Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 15, 2017 WHG S 4,500 $65.06 $292,770 64,250 Direct -6.55% Disposed -69.9% (price as of 2026-10-02)
Dec. 13, 2013 WHG S 786 $55.60 $43,702 127,798 Direct -0.61% Disposed -64.7% (price as of 2026-10-02)
Dec. 12, 2013 WHG S 1,714 $56.00 $95,984 128,584 Direct -1.32% Disposed -65.0% (price as of 2026-10-02)
Oct. 29, 2013 WHG S 1,570 $53.57 $84,105 130,298 Direct -1.19% Disposed -63.4% (price as of 2026-10-02)
Oct. 28, 2013 WHG S 3,430 $53.59 $183,814 131,868 Direct -2.54% Disposed -63.4% (price as of 2026-10-02)
Dec. 15, 2011 WHG S 2,000 $36.75 $73,500 42,784 Direct -4.47% Disposed -46.6% (price as of 2026-10-02)
Nov. 22, 2011 WHG S 3,000 $37.05 $111,150 44,784 Direct -6.28% Disposed -47.1% (price as of 2026-10-02)
Nov. 22, 2011 WHG S 3,000 $37.05 $111,150 44,784 Direct -6.28% Disposed -47.1% (price as of 2026-10-02)
July 26, 2011 WHG S 1,000 $39.32 $39,320 44,784 Direct -2.18% Disposed -50.1% (price as of 2026-10-02)
July 26, 2011 WHG S 1,000 $39.40 $39,400 44,784 Direct -2.18% Disposed -50.2% (price as of 2026-10-02)
July 25, 2011 WHG S 3,105 $39.54 $122,772 45,784 Direct -6.35% Disposed -50.4% (price as of 2026-10-02)
July 25, 2011 WHG S 3,105 $39.54 $122,772 45,784 Direct -6.35% Disposed -50.4% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Nov. 22, 2011 WHG stock option common stock (3,000) $12.90 July 2, 2012 3,000 Disposed
Nov. 22, 2011 WHG stock option common stock (3,000) $12.90 July 2, 2012 3,000 Acquired
July 25, 2011 WHG stock option common stock (2,000) $12.90 July 2, 2012 2,000 Disposed
July 25, 2011 WHG stock option common stock (2,000) $12.90 July 2, 2012 2,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 22, 2011 WHG common stock 46,889 Direct
April 22, 2011 WHG stock option→ common stock (5,000) 5,000 Direct