ASTH D 20,000 36,909 Direct -35.14% Disposed (price as of 2026-08-21)
May 6, 2020 ASTH M 20,000 $5.00 $100,000 30,000 Direct +200.00% Acquired 683.1% (price as of 2026-08-21)
Feb. 5, 2020 ASTH A 3,409 56,909 Direct +6.37% Acquired (price as of 2026-08-21)
Feb. 5, 2020 ASTH A 3,550 57,050 Direct +6.64% Acquired (price as of 2026-08-21)
Feb. 5, 2020 ASTH J 2,048 53,500 Direct -3.69% Disposed (price as of 2026-08-21)
Nov. 25, 2019 ASTH A 2,048 55,548 Direct +3.83% Acquired (price as of 2026-08-21)
Oct. 11, 2019 ASTH A 11,000 53,500 Direct +25.88% Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 20, 2022 ASTH Stock Option (right to buy) Common Stock (8,500) $53.01 Jan. 18, 2025 8,500 Acquired
Nov. 11, 2020 ASTH Stock Option (right to buy) Common Stock (20,000) $18.20 Nov. 11, 2025 20,000 Acquired
May 6, 2020 ASTH Stock Option (right to buy) Common Stock (20,000) $5.00 Sept. 14, 2026 20,000 Disposed
Feb. 5, 2020 ASTH Stock Option (right to buy) Common Stock Nov. 25, 2024 3,409 Acquired
Feb. 5, 2020 ASTH Stock Option (right to buy) Common Stock (3,550) Nov. 25, 2024 3,550 Acquired
Feb. 5, 2020 ASTH Stock Option (right to buy) Common Stock (2,048) Nov. 25, 2024 2,048 Disposed
Nov. 25, 2019 ASTH Stock Options Common Stock (2,048) $17.57 Nov. 25, 2024 2,048 Acquired
Oct. 11, 2019 ASTH Stock Options Common Stock (11,000) $15.35 Oct. 11, 2024 11,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 8, 2019 NUTX Common Stock 8,996 Direct
Nov. 8, 2019 NUTX Warrants→ Common Stock (3,598) 3,598 Direct
Nov. 8, 2019 NUTX Options→ Common Stock (10,120) 10,120 Direct
Jan. 19, 2016 ASTH No securities are beneficially owned 0 Direct