Mark Hakjoon Lee
CIK 1463314 · View on SEC EDGAR ↗
First SEC filing: Dec. 26, 2017 · Latest: Dec. 26, 2017
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 31, 2011 | HOPE | P | 1,753 | $7.25 | $12,709 | 3,753 Direct | +87.65% | Acquired | 95.4% (price as of 2026-08-19) |
| Aug. 4, 2011 | HOPE | S | 1,120 | $7.87 | $8,814 | 2,000 Direct | -35.90% | Disposed | 80.1% (price as of 2026-08-19) |
| Oct. 27, 2009 | HOPE | P | 2,000 | $7.50 | $15,000 | 2,000 Direct | — | Acquired | 88.9% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 1, 2016 | HOPE | Incentive Stock Option (right to buy) | Common stock (25,000) | $17.18 | Sept. 1, 2026 | 25,000 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock (2,375) | — | Feb. 10, 2016 | 2,375 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock (2,375) | — | Feb. 10, 2015 | 2,375 | Acquired |
| Feb. 10, 2012 | HOPE | Performance Units | Common Stock (4,750) | — | Feb. 14, 2014 | 4,750 | Acquired |
| May 1, 2010 | HOPE | Performance Units | Common Stock (2,000) | — | May 1, 2010 | 2,000 | Disposed |
| May 1, 2009 | HOPE | Performance Units | Common Stock (10,000) | — | — | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 26, 2017 | CATY | Common Stock | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CATY
Chief Credit Officer of Cathay Bank| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $395,750 | — | $357,980 | — | $268,000 | — | $16,500 | $1,038,230 |
| 2022 | $365,041 | — | $324,934 | — | $298,300 | — | $15,250 | $1,003,525 |
| 2021 | $355,631 | — | — | — | $276,700 | — | $14,500 | $960,738 |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $246,462 | $31,665 | — | — | $96,000 | $0 | $25,050 | $399,177 |
| 2011 | $214,692 | $0 | — | — | $0 | — | $22,940 | $237,632 |
| 2009 | $123,846 | $300 | — | — | $0 | $0 | $4,724 | $165,970 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.