Mark Schwartz
CIK 1362576 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 30, 2016 · Latest: Dec. 30, 2016
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 25 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 29, 2016 | GS | G | 10,390 | — | — | 997,666 Direct | -1.03% | Disposed | (price as of 2026-08-20) |
| Aug. 3, 2016 | GS | I | 639 | $158.34 | $101,179 | 0 Indirect | -100.00% | Disposed | 542.3% (price as of 2026-08-20) |
| Jan. 26, 2016 | GS | M | 55,874 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Jan. 26, 2016 | GS | F | 24,579 | $151.12 | $3,714,378 | 1,008,056 Direct | -2.38% | Disposed | 573.0% (price as of 2026-08-20) |
| Jan. 26, 2016 | GS | M | 55,874 | — | — | 1,032,635 Direct | +5.72% | Acquired | (price as of 2026-08-20) |
| Jan. 21, 2016 | GS | A | 74,547 | — | — | 74,547 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 27, 2015 | GS | M | 34,175 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Jan. 27, 2015 | GS | F | 14,813 | $180.42 | $2,672,561 | 976,761 Direct | -1.49% | Disposed | 463.7% (price as of 2026-08-20) |
| Jan. 27, 2015 | GS | M | 34,175 | — | — | 991,574 Direct | +3.57% | Acquired | (price as of 2026-08-20) |
| Jan. 20, 2015 | GS | A | 65,099 | — | — | 65,099 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 28, 2014 | GS | A | 65,098 | — | — | 65,098 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 27, 2014 | GS | F | 4,105 | $167.64 | $688,162 | 957,399 Direct | -0.43% | Disposed | 506.7% (price as of 2026-08-20) |
| Jan. 27, 2014 | GS | M | 12,476 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Jan. 27, 2014 | GS | F | 5,183 | $167.64 | $868,878 | 956,321 Direct | -0.54% | Disposed | 506.7% (price as of 2026-08-20) |
| Jan. 27, 2014 | GS | M | 12,476 | — | — | 961,504 Direct | +1.31% | Acquired | (price as of 2026-08-20) |
| June 18, 2013 | MA | A | 257 | — | — | 9,584 Direct | +2.76% | Acquired | (price as of 2026-08-20) |
| Jan. 17, 2013 | GS | A | 37,428 | — | — | 37,428 Direct | — | Acquired | (price as of 2026-08-20) |
| June 5, 2012 | MA | A | 319 | — | — | 9,327 Direct | +3.54% | Acquired | (price as of 2026-08-20) |
| June 7, 2011 | MA | A | 365 | — | — | 9,008 Direct | +4.22% | Acquired | (price as of 2026-08-20) |
| Feb. 28, 2011 | MA | A | 4,000 | $241.70 | $966,800 | 8,643 Direct | +86.15% | Acquired | 2286.8% (price as of 2026-08-20) |
| Sept. 21, 2010 | MA | A | 461 | — | — | 4,643 Direct | +11.02% | Acquired | (price as of 2026-08-20) |
| June 9, 2009 | MA | A | 595 | — | — | 4,182 Direct | +16.59% | Acquired | (price as of 2026-08-20) |
| June 3, 2008 | MA | A | 325 | — | — | 3,587 Direct | +9.96% | Acquired | (price as of 2026-08-20) |
| June 7, 2007 | MA | A | 697 | — | — | 3,262 Direct | +27.17% | Acquired | (price as of 2026-08-20) |
| July 18, 2006 | MA | A | 2,565 | — | — | 2,565 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 26, 2016 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (55,874) | — | — | 55,874 | Disposed |
| Jan. 21, 2016 | GS | Year-End Restricted Stock Units | Common Stock, par value $0.01 per share (74,547) | — | — | 74,547 | Acquired |
| Jan. 27, 2015 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (34,175) | — | — | 34,175 | Disposed |
| Jan. 20, 2015 | GS | Year-End Restricted Stock Units | Common Stock, par value $0.01 per share (65,099) | — | — | 65,099 | Acquired |
| Jan. 28, 2014 | GS | Year-End Restricted Stock Units | Common Stock, par value $0.01 per share (65,098) | — | — | 65,098 | Acquired |
| Jan. 27, 2014 | GS | Restricted Stock Units | Common Stock, par value $0.01 per share (12,476) | — | — | 12,476 | Disposed |
| Jan. 17, 2013 | GS | Year-End Restricted Stock Units | Common Stock, par value $0.01 per share (37,428) | — | — | 37,428 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2015 | $1,850,000 | $4,845,000 | $10,251,898 | — | — | — | $7,211,873 | $24,158,771 |
| 2014 | $1,850,000 | $5,716,667 | $9,199,166 | — | — | $17,944 | $7,441,685 | $24,225,462 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.