Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 31, 2022 STEM S 10b5-1 5,000 $12.11 $60,550 10,801 Direct -31.64% Disposed -98.2% (price as of 2026-10-02)
Jan. 18, 2022 STEM S 10b5-1 5,000 $14.27 $71,350 15,801 Direct -24.04% Disposed -98.5% (price as of 2026-10-02)
Jan. 3, 2022 STEM S 10b5-1 5,000 $19.22 $96,100 20,801 Direct -19.38% Disposed -98.9% (price as of 2026-10-02)
Dec. 20, 2021 STEM S 10b5-1 5,000 $18.16 $90,800 25,801 Direct -16.23% Disposed -98.8% (price as of 2026-10-02)
Dec. 6, 2021 STEM S 10b5-1 940 $17.45 $16,403 34,861 Direct -2.63% Disposed -98.8% (price as of 2026-10-02)
Dec. 6, 2021 STEM S 10b5-1 3,960 $18.62 $73,735 30,901 Direct -11.36% Disposed -98.9% (price as of 2026-10-02)
Dec. 6, 2021 STEM S 10b5-1 100 $19.08 $1,908 30,801 Direct -0.32% Disposed -98.9% (price as of 2026-10-02)
Nov. 22, 2021 STEM S 10b5-1 4,500 $22.86 $102,870 36,301 Direct -11.03% Disposed -99.1% (price as of 2026-10-02)
Nov. 22, 2021 STEM S 10b5-1 500 $23.37 $11,685 35,801 Direct -1.38% Disposed -99.1% (price as of 2026-10-02)
Nov. 8, 2021 STEM S 10b5-1 5,000 $24.94 $124,700 40,801 Direct -10.92% Disposed -99.1% (price as of 2026-10-02)
Oct. 28, 2021 STEM S 10b5-1 3,900 $23.15 $90,285 46,901 Direct -7.68% Disposed -99.1% (price as of 2026-10-02)
Oct. 28, 2021 STEM S 10b5-1 800 $24.14 $19,312 46,101 Direct -1.71% Disposed -99.1% (price as of 2026-10-02)
Oct. 28, 2021 STEM S 10b5-1 200 $25.42 $5,084 45,901 Direct -0.43% Disposed -99.2% (price as of 2026-10-02)
Oct. 28, 2021 STEM S 10b5-1 100 $26.75 $2,675 45,801 Direct -0.22% Disposed -99.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 12, 2022 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (39,843) $6.81 Dec. 3, 2030 39,843 Disposed
April 12, 2022 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (1,048) $6.81 Dec. 3, 2030 1,048 Disposed
April 12, 2022 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (235,663) $2.27 Jan. 30, 2029 235,663 Disposed
April 12, 2022 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (174,624) $2.27 Jan. 30, 2029 174,624 Disposed
March 15, 2022 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (174,000) $2.27 Jan. 30, 2029 174,000 Disposed
March 1, 2022 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (104,668) $9.33 Feb. 29, 2032 104,668 Acquired
March 1, 2022 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (66,988) · · 66,988 Acquired
Aug. 23, 2021 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (100,000) $2.27 Jan. 30, 2029 100,000 Disposed
July 2, 2021 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (65,000) · · 65,000 Acquired
July 2, 2021 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (27,624) · · 27,624 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 28, 2021 STEM Stock Option→ Common Stock (684,287) 684,287 Direct
May 28, 2021 STEM Stock Option→ Common Stock (39,843) 39,843 Direct
May 28, 2021 STEM Stock Option→ Common Stock (4,195) 4,195 Direct