Martin Fraenkel

Insider

First SEC filing: Oct. 11, 2016 · Latest: Jan. 5, 2021

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SPGI selling July 31, 2020

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 57 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

57 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 31, 2020	SPGI	M	383	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	523	—	—	539 Direct	-49.25%	Disposed	(price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	591	—	—	1,201 Direct	-32.98%	Disposed	(price as of 2026-08-21)
Dec. 31, 2020	SPGI	F	181	$328.73	$59,500	6,607 Direct	-2.67%	Disposed	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	383	$328.73	$125,904	6,788 Direct	+5.98%	Acquired	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	F	246	$328.73	$80,868	6,405 Direct	-3.70%	Disposed	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	523	$328.73	$171,926	6,651 Direct	+8.53%	Acquired	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	F	278	$328.73	$91,387	6,128 Direct	-4.34%	Disposed	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	591	$328.73	$194,279	6,406 Direct	+10.16%	Acquired	39.4% (price as of 2026-08-21)
July 31, 2020	SPGI	S	1,400	$346.79	$485,506	5,815 Direct	-19.40%	Disposed	32.2% (price as of 2026-08-21)
April 1, 2020	SPGI	A	1,792	—	—	1,792 Direct	—	Acquired	(price as of 2026-08-21)
March 3, 2020	SPGI	F	181	$280.14	$50,705	7,215 Direct	-2.45%	Disposed	63.6% (price as of 2026-08-21)
March 3, 2020	SPGI	A	384	—	—	7,396 Direct	+5.48%	Acquired	(price as of 2026-08-21)
March 3, 2020	SPGI	F	2,035	$280.14	$570,085	7,012 Direct	-22.49%	Disposed	63.6% (price as of 2026-08-21)
March 3, 2020	SPGI	A	4,329	—	—	9,047 Direct	+91.75%	Acquired	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	523	—	—	1,062 Direct	-33.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	371	—	—	383 Direct	-49.20%	Disposed	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	35	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	394	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	F	246	$273.05	$67,170	4,718 Direct	-4.96%	Disposed	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	523	$273.05	$142,805	4,964 Direct	+11.78%	Acquired	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	F	175	$273.05	$47,784	4,441 Direct	-3.79%	Disposed	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	371	$273.05	$101,302	4,616 Direct	+8.74%	Acquired	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	F	17	$273.05	$4,642	4,245 Direct	-0.40%	Disposed	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	35	$273.05	$9,557	4,262 Direct	+0.83%	Acquired	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	F	186	$273.05	$50,787	4,227 Direct	-4.21%	Disposed	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	394	$273.05	$107,582	4,413 Direct	+9.80%	Acquired	67.9% (price as of 2026-08-21)
April 1, 2019	SPGI	A	1,585	—	—	1,585 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 26, 2019	SPGI	F	968	$201.48	$195,033	4,019 Direct	-19.41%	Disposed	127.5% (price as of 2026-08-21)
Feb. 26, 2019	SPGI	A	2,058	—	—	4,987 Direct	+70.26%	Acquired	(price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	371	—	—	754 Direct	-32.98%	Disposed	(price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	383	—	—	394 Direct	-49.29%	Disposed	(price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	34	—	—	35 Direct	-49.28%	Disposed	(price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	499	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2018	SPGI	F	175	$169.94	$29,740	2,929 Direct	-5.64%	Disposed	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	F	16	$169.94	$2,719	3,104 Direct	-0.51%	Disposed	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	F	181	$169.94	$30,759	3,120 Direct	-5.48%	Disposed	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	F	235	$169.94	$39,936	3,301 Direct	-6.65%	Disposed	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	371	$169.94	$63,048	3,536 Direct	+11.72%	Acquired	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	383	$169.94	$65,087	3,165 Direct	+13.77%	Acquired	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	34	$169.94	$5,778	2,782 Direct	+1.24%	Acquired	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	499	$169.94	$84,800	2,748 Direct	+22.19%	Acquired	169.7% (price as of 2026-08-21)
