Martin A Kaplan

Insider

First SEC filing: Aug. 7, 2015 · Latest: Aug. 7, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

VIAV selling Feb. 12, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 8, 2014	VIAV	A	11,297	—	—	11,297 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 17, 2014	VIAV	M	4,329	—	—	4,329 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 17, 2014	VIAV	M	4,329	—	—	51,732 Direct	+9.13%	Acquired	(price as of 2026-08-20)
Nov. 17, 2014	VIAV	M	4,329	—	—	4,329 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 17, 2014	VIAV	M	4,329	—	—	61,739 Direct	+7.54%	Acquired	(price as of 2026-08-20)
Nov. 17, 2014	VIAV	M	4,329	—	—	4,329 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 17, 2014	VIAV	M	4,329	—	—	61,739 Direct	+7.54%	Acquired	(price as of 2026-08-20)
Nov. 15, 2014	VIAV	M	4,726	—	—	4,726 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2014	VIAV	M	4,726	—	—	47,403 Direct	+11.07%	Acquired	(price as of 2026-08-20)
Nov. 15, 2014	VIAV	M	4,726	—	—	4,726 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2014	VIAV	M	4,726	—	—	57,410 Direct	+8.97%	Acquired	(price as of 2026-08-20)
Nov. 15, 2014	VIAV	M	4,726	—	—	4,726 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2014	VIAV	M	4,726	—	—	57,410 Direct	+8.97%	Acquired	(price as of 2026-08-20)
Nov. 14, 2014	VIAV	M	3,526	—	—	7,052 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 14, 2014	VIAV	M	3,526	—	—	42,677 Direct	+9.01%	Acquired	(price as of 2026-08-20)
Nov. 14, 2014	VIAV	M	3,526	—	—	7,052 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 14, 2014	VIAV	M	3,526	—	—	52,684 Direct	+7.17%	Acquired	(price as of 2026-08-20)
Nov. 14, 2014	VIAV	M	3,526	—	—	7,052 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 14, 2014	VIAV	M	3,526	—	—	52,684 Direct	+7.17%	Acquired	(price as of 2026-08-20)
Feb. 12, 2014	VIAV	S	5,007	$13.43	$67,244	39,151 Direct	-11.34%	Disposed	405.0% (price as of 2026-08-20)
Feb. 7, 2014	VIAV	S	5,000	$12.98	$64,900	44,158 Direct	-10.17%	Disposed	422.5% (price as of 2026-08-20)
Dec. 1, 2013	VIAV	M	2,864	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 1, 2013	VIAV	M	2,864	—	—	49,158 Direct	+6.19%	Acquired	(price as of 2026-08-20)
Nov. 17, 2013	VIAV	M	4,329	—	—	4,329 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 17, 2013	VIAV	M	4,329	—	—	46,294 Direct	+10.32%	Acquired	(price as of 2026-08-20)
Nov. 15, 2013	VIAV	M	4,725	—	—	9,452 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 15, 2013	VIAV	M	4,725	—	—	41,965 Direct	+12.69%	Acquired	(price as of 2026-08-20)
Nov. 14, 2013	VIAV	A	10,578	—	—	10,578 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 4, 2013	VIAV	S 10b5-1	4,284	$13.06	$55,949	37,240 Direct	-10.32%	Disposed	419.3% (price as of 2026-08-20)
Dec. 1, 2012	VIAV	M	2,864	—	—	2,864 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Dec. 1, 2012	VIAV	M	2,864	—	—	41,524 Direct	+7.41%	Acquired	(price as of 2026-08-20)
Nov. 17, 2012	VIAV	M	4,329	—	—	8,658 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 17, 2012	VIAV	M	4,329	—	—	38,660 Direct	+12.61%	Acquired	(price as of 2026-08-20)
