Mark Patrick Guerin

CIK 1607714 · View on SEC EDGAR ↗

Insider

First SEC filing: May 16, 2014 · Latest: May 16, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 16, 2021 TRAW P 15,000 $1.00 $15,000 145,213 Direct +11.52% Acquired -99.9% (price as of 2026-08-19)
Nov. 27, 2020 TRAW P 4,614 $0.26 $1,200 130,213 Direct +3.67% Acquired -99.4% (price as of 2026-08-19)
Nov. 25, 2020 TRAW P 16,755 $0.26 $4,356 125,599 Direct +15.39% Acquired -99.4% (price as of 2026-08-19)
May 19, 2020 TRAW P 21,000 $0.36 $7,560 108,844 Direct +23.91% Acquired -99.6% (price as of 2026-08-19)
Nov. 25, 2019 TRAW P 87,500 — — 87,500 Direct — Acquired (price as of 2026-08-19)
Nov. 25, 2019 TRAW P 87,500 $0.20 $17,500 87,844 Direct +25436.05% Acquired -99.3% (price as of 2026-08-19)
April 26, 2017 TRAW P 1,429 $2.10 $3,001 5,155 Direct +38.35% Acquired -100.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 10, 2022 TRAW Restricted Stock Units Common stock (16,500) — — 16,500 Acquired
June 10, 2022 TRAW Stock Option (right to purchase) Common stock (50,250) $1.33 June 10, 2032 50,250 Acquired
Feb. 7, 2022 TRAW Restricted Stock Units Common stock (20,700) — — 20,700 Acquired
Feb. 7, 2022 TRAW Stock Option (right to purchase) Common stock (62,100) $1.82 Feb. 7, 2032 62,100 Acquired
Aug. 2, 2021 TRAW Restricted Stock Units Common stock (14,250) — — 14,250 Acquired
Aug. 2, 2021 TRAW Stock Option (right to purchase) Common stock (42,750) $5.19 Aug. 2, 2031 42,750 Acquired
Feb. 17, 2021 TRAW Stock Appreciation Right Common Stock [F2] (301,000) $1.51 Feb. 17, 2031 301,000 Acquired
July 9, 2020 TRAW Stock Appreciation Right Common Stock (543,000) $0.56 July 9, 2030 543,000 Acquired
Dec. 20, 2019 TRAW Stock Option (right to purchase) Common Stock (65,000) $0.31 Dec. 20, 2029 65,000 Acquired
Nov. 25, 2019 TRAW Warrant (right to purchase) Common Stock (87,500) $0.20 Nov. 25, 2024 87,500 Acquired
July 26, 2018 TRAW Stock Option (right to purchase) Common Stock (384,950) $0.46 July 26, 2028 384,950 Acquired
Jan. 3, 2018 TRAW Stock Option (right to purchase) Common Stock (31,024) $1.50 Jan. 3, 2028 31,024 Acquired
Jan. 17, 2017 TRAW Stock Option (right to purchase) Common Stock (19,413) $2.70 Jan. 17, 2027 19,413 Acquired
Dec. 15, 2016 TRAW Stock Option (right to purchase) Common Stock (5,587) $2.65 Dec. 15, 2026 5,587 Acquired
Sept. 1, 2016 TRAW Stock Option (right to purchase) Common Stock (5,000) $3.24 Sept. 1, 2026 5,000 Acquired
Sept. 1, 2016 TRAW Stock Option (right to purchase) Common Stock (10,000) $3.24 Sept. 1, 2026 10,000 Acquired
July 29, 2016 TRAW Warrants (right to buy) Common Stock [F2] (2,749) $4.92 July 27, 2021 2,749 Acquired
July 26, 2016 TRAW Subscription Rights (right to buy) See footnote [F1] (90) $4.10 July 26, 2016 90 Disposed
Jan. 26, 2016 TRAW Stock Option (right to purchase) Common Stock (46,809) $0.65 Jan. 26, 2026 46,809 Acquired
Sept. 25, 2015 TRAW Stock Option (right to purchase) Common Stock (17,500) $1.48 Sept. 25, 2025 17,500 Acquired
April 16, 2015 TRAW Stock Option (right ot purchase) Common Stock (15,000) $2.32 April 16, 2025 15,000 Acquired
Dec. 18, 2014 TRAW Stock Option (right to purchase) Common Stock (25,000) $3.98 Dec. 18, 2024 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 16, 2014 TRAW Common Stock 600 Direct
May 16, 2014 TRAW Stock Option (right to buy)→ Common Stock (30,000) 30,000 Direct
May 16, 2014 TRAW Stock Option (right to buy)→ Common Stock (6,000) 6,000 Direct
May 16, 2014 TRAW Stock Option (right to buy)→ Common Stock (24,500) 24,500 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

TRAW

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $500,687 $137,809 $18,980 $50,247 — — $36,985 $744,709
2022 $452,000 $144,383 $59,619 — — — $32,884 $844,699
2020 $374,816 $142,243 $50,364 $26,219 — — $28,467 $622,109

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.