Mark R Pflederer
CIK 1273772 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 1, 2006 · Latest: Feb. 1, 2006
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 31, 2006 | CAT | S | 12,000 | $66.93 | $803,160 | 12,563 Direct | -48.85% | Disposed | 1109.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 31, 2006 | CAT | Employee Stock Option [F3] | Common (12,000) | $25.36 | June 11, 2012 | 12,000 | Disposed |
| March 4, 2005 | CAT | Phantom Stock Units | Common (591) | — | — | 591 | Acquired |
| Feb. 18, 2005 | CAT | Phantom Stock Units | Common (204) | — | — | 204 | Acquired |
| Feb. 18, 2005 | CAT | Option (NQ) [F2] | Common (30,000) | $91.28 | Feb. 18, 2015 | 30,000 | Acquired |
| June 8, 2004 | CAT | Option (NQ) [F2] | Common (27,000) | $77.26 | June 8, 2014 | 27,000 | Acquired |
| March 31, 2004 | CAT | Phantom Stock Units | Common (226) | — | Aug. 8, 1988 | 226 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 14 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 6, 2004 | CAT | Common | — | Direct |
| Jan. 6, 2004 | CAT | Option (ISO) [F1]→ Common (1,000) | 1,000 | Direct |
| Jan. 6, 2004 | CAT | Option (ISO) [F1]→ Common (2,140) | 2,140 | Direct |
| Jan. 6, 2004 | CAT | Option (IS O) [F1]→ Common (1,934) | 1,934 | Direct |
| Jan. 6, 2004 | CAT | Option (NQ) [F1]→ Common | — | Direct |
| Jan. 6, 2004 | CAT | Option (ISO) [F1]→ Common (1,795) | 1,795 | Direct |
| Jan. 6, 2004 | CAT | Option (NQ) [F1]→ Common (4,505) | 4,505 | Direct |
| Jan. 6, 2004 | CAT | Option (ISO) [F1]→ Common (1,604) | 1,604 | Direct |
| Jan. 6, 2004 | CAT | Option (NQ) [F1]→ Common (5,816) | 5,816 | Direct |
| Jan. 6, 2004 | CAT | Option (ISO) [F1]→ Common (2,601) | 2,601 | Direct |
| Jan. 6, 2004 | CAT | Option (NQ) [F1]→ Common (9,050) | 9,050 | Direct |
| Jan. 6, 2004 | CAT | Option (NQ) [F1]→ Common (9,000) | 9,000 | Direct |
| Jan. 6, 2004 | CAT | Option (NQ) [F1]→ Common (8,660) | 8,660 | Direct |
| Jan. 6, 2004 | CAT | Phantom Stock Units→ Common (4,038) | 4,038 | Direct |