Nov. 15, 2012	VIAV	A	14,177	—	—	14,177 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 12, 2012	VIAV	M	5,192	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 12, 2012	VIAV	M	5,192	—	—	34,331 Direct	+17.82%	Acquired	(price as of 2026-08-20)
May 14, 2012	VIAV	S	2,606	$10.69	$27,858	29,139 Direct	-8.21%	Disposed	534.5% (price as of 2026-08-20)
Dec. 1, 2011	VIAV	M	2,863	—	—	5,728 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Dec. 1, 2011	VIAV	M	2,863	—	—	31,745 Direct	+9.91%	Acquired	(price as of 2026-08-20)
Nov. 17, 2011	VIAV	A	12,987	—	—	12,987 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 13, 2011	VIAV	M	6,039	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 13, 2011	VIAV	M	6,039	—	—	28,882 Direct	+26.44%	Acquired	(price as of 2026-08-20)
Nov. 12, 2011	VIAV	M	5,192	—	—	5,192 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 12, 2011	VIAV	M	5,192	—	—	22,843 Direct	+29.41%	Acquired	(price as of 2026-08-20)
Feb. 22, 2011	VIAV	S	6,038	$23.95	$144,610	17,651 Direct	-25.49%	Disposed	183.2% (price as of 2026-08-20)
Feb. 11, 2011	VIAV	M	8,750	$17.71	$154,962	37,439 Direct	+30.50%	Acquired	283.0% (price as of 2026-08-20)
Feb. 11, 2011	VIAV	S	8,750	$27.50	$240,625	28,689 Direct	-23.37%	Disposed	146.6% (price as of 2026-08-20)
Feb. 11, 2011	VIAV	S	5,000	$25.71	$128,550	23,689 Direct	-17.43%	Disposed	163.8% (price as of 2026-08-20)
Feb. 11, 2011	VIAV	M	1,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 11, 2011	VIAV	M	7,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 8, 2011	VIAV	M	8,750	$13.32	$116,550	37,439 Direct	+30.50%	Acquired	409.2% (price as of 2026-08-20)
Feb. 8, 2011	VIAV	S	8,750	$22.19	$194,162	28,689 Direct	-23.37%	Disposed	205.6% (price as of 2026-08-20)
Feb. 8, 2011	VIAV	M	1,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 8, 2011	VIAV	M	7,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 1, 2010	VIAV	A	8,591	—	—	8,591 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 16, 2010	VIAV	M	1,001	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 16, 2010	VIAV	M	1,001	—	—	28,689 Direct	+3.62%	Acquired	(price as of 2026-08-20)
Nov. 13, 2010	VIAV	M	6,038	—	—	6,039 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 13, 2010	VIAV	M	6,038	—	—	27,688 Direct	+27.89%	Acquired	(price as of 2026-08-20)
Nov. 12, 2010	VIAV	M	5,192	—	—	10,384 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 12, 2010	VIAV	M	5,192	—	—	21,650 Direct	+31.55%	Acquired	(price as of 2026-08-20)
Nov. 16, 2009	VIAV	M	1,001	—	—	1,001 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 16, 2009	VIAV	M	1,001	—	—	16,458 Direct	+6.48%	Acquired	(price as of 2026-08-20)
Nov. 15, 2009	VIAV	M	753	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2009	VIAV	M	753	—	—	15,457 Direct	+5.12%	Acquired	(price as of 2026-08-20)
Nov. 13, 2009	VIAV	M	6,038	—	—	12,077 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 13, 2009	VIAV	M	6,038	—	—	14,704 Direct	+69.67%	Acquired	(price as of 2026-08-20)
Nov. 12, 2009	VIAV	A	15,576	—	—	15,576 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 16, 2008	VIAV	M	1,001	—	—	8,666 Direct	+13.06%	Acquired	(price as of 2026-08-20)
