Mark Gustafson
CIK 1303996 · View on SEC EDGAR ↗
Insider
First SEC filing: April 4, 2022 · Latest: April 4, 2022
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 31, 2022 | ALZN | S | 20,000 | $1.21 | $24,200 | 60,000 Direct | -25.00% | Disposed | -99.9% (price as of 2026-08-19) |
| Dec. 14, 2021 | ALZN | S | 20,000 | $2.85 | $57,000 | 30,000 Direct | -40.00% | Disposed | -100.0% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 15, 2022 | ALZN | Restricted Stock Grant | Common Stock (50,000) | — | March 15, 2022 | 50,000 | Disposed |
| Oct. 15, 2021 | ALZN | Restricted Stock Grant | Common Stock (47,222) | — | March 15, 2022 | 47,222 | Disposed |
| Sept. 13, 2021 | ALZN | Restricted Stock Grant | Common Stock (2,778) | — | Sept. 13, 2024 | 2,778 | Disposed |
| June 15, 2021 | ALZN | Stock Options (Right to Buy) | Common Stock (300,000) | $2.50 | Sept. 12, 2026 | 300,000 | Acquired |
| June 15, 2021 | ALZN | Restricted Stock Grant | Common Stock (100,000) | — | Sept. 13, 2024 | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).