Mark S Smith

CIK 1559113 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 27, 2012 · Latest: Sept. 27, 2012

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 50 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

50 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 11, 2015 AWK S 224 $52.44 $11,747 4,005 Direct -5.30% Disposed 161.1% (price as of 2026-08-18)
March 11, 2015 AWK S 647 $52.44 $33,929 4,229 Direct -13.27% Disposed 161.1% (price as of 2026-08-18)
March 11, 2015 AWK S 123 $52.44 $6,450 4,229 Direct -2.83% Disposed 161.1% (price as of 2026-08-18)
May 19, 2014 AWK S 766 $47.22 $36,171 2,834 Direct -21.28% Disposed 189.9% (price as of 2026-08-18)
March 4, 2014 AWK S 1,595 $44.47 $70,930 2,834 Direct -36.01% Disposed 207.9% (price as of 2026-08-18)
March 8, 2013 AWK S 2,219 $39.69 $88,072 1,717 Direct -56.38% Disposed 244.9% (price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 11, 2015 AWK Employee Stock Option (right to buy) Common Stock (647) $34.12 Dec. 31, 2018 647 Disposed
March 11, 2015 AWK Employee Stock Option (right to buy) Common Stock (123) $27.08 Dec. 31, 2017 123 Disposed
Feb. 17, 2015 AWK Employee Stock Option (right to buy) Common Stock (4,384) $52.75 Dec. 31, 2021 4,384 Acquired
Feb. 17, 2015 AWK Performance Stock Unit Common Stock (669) — Dec. 31, 2017 669 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (329) — Dec. 31, 2014 329 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (767) — Dec. 31, 2014 767 Disposed
May 19, 2014 AWK Employee Stock Option (right to buy) Common Stock (300) $39.45 Dec. 31, 2019 300 Disposed
May 19, 2014 AWK Employee Stock Option (right to buy) Common Stock (343) $34.12 Dec. 31, 2018 343 Disposed
May 19, 2014 AWK Employee Stock Option (right to buy) Common Stock (123) $27.08 Dec. 31, 2017 123 Disposed
March 4, 2014 AWK Employee Stock Option (right to buy) Common Stock (700) $39.45 Dec. 31, 2019 700 Disposed
March 4, 2014 AWK Employee Stock Option (right to buy) Common Stock (650) $34.12 Dec. 31, 2018 650 Disposed
March 4, 2014 AWK Employee Stock Option (right to buy) Common Stock (245) $27.08 Dec. 31, 2017 245 Disposed
Feb. 20, 2014 AWK Employee Stock Option (right to buy) Common Stock (4,928) $44.06 Dec. 31, 2020 4,928 Acquired
Feb. 20, 2014 AWK Performance Stock Unit Common Stock (846) — Dec. 31, 2016 846 Acquired
Jan. 22, 2014 AWK Performance Stock Units Common Stock (293) — Dec. 31, 2013 293 Disposed
Jan. 22, 2014 AWK Performance Stock Units Common Stock (125) — Dec. 31, 2013 125 Acquired
March 8, 2013 AWK Employee Stock Option (right to buy) Common Stock (1,335) $34.12 Dec. 31, 2018 1,335 Disposed
March 8, 2013 AWK Employee Stock Option (right to buy) Common stock (490) $27.08 Dec. 31, 2017 490 Disposed
March 8, 2013 AWK Employee Stock Option (right to buy) Common Stock (576) $21.51 Dec. 31, 2016 576 Disposed
Feb. 21, 2013 AWK Employee Stock Options (right to buy) Common Stock (4,288) $39.45 Dec. 31, 2019 4,288 Acquired
Feb. 21, 2013 AWK Performance Stock Units Common Stock (948) — Dec. 31, 2015 948 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (223) — Dec. 31, 2012 223 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (223) — Dec. 31, 2012 223 Acquired
Jan. 23, 2013 AWK Performance Stock Unt Common Stock (565) — Dec. 31, 2012 565 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (242) — Dec. 31, 2012 242 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 27, 2012 AWK Common Stock — Direct
Sept. 27, 2012 AWK Employee Stock Option (right to buy)→ Common Stock (576) 576 Direct
Sept. 27, 2012 AWK Employee Stock Option (right to buy)→ Common Stock (981) 981 Direct
Sept. 27, 2012 AWK Employee Stock Option (right to buy)→ Common Stock (4,008) 4,008 Direct
Sept. 27, 2012 AWK Performance Stock Unit→ Common Stock (323) 323 Direct
Sept. 27, 2012 AWK Performance Stock Unit→ Common Stock (168) 168 Direct
Sept. 27, 2012 AWK Performance Stock Unit→ Common Stock (438) 438 Direct