Nov. 16, 2008	VIAV	M	1,001	—	—	2,002 Direct	+100.00%	Acquired	(price as of 2026-08-20)
Nov. 15, 2008	VIAV	M	753	—	—	7,665 Direct	+10.89%	Acquired	(price as of 2026-08-20)
Nov. 15, 2008	VIAV	M	753	—	—	753 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 13, 2008	VIAV	A	18,115	—	—	18,115 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 16, 2007	VIAV	A	1,250	$13.32	$16,650	1,250 Direct	—	Acquired	409.2% (price as of 2026-08-20)
Nov. 16, 2007	VIAV	A	7,500	$13.32	$99,900	7,500 Direct	—	Acquired	409.2% (price as of 2026-08-20)
Nov. 16, 2007	VIAV	A	3,003	—	—	3,003 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 15, 2007	VIAV	M	752	—	—	1,506 Direct	+99.73%	Acquired	(price as of 2026-08-20)
Nov. 15, 2007	VIAV	M	752	—	—	6,880 Direct	+12.27%	Acquired	(price as of 2026-08-20)
Nov. 15, 2006	VIAV	A	7,500	$17.71	$132,825	7,500 Direct	—	Acquired	283.0% (price as of 2026-08-20)
Nov. 15, 2006	VIAV	A	1,250	$17.71	$22,138	1,250 Direct	—	Acquired	283.0% (price as of 2026-08-20)
Nov. 15, 2006	VIAV	A	10,000	$17.71	$177,100	10,000 Direct	—	Acquired	283.0% (price as of 2026-08-20)
Nov. 15, 2006	VIAV	A	60,000	$17.71	$1,062,600	60,000 Direct	—	Acquired	283.0% (price as of 2026-08-20)
Nov. 15, 2006	VIAV	A	2,258	—	—	2,258 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 1, 2005	VIAV	A	70,000	$2.80	$196,000	70,000 Direct	—	Acquired	202.8% (price as of 2026-08-20)
Dec. 1, 2005	VIAV	A	14,285	—	—	49,026 Direct	+41.12%	Acquired	(price as of 2026-08-20)
Nov. 16, 2004	VIAV	A	12,578	—	—	34,741 Direct	+56.75%	Acquired	(price as of 2026-08-20)
Nov. 16, 2004	VIAV	A	70,000	—	—	70,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 6, 2003	VIAV	P	11,363	—	—	20,963 Direct	+118.36%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 8, 2014	VIAV	Restricted Stock Unit	Common Stock (11,297)	$0.00	—	11,297	Acquired
Nov. 17, 2014	VIAV	Restricted Stock Unit	Common Stock (4,329)	$0.00	—	4,329	Disposed
Nov. 17, 2014	VIAV	Restricted Stock Unit	Common Stock (4,329)	$0.00	—	4,329	Disposed
Nov. 17, 2014	VIAV	Restricted Stock Unit	Common Stock (4,329)	$0.00	—	4,329	Disposed
Nov. 15, 2014	VIAV	Restricted Stock Unit	Common Stock (4,726)	$0.00	—	4,726	Disposed
Nov. 15, 2014	VIAV	Restricted Stock Unit	Common Stock (4,726)	$0.00	—	4,726	Disposed
Nov. 15, 2014	VIAV	Restricted Stock Unit	Common Stock (4,726)	$0.00	—	4,726	Disposed
Nov. 14, 2014	VIAV	Restricted Stock Unit	Common Stock (3,526)	$0.00	—	3,526	Disposed
Nov. 14, 2014	VIAV	Restricted Stock Unit	Common Stock (3,526)	$0.00	—	3,526	Disposed
Nov. 14, 2014	VIAV	Restricted Stock Unit	Common Stock (3,526)	$0.00	—	3,526	Disposed
Dec. 1, 2013	VIAV	Restricted Stock Unit	Common Stock (2,864)	$0.00	—	2,864	Disposed
Nov. 17, 2013	VIAV	Restricted Stock Unit	Common Stock (4,329)	$0.00	—	4,329	Disposed
Nov. 15, 2013	VIAV	Restricted Stock Unit	Common Stock (4,725)	$0.00	—	4,725	Disposed
Nov. 14, 2013	VIAV	Restricted Stock Unit	Common Stock (10,578)	$0.00	—	10,578	Acquired
Dec. 1, 2012	VIAV	Restricted Stock Unit	Common Stock (2,864)	$0.00	—	2,864	Disposed
Nov. 17, 2012	VIAV	Restricted Stock Unit	Common Stock (4,329)	$0.00	—	4,329	Disposed
Nov. 15, 2012	VIAV	Restricted Stock Unit	Common Stock (14,177)	$0.00	—	14,177	Acquired
