Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 52 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

52 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Oct. 31, 2011 HOPE P 1,753 $7.25 $12,709 3,753 Direct +87.65% Acquired 88.7% (price as of 2026-10-02)
Aug. 4, 2011 HOPE S 1,120 $7.87 $8,814 2,000 Direct -35.90% Disposed 73.8% (price as of 2026-10-02)
Oct. 27, 2009 HOPE P 2,000 $7.50 $15,000 2,000 Direct · Acquired 82.4% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 27, 2023 CATY Restricted Stock Units Common Stock (2,251) · · 2,251 Acquired
July 27, 2023 CATY Restricted Stock Units Common Stock (2,356) · · 2,356 Acquired
July 27, 2023 CATY Restricted Stock Units Common Stock (4,713) · · 4,713 Acquired
April 3, 2023 CATY Restricted Stock Units Common Stock (0) · · 1,956 Disposed
April 3, 2023 CATY Restricted Stock Units Common Stock (0) · · 2,024 Disposed
April 3, 2023 CATY Restricted Stock Units Common Stock (0) · · 4,049 Disposed
May 26, 2022 CATY Restricted Stock Units Common Stock (1,978) · · 1,978 Acquired
May 26, 2022 CATY Restricted Stock Units Common Stock (2,032) · · 2,032 Acquired
May 26, 2022 CATY Restricted Stock Units Common Stock (4,065) · · 4,065 Acquired
April 1, 2022 CATY Restricted Stock Units Common Stock (0) · · 1,328 Disposed
April 1, 2022 CATY Restricted Stock Units Common Stock (0) · · 1,390 Disposed
April 1, 2022 CATY Restricted Stock Units Common Stock (0) · · 2,780 Disposed
March 3, 2022 CATY Restricted Stock Units Common Stock (1,601) · · 1,601 Disposed
July 22, 2021 CATY Restricted Stock Units Common Stock (2,019) · · 2,019 Acquired
July 22, 2021 CATY Restricted Stock Units Common Stock (2,145) · · 2,145 Acquired
July 22, 2021 CATY Restricted Stock Units Common Stock (4,291) · · 4,291 Acquired
March 9, 2021 CATY Restricted Stock Units Common Stock (4,566) · · 4,566 Disposed
March 3, 2021 CATY Restricted Stock Units Common Stock (1,601) · · 1,601 Acquired
Sept. 16, 2020 CATY Restricted Stock Units Common Stock (1,956) · · 1,956 Acquired
Sept. 16, 2020 CATY Restricted Stock Units Common Stock (2,024) · · 2,024 Acquired
Sept. 16, 2020 CATY Restricted Stock Units Common Stock (4,049) · · 4,049 Acquired
July 18, 2019 CATY Restricted Stock Units Common Stock (1,328) · · 1,328 Acquired
July 18, 2019 CATY Restricted Stock Units Common Stock (1,390) · · 1,390 Acquired
July 18, 2019 CATY Restricted Stock Units Common Stock (2,780) · · 2,780 Acquired
March 11, 2019 CATY Restricted Stock Units Common Stock (268) · · 268 Disposed
March 9, 2018 CATY Restricted Stock Units Common Stock (263) · · 263 Acquired
March 9, 2018 CATY Restricted Stock Units Common Stock (4,566) · · 4,566 Acquired
Sept. 1, 2016 HOPE Incentive Stock Option (right to buy) Common stock (25,000) $17.18 Sept. 1, 2026 25,000 Acquired
Feb. 10, 2012 HOPE Performance Units Common Stock (2,375) · Feb. 10, 2016 2,375 Acquired
Feb. 10, 2012 HOPE Performance Units Common Stock (2,375) · Feb. 10, 2015 2,375 Acquired
Feb. 10, 2012 HOPE Performance Units Common Stock (4,750) · Feb. 14, 2014 4,750 Acquired
May 1, 2010 HOPE Performance Units Common Stock (2,000) · May 1, 2010 2,000 Disposed
May 1, 2009 HOPE Performance Units Common Stock (10,000) · · 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 26, 2017 CATY Common Stock 0 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CATY

Chief Credit Officer of Cathay Bank
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2023 $395,750 · $357,980 · $268,000 · $16,500 $1,038,230
2022 $365,041 · $324,934 · $298,300 · $15,250 $1,003,525
2021 $355,631 · · · $276,700 · $14,500 $960,738
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2013 $246,462 $31,665 · · $96,000 $0 $25,050 $399,177
2011 $214,692 $0 · · $0 · $22,940 $237,632
2009 $123,846 $300 · · $0 $0 $4,724 $165,970

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.