Marna C Whittington
CIK 1227918 · View on SEC EDGAR ↗
First SEC filing: May 24, 2021 · Latest: May 24, 2021
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 2, 2018 | M | S | 10,000 | $30.30 | $303,000 | 44,834 Direct | -18.24% | Disposed | -24.8% (price as of 2026-08-21) |
| March 2, 2018 | M | S | 10,000 | $30.30 | $303,000 | 44,834 Direct | -18.24% | Disposed | -24.8% (price as of 2026-08-21) |
| Aug. 23, 2017 | M | P | 10,000 | $20.55 | $205,500 | 44,834 Direct | +28.71% | Acquired | 10.9% (price as of 2026-08-21) |
| April 2, 2015 | M | S | 10,000 | $67.84 | $678,400 | 34,834 Direct | -22.30% | Disposed | -66.4% (price as of 2026-08-21) |
| March 3, 2014 | M | S | 10,000 | $56.88 | $568,800 | 34,834 Direct | -22.30% | Disposed | -59.9% (price as of 2026-08-21) |
| March 3, 2014 | M | S | 10,000 | $56.88 | $568,800 | 34,834 Direct | -22.30% | Disposed | -59.9% (price as of 2026-08-21) |
| Nov. 18, 2013 | M | S | 10,000 | $50.63 | $506,300 | 34,834 Direct | -22.30% | Disposed | -55.0% (price as of 2026-08-21) |
| Sept. 7, 2012 | M | S | 10,000 | $40.38 | $403,800 | 32,853 Direct | -23.34% | Disposed | -43.6% (price as of 2026-08-21) |
| June 5, 2012 | PSX | P | 2,500 | $29.91 | $74,775 | 2,500 Direct | — | Acquired | 712.6% (price as of 2026-08-21) |
| Feb. 27, 2012 | M | S | 10,000 | $37.16 | $371,600 | 29,946 Direct | -25.03% | Disposed | -38.7% (price as of 2026-08-21) |
| May 13, 2011 | M | S | 10,000 | $28.38 | $283,800 | 26,989 Direct | -27.04% | Disposed | -19.7% (price as of 2026-08-21) |
| April 30, 2010 | M | S | 7,000 | $24.13 | $168,910 | 25,126 Direct | -21.79% | Disposed | -5.6% (price as of 2026-08-21) |
Showing latest 100 of 199 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 28, 2024 | OCGN | Option (Right to Buy) | Common Stock (66,929) | $1.55 | June 28, 2034 | 66,929 | Acquired |
| June 9, 2023 | OCGN | Option (Right to Buy) | Common Stock (112,205) | $0.46 | June 9, 2033 | 112,205 | Acquired |
| June 7, 2022 | OCGN | Option (Right to Buy) | Common Stock (140,091) | $2.49 | June 7, 2032 | 140,091 | Acquired |
| March 21, 2022 | OCGN | Option (Right to Buy) | Common Stock (106,383) | $3.72 | March 21, 2032 | 106,383 | Acquired |
| May 21, 2021 | M | Restricted Stock Units | Common Stock (8,516) | — | — | 8,516 | Acquired |
| July 9, 2020 | M | Restricted Stock Units | Common Stock (23,379) | — | — | 23,379 | Acquired |
| May 17, 2019 | M | Restricted Stock Units | Common Stock (7,120) | — | — | 7,120 | Acquired |
| May 18, 2018 | M | Restricted Stock Units [F1] | Common Stock (4,564) | — | — | 4,564 | Acquired |
| May 18, 2018 | M | Restricted Stock Units | Common Stock (4,565) | — | — | 4,565 | Acquired |
| March 2, 2018 | M | Option to Purchase Common Stock | Common Stock (10,000) | $11.32 | May 15, 2019 | 10,000 | Disposed |
| March 2, 2018 | M | Option to Purchase Common Stock | Common Stock (10,000) | $25.32 | May 16, 2018 | 10,000 | Disposed |
| May 19, 2017 | M | Restricted Stock Units | Common Stock (6,084) | — | — | 6,084 | Acquired |
| May 20, 2016 | M | Restricted Stock Units | Common Stock (4,474) | — | — | 4,474 | Acquired |
| Sept. 30, 2015 | M | Phantom Stock Units | Common Stock (1) | — | — | 1 | Acquired |
| May 15, 2015 | M | Restricted Stock Units | Common Stock (2,104) | — | — | 2,104 | Acquired |
