Mark Hakjoon Lee
First SEC filing: Dec. 26, 2017 · Latest: Dec. 26, 2017
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 27, 2023 | CATY | A | 2,251 | · | · | 2,251 Direct | · | Acquired | (price as of 2026-10-02) |
| July 27, 2023 | CATY | A | 2,356 | · | · | 2,356 Direct | · | Acquired | (price as of 2026-10-02) |
| July 27, 2023 | CATY | A | 4,713 | · | · | 4,713 Direct | · | Acquired | (price as of 2026-10-02) |
| April 3, 2023 | CATY | M | 3,164 | · | · | 11,671 Direct | +37.19% | Acquired | (price as of 2026-10-02) |
| April 3, 2023 | CATY | F | 1,095 | $34.21 | $37,460 | 10,576 Direct | -9.38% | Disposed | 77.8% (price as of 2026-10-02) |
| April 3, 2023 | CATY | M | 3,292 | · | · | 13,868 Direct | +31.13% | Acquired | (price as of 2026-10-02) |
| April 3, 2023 | CATY | F | 1,139 | $34.21 | $38,965 | 12,729 Direct | -8.21% | Disposed | 77.8% (price as of 2026-10-02) |
| April 3, 2023 | CATY | M | 6,587 | · | · | 19,316 Direct | +51.75% | Acquired | (price as of 2026-10-02) |
| April 3, 2023 | CATY | F | 2,278 | $34.21 | $77,930 | 17,038 Direct | -11.79% | Disposed | 77.8% (price as of 2026-10-02) |
| April 3, 2023 | CATY | M | 1,956 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 3, 2023 | CATY | M | 2,024 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 3, 2023 | CATY | M | 4,049 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 26, 2022 | CATY | A | 1,978 | · | · | 1,978 Direct | · | Acquired | (price as of 2026-10-02) |
| May 26, 2022 | CATY | A | 2,032 | · | · | 2,032 Direct | · | Acquired | (price as of 2026-10-02) |
| May 26, 2022 | CATY | A | 4,065 | · | · | 4,065 Direct | · | Acquired | (price as of 2026-10-02) |
| April 1, 2022 | CATY | M | 1,895 | · | · | 6,096 Direct | +45.11% | Acquired | (price as of 2026-10-02) |
| April 1, 2022 | CATY | F | 656 | $44.52 | $29,205 | 5,440 Direct | -10.76% | Disposed | 36.7% (price as of 2026-10-02) |
| April 1, 2022 | CATY | M | 2,307 | · | · | 7,747 Direct | +42.41% | Acquired | (price as of 2026-10-02) |
| April 1, 2022 | CATY | F | 798 | $44.52 | $35,527 | 6,949 Direct | -10.30% | Disposed | 36.7% (price as of 2026-10-02) |
| April 1, 2022 | CATY | M | 2,382 | · | · | 9,331 Direct | +34.28% | Acquired | (price as of 2026-10-02) |
| April 1, 2022 | CATY | F | 824 | $44.52 | $36,684 | 8,507 Direct | -8.83% | Disposed | 36.7% (price as of 2026-10-02) |
| April 1, 2022 | CATY | M | 1,328 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 1, 2022 | CATY | M | 1,390 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 1, 2022 | CATY | M | 2,780 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 3, 2022 | CATY | M | 1,601 | · | · | 4,858 Direct | +49.16% | Acquired | (price as of 2026-10-02) |
| March 3, 2022 | CATY | F | 657 | $46.54 | $30,577 | 4,201 Direct | -13.52% | Disposed | 30.7% (price as of 2026-10-02) |
| March 3, 2022 | CATY | M | 1,601 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 22, 2021 | CATY | A | 2,019 | · | · | 2,019 Direct | · | Acquired | (price as of 2026-10-02) |
| July 22, 2021 | CATY | A | 2,145 | · | · | 2,145 Direct | · | Acquired | (price as of 2026-10-02) |
| July 22, 2021 | CATY | A | 4,291 | · | · | 4,291 Direct | · | Acquired | (price as of 2026-10-02) |
| March 9, 2021 | CATY | M | 4,566 | · | · | 4,834 Direct | +1703.73% | Acquired | (price as of 2026-10-02) |
| March 9, 2021 | CATY | F | 1,577 | $42.26 | $66,644 | 3,257 Direct | -32.62% | Disposed | 44.0% (price as of 2026-10-02) |
| March 9, 2021 | CATY | M | 4,566 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 3, 2021 | CATY | A | 1,601 | · | · | 1,601 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 16, 2020 | CATY | A | 1,956 | · | · | 1,956 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 16, 2020 | CATY | A | 2,024 | · | · | 2,024 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 16, 2020 | CATY | A | 4,049 | · | · | 4,049 Direct | · | Acquired | (price as of 2026-10-02) |
| July 18, 2019 | CATY | A | 1,328 | · | · | 1,328 Direct | · | Acquired | (price as of 2026-10-02) |
| July 18, 2019 | CATY | A | 1,390 | · | · | 1,390 Direct | · | Acquired | (price as of 2026-10-02) |
| July 18, 2019 | CATY | A | 2,780 | · | · | 2,780 Direct | · | Acquired | (price as of 2026-10-02) |
| March 11, 2019 | CATY | M | 268 | · | · | 268 Direct | · | Acquired | (price as of 2026-10-02) |
| March 11, 2019 | CATY | M | 268 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 9, 2018 | CATY | A | 263 | · | · | 263 Direct | · | Acquired | (price as of 2026-10-02) |