June 1, 2018	SPGI	M	964	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 1, 2018	SPGI	F	454	$200.32	$90,945	2,249 Direct	-16.80%	Disposed	128.8% (price as of 2026-08-21)
June 1, 2018	SPGI	M	964	$200.32	$193,108	2,703 Direct	+55.43%	Acquired	128.8% (price as of 2026-08-21)
April 2, 2018	SPGI	A	1,125	—	—	1,125 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 27, 2018	SPGI	F	1,111	$193.14	$214,579	1,739 Direct	-38.98%	Disposed	137.3% (price as of 2026-08-21)
Feb. 27, 2018	SPGI	A	2,362	—	—	2,850 Direct	+484.02%	Acquired	(price as of 2026-08-21)
Dec. 31, 2017	SPGI	M	383	—	—	777 Direct	-33.02%	Disposed	(price as of 2026-08-21)
Dec. 31, 2017	SPGI	M	34	—	—	69 Direct	-33.01%	Disposed	(price as of 2026-08-21)
Dec. 31, 2017	SPGI	M	506	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2017	SPGI	F	16	$169.40	$2,710	488 Direct	-3.17%	Disposed	170.6% (price as of 2026-08-21)
Dec. 31, 2017	SPGI	F	181	$169.40	$30,661	504 Direct	-26.42%	Disposed	170.6% (price as of 2026-08-21)
Dec. 31, 2017	SPGI	F	238	$169.40	$40,317	685 Direct	-25.79%	Disposed	170.6% (price as of 2026-08-21)
Dec. 31, 2017	SPGI	M	383	$169.40	$64,880	923 Direct	+70.93%	Acquired	170.6% (price as of 2026-08-21)
Dec. 31, 2017	SPGI	M	34	$169.40	$5,760	540 Direct	+6.72%	Acquired	170.6% (price as of 2026-08-21)
Dec. 31, 2017	SPGI	M	506	$169.40	$85,716	506 Direct	—	Acquired	170.6% (price as of 2026-08-21)
April 3, 2017	SPGI	A	1,160	—	—	1,160 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 31, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (383)	$0.00	—	383	Disposed
Dec. 31, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (523)	$0.00	—	523	Disposed
Dec. 31, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (591)	$0.00	—	591	Disposed
April 1, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (1,792)	$0.00	—	1,792	Acquired
Dec. 31, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (523)	$0.00	—	523	Disposed
Dec. 31, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (371)	$0.00	—	371	Disposed
Dec. 31, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (35)	$0.00	—	35	Disposed
Dec. 31, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (394)	$0.00	Dec. 31, 2019	394	Disposed
April 1, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (1,585)	$0.00	—	1,585	Acquired
Dec. 31, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (371)	$0.00	—	371	Disposed
Dec. 31, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (383)	$0.00	Dec. 31, 2019	383	Disposed
Dec. 31, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (34)	$0.00	—	34	Disposed
Dec. 31, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (499)	$0.00	Dec. 31, 2018	499	Disposed
June 1, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (964)	$0.00	June 1, 2018	964	Disposed
April 2, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (1,125)	$0.00	—	1,125	Acquired
Dec. 31, 2017	SPGI	Restricted Stock Units [F1]	Common Stock (383)	$0.00	Dec. 31, 2019	383	Disposed
Dec. 31, 2017	SPGI	Restricted Stock Units [F1]	Common Stock (34)	$0.00	—	34	Disposed
Dec. 31, 2017	SPGI	Restricted Stock Units [F1]	Common Stock (506)	$0.00	Dec. 31, 2017	506	Disposed
April 3, 2017	SPGI	Restricted Stock Units [F1]	Common Stock (1,160)	$0.00	Dec. 31, 2019	1,160	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 11, 2016	SPGI	Restricted Stock Units→ Common Stock (964)	964	Direct
Oct. 11, 2016	SPGI	Restricted Stock Units→ Common Stock (506)	506	Direct
Oct. 11, 2016	SPGI	Restricted Stock Units→ Common Stock (499)	499	Direct