| April 2, 2015 | M | Option to Purchase Common Stock | Common Stock (10,000) | $39.06 | May 18, 2017 | 10,000 | Disposed |
| May 16, 2014 | M | Restricted Stock Units | Common Stock (2,411) | — | — | 2,411 | Acquired |
| March 3, 2014 | M | Option to Purchase Common Stock | Common Stock (10,000) | $36.24 | May 19, 2016 | 10,000 | Disposed |
| March 3, 2014 | M | Option to Purchase Common Stock | Common Stock (10,000) | $38.15 | July 13, 2015 | 10,000 | Disposed |
| Nov. 18, 2013 | M | Option to Purchase Common Stock | Common Stock (10,000) | $23.03 | May 21, 2014 | 10,000 | Disposed |
| May 17, 2013 | M | Restricted Stock Units | Common Stock (2,774) | — | — | 2,774 | Acquired |
| Dec. 31, 2012 | M | Phantom Stock Units | Common Stock (894) | — | Dec. 31, 2012 | 894 | Disposed |
| Sept. 29, 2012 | M | Phantom Stock Units | Common Stock (986) | — | Sept. 29, 2012 | 986 | Disposed |
| Sept. 7, 2012 | M | Option to Purchase Common Stock | Common Stock (10,000) | $15.75 | May 16, 2013 | 10,000 | Disposed |
| June 30, 2012 | M | Phantom Stock Units | Common Stock (978) | — | June 30, 2012 | 978 | Disposed |
| May 18, 2012 | M | Restricted Stock Units | Common Stock (3,689) | — | — | 3,689 | Acquired |
| March 31, 2012 | M | Phantom Stock Units | Common Stock (1,818) | — | March 31, 2012 | 1,818 | Disposed |
| Feb. 27, 2012 | M | Option to Purchase Common Stock | Common Stock (10,000) | $21.72 | May 17, 2012 | 10,000 | Disposed |
| Dec. 31, 2011 | M | Phantom Stock Units | Common Stock (1,593) | — | Dec. 31, 2011 | 1,593 | Disposed |
| Sept. 30, 2011 | M | Phantom Stock Units | Common Stock (700) | — | Sept. 30, 2011 | 700 | Disposed |
| June 30, 2011 | M | Phantom Stock Units | Common Stock (508) | — | June 30, 2011 | 508 | Disposed |
| May 20, 2011 | M | Restricted Stock Units | Common Stock (4,191) | — | — | 4,191 | Acquired |
| May 13, 2011 | M | Option to Purchase Common Stock | Common Stock (10,000) | $23.50 | May 18, 2011 | 10,000 | Disposed |
| March 31, 2011 | M | Phantom Stock Units | Common Stock (1) | — | — | 1 | Acquired |
| March 31, 2011 | M | Phantom Stock Units | Common Stock (732) | — | March 31, 2011 | 732 | Disposed |
| Dec. 31, 2010 | M | Phantom Stock Units | Common Stock (497) | — | Dec. 31, 2010 | 497 | Disposed |
| Sept. 30, 2010 | M | Phantom Stock Units | Common Stock (414) | — | Sept. 30, 2010 | 414 | Disposed |
| June 30, 2010 | M | Phantom Stock Units | Common Stock (312) | — | June 30, 2010 | 312 | Disposed |
| May 14, 2010 | M | Restricted Stock Units | Common Stock (4,436) | — | — | 4,436 | Acquired |
| April 30, 2010 | M | Option to Purchase Common Stock | Common Stock (7,000) | $19.97 | May 19, 2010 | 7,000 | Disposed |
| March 31, 2010 | M | Phantom Stock Units | Common Stock (413) | — | March 31, 2010 | 413 | Disposed |
| Dec. 31, 2009 | M | Phantom Stock Units | Common Stock (893) | — | — | 893 | Acquired |
| Dec. 31, 2009 | M | Phantom Stock Units | Common Stock (894) | — | Dec. 31, 2012 | 894 | Acquired |
| Dec. 31, 2009 | M | Phantom Stock Units | Common Stock (413) | — | Dec. 31, 2009 | 413 | Disposed |
| Sept. 30, 2009 | M | Phantom Stock Units | Common Stock (341) | — | Sept. 30, 2009 | 341 | Disposed |
| Sept. 30, 2009 | M | Phantom Stock Units | Common Stock (986) | — | Sept. 30, 2012 | 986 | Acquired |