| March 9, 2018 | CATY | A | 4,566 | · | · | 4,566 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 1, 2016 | HOPE | A | 25,000 | · | · | 25,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 29, 2016 | HOPE | A | 281 | · | · | 16,799 Direct | +1.70% | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2012 | HOPE | A | 2,375 | · | · | 15,500 Direct | +18.10% | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2012 | HOPE | A | 2,375 | · | · | 13,125 Direct | +22.09% | Acquired | (price as of 2026-10-02) |
| Feb. 10, 2012 | HOPE | A | 4,750 | · | · | 10,750 Direct | +79.17% | Acquired | (price as of 2026-10-02) |
| Oct. 31, 2011 | HOPE | P | 1,753 | $7.25 | $12,709 | 3,753 Direct | +87.65% | Acquired | 88.7% (price as of 2026-10-02) |
| Aug. 4, 2011 | HOPE | S | 1,120 | $7.87 | $8,814 | 2,000 Direct | -35.90% | Disposed | 73.8% (price as of 2026-10-02) |
| May 1, 2010 | HOPE | M | 2,000 | · | · | 8,000 Direct | -20.00% | Disposed | (price as of 2026-10-02) |
| May 1, 2010 | HOPE | M | 1,120 | · | · | 3,120 Direct | +56.00% | Acquired | (price as of 2026-10-02) |
| Oct. 27, 2009 | HOPE | P | 2,000 | $7.50 | $15,000 | 2,000 Direct | · | Acquired | 82.4% (price as of 2026-10-02) |
| May 1, 2009 | HOPE | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 27, 2023 | CATY | Restricted Stock Units | Common Stock | · | · | 2,251 | Acquired |
| July 27, 2023 | CATY | Restricted Stock Units | Common Stock | · | · | 2,356 | Acquired |
| July 27, 2023 | CATY | Restricted Stock Units | Common Stock | · | · | 4,713 | Acquired |
| April 3, 2023 | CATY | Restricted Stock Units | Common Stock | · | · | 1,956 | Disposed |
| April 3, 2023 | CATY | Restricted Stock Units | Common Stock | · | · | 2,024 | Disposed |
| April 3, 2023 | CATY | Restricted Stock Units | Common Stock | · | · | 4,049 | Disposed |
| May 26, 2022 | CATY | Restricted Stock Units | Common Stock | · | · | 1,978 | Acquired |
| May 26, 2022 | CATY | Restricted Stock Units | Common Stock | · | · | 2,032 | Acquired |
| May 26, 2022 | CATY | Restricted Stock Units | Common Stock | · | · | 4,065 | Acquired |
| April 1, 2022 | CATY | Restricted Stock Units | Common Stock | · | · | 1,328 | Disposed |
| April 1, 2022 | CATY | Restricted Stock Units | Common Stock | · | · | 1,390 | Disposed |
| April 1, 2022 | CATY | Restricted Stock Units | Common Stock | · | · | 2,780 | Disposed |
| March 3, 2022 | CATY | Restricted Stock Units | Common Stock | · | · | 1,601 | Disposed |
| July 22, 2021 | CATY | Restricted Stock Units | Common Stock | · | · | 2,019 | Acquired |
| July 22, 2021 | CATY | Restricted Stock Units | Common Stock | · | · | 2,145 | Acquired |
| July 22, 2021 | CATY | Restricted Stock Units | Common Stock | · | · | 4,291 | Acquired |
| March 9, 2021 | CATY | Restricted Stock Units | Common Stock | · | · | 4,566 | Disposed |
| March 3, 2021 | CATY | Restricted Stock Units | Common Stock | · | · | 1,601 | Acquired |
| Sept. 16, 2020 | CATY | Restricted Stock Units | Common Stock | · | · | 1,956 | Acquired |
| Sept. 16, 2020 | CATY | Restricted Stock Units | Common Stock | · | · | 2,024 | Acquired |
| Sept. 16, 2020 | CATY | Restricted Stock Units | Common Stock | · | · | 4,049 | Acquired |
| July 18, 2019 | CATY | Restricted Stock Units | Common Stock | · | · | 1,328 | Acquired |
| July 18, 2019 | CATY | Restricted Stock Units | Common Stock | · | · | 1,390 | Acquired |
| July 18, 2019 | CATY | Restricted Stock Units | Common Stock | · | · | 2,780 | Acquired |
| March 11, 2019 | CATY | Restricted Stock Units | Common Stock | · | · | 268 | Disposed |
| March 9, 2018 | CATY | Restricted Stock Units | Common Stock | · | · | 263 | Acquired |
| March 9, 2018 | CATY | Restricted Stock Units | Common Stock | · | · | 4,566 | Acquired |
| Sept. 1, 2016 | HOPE | Incentive Stock Option (right to buy) | Common stock | $17.18 | Sept. 1, 2026 | 25,000 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock | · | Feb. 10, 2016 | 2,375 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock | · | Feb. 10, 2015 | 2,375 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock | · | Feb. 14, 2014 | 4,750 | Acquired |
| May 1, 2010 | HOPE | Performance Units | Common Stock | · | May 1, 2010 | 2,000 | Disposed |
| May 1, 2009 | HOPE | Performance Units | Common Stock | · | · | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 26, 2017 | CATY | Common Stock | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $395,750 | · | $357,980 | · | $268,000 | · | $16,500 | $1,038,230 |
| 2022 | $365,041 | · | $324,934 | · | $298,300 | · | $15,250 | $1,003,525 |
| 2021 | $355,631 | · | · | · | $276,700 | · | $14,500 | $960,738 |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $246,462 | $31,665 | · | · | $96,000 | $0 | $25,050 | $399,177 |
| 2011 | $214,692 | $0 | · | · | $0 | · | $22,940 | $237,632 |
| 2009 | $123,846 | $300 | · | · | $0 | $0 | $4,724 | $165,970 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.