Nov. 12, 2012	VIAV	Restricted Stock Unit	Common Stock (5,192)	$0.00	—	5,192	Disposed
Dec. 1, 2011	VIAV	Restricted Stock Unit	Common Stock (2,863)	$0.00	—	2,863	Disposed
Nov. 17, 2011	VIAV	Restricted Stock Unit	Common Stock (12,987)	$0.00	—	12,987	Acquired
Nov. 13, 2011	VIAV	Restricted Stock Unit	Common Stock (6,039)	$0.00	—	6,039	Disposed
Nov. 12, 2011	VIAV	Restricted Stock Unit	Common Stock (5,192)	$0.00	—	5,192	Disposed
Feb. 11, 2011	VIAV	Non-qualified Stock Option (Right to buy)	Common Stock (1,250)	$17.71	Nov. 15, 2014	1,250	Disposed
Feb. 11, 2011	VIAV	Non-qualified Stock Option (Right to buy)	Common Stock (7,500)	$17.71	Nov. 15, 2014	7,500	Disposed
Feb. 8, 2011	VIAV	Non-qualified Stock Option (Right to buy)	Common Stock (1,250)	$13.32	Nov. 16, 2015	1,250	Disposed
Feb. 8, 2011	VIAV	Non-qualified Stock Option (Right to buy)	Common Stock (7,500)	$13.32	Nov. 16, 2015	7,500	Disposed
Dec. 1, 2010	VIAV	Restricted Stock Unit	Common Stock (8,591)	$0.00	—	8,591	Acquired
Nov. 16, 2010	VIAV	Restricted Stock Unit	Common Stock (1,001)	$0.00	—	1,001	Disposed
Nov. 13, 2010	VIAV	Restricted Stock Unit	Common Stock (6,038)	$0.00	—	6,038	Disposed
Nov. 12, 2010	VIAV	Restricted Stock Unit	Common Stock (5,192)	$0.00	—	5,192	Disposed
Nov. 16, 2009	VIAV	Restricted Stock Unit	Common Stock (1,001)	$0.00	—	1,001	Disposed
Nov. 15, 2009	VIAV	Restricted Stock Unit	Common Stock (753)	$0.00	—	753	Disposed
Nov. 13, 2009	VIAV	Restricted Stock Unit	Common Stock (6,038)	$0.00	—	6,038	Disposed
Nov. 12, 2009	VIAV	Restricted Stock Unit	Common Stock (15,576)	$0.00	—	15,576	Acquired
Nov. 16, 2008	VIAV	Restricted Stock Unit	Common Stock (1,001)	$0.00	—	1,001	Acquired
Nov. 15, 2008	VIAV	Restricted Stock Unit	Common Stock (753)	$0.00	—	753	Acquired
Nov. 13, 2008	VIAV	Restricted Stock Unit	Common Stock (18,115)	$0.00	—	18,115	Acquired
Nov. 16, 2007	VIAV	Non-qualified Stock Option (Right to buy)	Common Stock (1,250)	$13.32	Nov. 16, 2015	1,250	Acquired
Nov. 16, 2007	VIAV	Non-qualified Stock Option (Right to buy)	Common Stock (7,500)	$13.32	Nov. 16, 2015	7,500	Acquired
Nov. 16, 2007	VIAV	Restricted Stock Unit	Common Stock (3,003)	$0.00	—	3,003	Acquired
Nov. 15, 2007	VIAV	Restricted Stock Unit	Common Stock (752)	$0.00	Nov. 15, 2014	752	Acquired
Nov. 15, 2006	VIAV	Non-qualified Stock Option (Right to Buy)	Common Stock (7,500)	$17.71	Nov. 15, 2014	7,500	Acquired
Nov. 15, 2006	VIAV	Non-qualified Stock Option (Right to Buy)	Common Stock (1,250)	$17.71	Nov. 15, 2014	1,250	Acquired
Nov. 15, 2006	VIAV	Non-qualified Stock Option (Right to Buy)	Common Stock (10,000)	$17.71	Nov. 15, 2014	10,000	Acquired
Nov. 15, 2006	VIAV	Non-qualified Stock Option (Right to Buy)	Common Stock (60,000)	$17.71	Nov. 15, 2014	60,000	Acquired
Nov. 15, 2006	VIAV	Restricted Stock Unit	Common Stock (2,258)	$0.00	—	2,258	Acquired
Dec. 1, 2005	VIAV	Non-qualified Stock Option (right to buy)	Common Stock (70,000)	$2.80	Dec. 1, 2013	70,000	Acquired
Nov. 16, 2004	VIAV	Non-Qualified Stock Option (right to buy)	Common Stock (70,000)	$3.18	Nov. 15, 2012	70,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 7, 2015	LITE	Common Stock	0	Direct