| Sept. 30, 2009 | M | Phantom Stock Units | Common Stock (984) | — | — | 984 | Acquired |
| June 30, 2009 | M | Phantom Stock Units | Common Stock (978) | — | — | 978 | Acquired |
| June 30, 2009 | M | Phantom Stock Units | Common Stock (978) | — | June 30, 2012 | 978 | Acquired |
| June 30, 2009 | M | Phantom Stock Units | Common Stock (401) | — | June 30, 2009 | 401 | Disposed |
| May 15, 2009 | M | Options to Purchase Common Stock | Common Stock (10,000) | $11.32 | May 15, 2019 | 10,000 | Acquired |
| March 31, 2009 | M | Phantom Stock Units | Common Stock (1,818) | — | — | 1,818 | Acquired |
| March 31, 2009 | M | Phantom Stock Units | Common Stock (1,818) | — | March 31, 2012 | 1,818 | Acquired |
| March 31, 2009 | M | Phantom Stock Units | Common Stock (362) | — | March 31, 2009 | 362 | Disposed |
| Dec. 31, 2008 | M | Phantom Stock Units | Common Stock (1,430) | — | — | 1,430 | Acquired |
| Dec. 31, 2008 | M | Phantom Stock Units | Common Stock (1,430) | — | Dec. 31, 2011 | 1,430 | Acquired |
| Dec. 31, 2008 | M | Phantom Stock Units | Common Stock (536) | — | Dec. 31, 2008 | 536 | Disposed |
| Sept. 30, 2008 | M | Phantom Stock Units | Common Stock (764) | — | — | 764 | Acquired |
| Sept. 30, 2008 | M | Phantom Stock Units | Common Stock (765) | — | Sept. 30, 2011 | 765 | Acquired |
| Sept. 30, 2008 | M | Phantom Stock Units | Common Stock (370) | — | Sept. 30, 2008 | 370 | Disposed |
| June 30, 2008 | M | Phantom Stock Units | Common Stock (604) | — | — | 604 | Acquired |
| June 30, 2008 | M | Phantom Stock Units | Common Stock (606) | — | June 30, 2011 | 606 | Acquired |
| June 30, 2008 | M | Phantom Stock Units | Common Stock (398) | — | June 30, 2008 | 398 | Disposed |
| May 16, 2008 | M | Options to Purchase Common Stock | Common Stock (10,000) | $25.32 | May 16, 2018 | 10,000 | Acquired |
| March 31, 2008 | M | Phantom Stock Units | Common Stock (731) | — | — | 731 | Acquired |
| March 31, 2008 | M | Phantom Stock Units | Common Stock (732) | — | March 31, 2011 | 732 | Acquired |
| March 31, 2008 | M | Phantom Stock Units | Common Stock (446) | — | March 31, 2008 | 446 | Disposed |
| Dec. 31, 2007 | M | Phantom Stock Units | Common Stock (496) | — | — | 496 | Acquired |
| Dec. 31, 2007 | M | Phantom Stock Units | Common Stock (497) | — | Dec. 31, 2010 | 497 | Acquired |
| Dec. 31, 2007 | M | Phantom Stock Units | Common Stock (472) | — | Dec. 31, 2007 | 472 | Disposed |
| Sept. 30, 2007 | M | Phantom Stock Units | Common Stock (413) | — | — | 413 | Acquired |
| Sept. 30, 2007 | M | Phantom Stock Units | Common Stock (414) | — | Sept. 30, 2010 | 414 | Acquired |
| Sept. 30, 2007 | M | Phantom Stock Units | Common Stock (536) | — | Sept. 30, 2007 | 536 | Disposed |
| June 30, 2007 | M | Phantom Stock Units | Common Stock (310) | — | — | 310 | Acquired |
| June 30, 2007 | M | Phantom Stock Units | Common Stock (312) | — | June 30, 2010 | 312 | Acquired |
| June 30, 2007 | M | Phantom Stock Units | Common Stock (706) | — | June 30, 2007 | 706 | Disposed |
| May 18, 2007 | M | Options to Purchase Common Stock | Common Stock (10,000) | $39.06 | May 18, 2017 | 10,000 | Acquired |
| March 31, 2007 | M | Phantom Stock Units | Common Stock (413) | — | — | 413 | Acquired |
