Mark Peter Smith

CIK 1537544 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 16, 2011 · Latest: Dec. 16, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 87 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

87 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 6, 2021 SWBI P 3,076 $16.51 $50,785 204,252 Direct +1.53% Acquired -14.4% (price as of 2026-08-19)
March 24, 2021 SWBI P 1,500 $17.00 $25,500 150,686 Direct +1.01% Acquired -16.9% (price as of 2026-08-19)
March 8, 2021 SWBI P 1,496 $16.72 $25,013 149,186 Direct +1.01% Acquired -15.5% (price as of 2026-08-19)
March 10, 2020 SWBI P 5,192 $5.78 $30,010 77,947 Direct +7.14% Acquired 218.0% (price as of 2026-08-19)
July 1, 2016 SWBI S 10b5-1 21,507 $27.07 $582,194 32,287 Direct -39.98% Disposed -32.1% (price as of 2026-08-19)
June 20, 2016 SWBI S 10b5-1 3,645 $23.85 $86,933 32,287 Direct -10.14% Disposed -22.9% (price as of 2026-08-19)
April 27, 2016 SWBI S 10b5-1 3,876 $22.35 $86,629 27,166 Direct -12.49% Disposed -17.7% (price as of 2026-08-19)
March 7, 2016 SWBI S 10b5-1 5,639 $26.28 $148,193 31,042 Direct -15.37% Disposed -30.0% (price as of 2026-08-19)
March 7, 2016 SWBI S 10b5-1 11,600 $25.76 $298,816 36,681 Direct -24.03% Disposed -28.6% (price as of 2026-08-19)
Dec. 11, 2015 SWBI S 10b5-1 11,645 $22.85 $266,088 48,281 Direct -19.43% Disposed -19.5% (price as of 2026-08-19)
June 22, 2015 SWBI S 10b5-1 16,333 $16.40 $267,861 44,910 Direct -26.67% Disposed 12.1% (price as of 2026-08-19)
March 9, 2015 SWBI S 10b5-1 8,150 $14.09 $114,834 32,855 Direct -19.88% Disposed 30.5% (price as of 2026-08-19)
March 9, 2015 SWBI S 10b5-1 22,999 $14.09 $324,056 41,005 Direct -35.93% Disposed 30.5% (price as of 2026-08-19)

