Mark Freeman

CIK 1518805 · View on SEC EDGAR ↗

Insider

First SEC filing: April 22, 2011 · Latest: April 22, 2011

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 15, 2017 WHG S 4,500 $65.06 $292,770 64,250 Direct -6.55% Disposed -69.7% (price as of 2026-08-19)
Oct. 29, 2013 WHG S 1,570 $53.57 $84,105 130,298 Direct -1.19% Disposed -63.2% (price as of 2026-08-19)
Oct. 28, 2013 WHG S 3,430 $53.59 $183,814 131,868 Direct -2.54% Disposed -63.2% (price as of 2026-08-19)
July 26, 2011 WHG S 1,000 $39.32 $39,320 44,784 Direct -2.18% Disposed -49.8% (price as of 2026-08-19)
July 26, 2011 WHG S 1,000 $39.40 $39,400 44,784 Direct -2.18% Disposed -49.9% (price as of 2026-08-19)
July 25, 2011 WHG S 3,105 $39.54 $122,772 45,784 Direct -6.35% Disposed -50.1% (price as of 2026-08-19)
July 25, 2011 WHG S 3,105 $39.54 $122,772 45,784 Direct -6.35% Disposed -50.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 25, 2011 WHG stock option common stock (2,000) $12.90 July 2, 2012 2,000 Disposed
July 25, 2011 WHG stock option common stock (2,000) $12.90 July 2, 2012 2,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 22, 2011 WHG common stock 46,889 Direct
April 22, 2011 WHG stock option→ common stock (5,000) 5,000 Direct