| March 31, 2007 | M | Phantom Stock Units | Common Stock (413) | — | March 31, 2010 | 413 | Acquired |
| March 31, 2007 | M | Phantom Stock Units | Common Stock (564) | — | March 31, 2007 | 564 | Disposed |
| March 6, 2007 | M | Options to Purchase Common Stock | Common Stock | — | May 16, 2007 | 7,000 | Disposed |
| Dec. 31, 2006 | M | Phantom Stock Units | Common Stock (412) | — | — | 412 | Acquired |
| Dec. 31, 2006 | M | Phantom Stock Units | Common Stock (413) | — | Dec. 31, 2009 | 413 | Acquired |
| Dec. 31, 2006 | M | Phantom Stock Units | Common Stock (530) | — | Dec. 31, 2006 | 530 | Disposed |
| Sept. 30, 2006 | M | Phantom Stock Units | Common Stock (340) | — | — | 340 | Acquired |
| Sept. 30, 2006 | M | Phantom Stock Units | Common Stock (341) | — | Sept. 30, 2009 | 341 | Acquired |
| Sept. 30, 2006 | M | Phantom Stock Units | Common Stock (348) | — | Sept. 30, 2006 | 348 | Disposed |
| June 30, 2006 | M | Phantom Stock Units | Common Stock (396) | — | — | 396 | Acquired |
| June 30, 2006 | M | Phantom Stock Units | Common Stock (401) | — | June 30, 2009 | 401 | Acquired |
| June 30, 2006 | M | Phantom Stock Units | Common Stock (634) | — | June 30, 2006 | 634 | Disposed |
| May 19, 2006 | M | Options to Purchase Common Stock | Common Stock (5,000) | $72.47 | May 19, 2016 | 5,000 | Acquired |
| March 31, 2006 | M | Phantom Stock Units | Common Stock (179) | — | — | 179 | Acquired |
| March 31, 2006 | M | Phantom Stock Units | Common Stock (181) | — | March 31, 2009 | 181 | Acquired |
| March 31, 2006 | M | Phantom Stock Units | Common Stock (356) | — | March 31, 2006 | 356 | Disposed |
| March 7, 2006 | M | Options to Purchase Common Stock | Common Stock (1,300) | $34.62 | May 17, 2006 | 1,300 | Disposed |
| Dec. 31, 2005 | M | Phantom Stock Units | Common Stock (266) | — | — | 266 | Acquired |
| Dec. 31, 2005 | M | Phantom Stock Units | Common Stock (268) | — | Dec. 31, 2008 | 268 | Acquired |
| Sept. 30, 2005 | M | Phantom Stock Units | Common Stock (184) | — | — | 184 | Acquired |
| Sept. 30, 2005 | M | Phantom Stock Units | Common Stock (185) | — | Sept. 30, 2008 | 185 | Acquired |
| July 13, 2005 | M | Options to Purchase Common Stock | Common Stock (5,000) | $76.30 | July 13, 2015 | 5,000 | Acquired |
Showing latest 100 of 128 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 15 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 23, 2022 | OCGN | Common Stock | 1,000 | Indirect |
| Jan. 20, 2009 | NFJ | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | NIE | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PCM | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PCQ | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PCN | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PTY | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PFL | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PFN | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PGP | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PHK | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PNI | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | RCS | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Jan. 20, 2009 | PML | NO SECURITIES ARE BENEFICIALLY OWNED [F1] | 0 | Direct |
| Aug. 19, 2003 | NCZ | No Shares Owned | 0 | Direct |