Showing latest 100 of 148 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 1, 2026 SWBI Performance Rights Common Stock (181,912) — May 1, 2029 181,912 Acquired
May 1, 2025 SWBI Performance Rights Common Stock (295,794) — May 1, 2028 295,794 Acquired
May 1, 2024 SWBI Performance Rights Common Stock (164,976) — May 1, 2027 164,976 Acquired
May 1, 2023 SWBI Performance Rights Common Stock (206,016) — May 1, 2026 206,016 Acquired
May 6, 2022 SWBI Performance Rights Common Stock (28,800) — May 1, 2023 28,800 Disposed
May 2, 2022 SWBI Performance Rights Common Stock (125,500) — May 2, 2025 125,500 Acquired
May 2, 2022 SWBI Performance Rights Common Stock (125,500) — May 2, 2025 125,500 Acquired
May 1, 2022 SWBI Performance Rights Common Stock (27,860) — May 1, 2022 27,860 Acquired
May 18, 2021 SWBI Performance Rights Common Stock (28,800) — May 1, 2022 28,800 Disposed
May 3, 2021 SWBI Performance Rights Common Stock (83,556) — May 3, 2024 83,556 Acquired
Aug. 25, 2020 SWBI Performance Rights Common Stock (57,902) — Aug. 25, 2024 57,902 Acquired
April 6, 2020 SWBI Performance Rights Common Stock (89,742) — May 1, 2024 89,742 Acquired
April 30, 2019 SWBI Performance Rights Common Stock (28,800) — May 1, 2023 28,800 Acquired
April 26, 2018 SWBI Performance Rights Common Stock (28,800) — May 1, 2022 28,800 Acquired
June 30, 2017 SWBI Performance Rights Common Stock (13,820) — April 29, 2017 13,820 Disposed
April 27, 2017 SWBI Performance Rights Common Stock (28,800) — May 1, 2021 28,800 Acquired
June 30, 2016 SWBI Performance Rights Common Stock (38,500) — April 26, 2016 38,500 Disposed
April 29, 2016 SWBI Performance Rights Common Stock (29,500) — May 1, 2020 29,500 Acquired
June 30, 2015 SWBI Performance Rights Common Stock (22,529) — April 24, 2015 22,529 Disposed
June 22, 2015 SWBI Employee Stock Option (Right to Buy) Common Stock (8,333) $4.54 Jan. 4, 2022 8,333 Disposed
June 22, 2015 SWBI Employee Stock Option (Right to Buy) Common Stock (8,000) $7.98 April 24, 2022 8,000 Disposed
April 29, 2015 SWBI Performance Rights Common Stock (34,000) — May 1, 2019 34,000 Acquired
March 9, 2015 SWBI Employee Stock Option (Right to Buy) Common Stock (8,333) $4.54 Jan. 4, 2022 8,333 Disposed
March 9, 2015 SWBI Employee Stock Option (Right to Buy) Common Stock (8,000) $7.98 April 24, 2022 8,000 Disposed
March 9, 2015 SWBI Employee Stock Option (Right to Buy) Common Stock (6,666) $3.57 July 12, 2021 6,666 Disposed
June 23, 2014 SWBI Employee Stock Option (Right to Buy) Common Stock (8,000) $7.98 April 24, 2022 8,000 Disposed
June 23, 2014 SWBI Employee Stock Option (Right to Buy) Common Stock (8,334) $4.54 Jan. 4, 2022 8,334 Disposed
June 23, 2014 SWBI Employee Stock Option (Right to Buy) Common Stock (3,333) $4.59 May 3, 2020 3,333 Disposed
April 29, 2014 SWBI Performance Rights Common Stock (24,000) — April 29, 2017 24,000 Acquired
March 7, 2014 SWBI Employee Stock Option (Right to Buy) Common Stock (5,000) $3.92 Aug. 2, 2020 5,000 Disposed
March 7, 2014 SWBI Employee Stock Option (Right to Buy) Common Stock (6,667) $3.57 July 12, 2021 6,667 Disposed
April 26, 2013 SWBI Performance Rights Common Stock (38,500) — April 26, 2016 38,500 Acquired
Sept. 10, 2012 SWBI Employee Stock Option (Right to Buy) Common Stock (6,667) $4.59 May 3, 2020 6,667 Disposed
Sept. 10, 2012 SWBI Employee Stock Option (Right to Buy) Common Stock (10,000) $3.92 Aug. 2, 2020 10,000 Disposed
Sept. 10, 2012 SWBI Employee Stock Option (Right to Buy) Common Stock (6,667) $3.57 July 12, 2021 6,667 Disposed
April 24, 2012 SWBI Performance Rights Common Stock (26,000) — April 24, 2015 26,000 Acquired
April 24, 2012 SWBI Employee Stock Options (Right to Buy) Common Stock (24,000) $7.98 April 24, 2022 24,000 Acquired
Jan. 4, 2012 SWBI Employee Stock Option (Right to Buy) Common Stock (25,000) $4.54 Jan. 4, 2022 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 16, 2011 SWBI Employee Stock Option (Right to Buy)→ Common Stock (10,000) 10,000 Direct
Dec. 16, 2011 SWBI Employee Stock Option (Right to Buy)→ Common Stock (15,000) 15,000 Direct
Dec. 16, 2011 SWBI Employee Stock Option (Right to Buy)→ Common Stock (20,000) 20,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SWBI

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2026 $850,000 — — — $1,035,549 — $212,086 $4,671,940
2025 $850,000 — — — — — $183,781 $3,713,833
2024 $743,000 $200,000 — — $524,758 — $105,905 $3,646,527

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.