Martin P Klein

CIK 1518052 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 9, 2016 · Latest: Dec. 9, 2016

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 84 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

84 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 12, 2022 ATHS P 20,000 $25.00 $500,000 20,000 Direct — Acquired -0.3% (price as of 2026-08-20)
Oct. 20, 2021 ATHS S 10b5-1 4,300 $81.69 $351,267 112,855 Direct -3.67% Disposed -69.5% (price as of 2026-08-20)
Oct. 11, 2021 ATHS S 10b5-1 2,200 $75.00 $165,000 117,155 Direct -1.84% Disposed -66.8% (price as of 2026-08-20)
Oct. 7, 2021 ATHS S 10b5-1 1,800 $72.00 $129,600 119,355 Direct -1.49% Disposed -65.4% (price as of 2026-08-20)
Sept. 23, 2021 ATHS S 10b5-1 1,500 $69.00 $103,500 121,155 Direct -1.22% Disposed -63.9% (price as of 2026-08-20)
Sept. 20, 2021 ATHS S 10b5-1 1,200 $68.10 $81,720 122,655 Direct -0.97% Disposed -63.4% (price as of 2026-08-20)
Aug. 6, 2021 ATHS S 10b5-1 1,800 $68.00 $122,400 123,855 Direct -1.43% Disposed -63.4% (price as of 2026-08-20)
July 21, 2021 ATHS S 10b5-1 1,500 $65.00 $97,500 125,655 Direct -1.18% Disposed -61.7% (price as of 2026-08-20)
July 21, 2021 ATHS S 10b5-1 1,200 $63.83 $76,596 127,155 Direct -0.93% Disposed -61.0% (price as of 2026-08-20)
July 1, 2021 ATHS S 10b5-1 1,451 $68.00 $98,668 128,355 Direct -1.12% Disposed -63.4% (price as of 2026-08-20)
June 29, 2021 ATHS S 10b5-1 349 $68.00 $23,732 129,806 Direct -0.27% Disposed -63.4% (price as of 2026-08-20)
June 25, 2021 ATHS S 10b5-1 1,500 $65.00 $97,500 130,155 Direct -1.14% Disposed -61.7% (price as of 2026-08-20)
June 21, 2021 ATHS S 10b5-1 1,200 $62.54 $75,048 131,655 Direct -0.90% Disposed -60.2% (price as of 2026-08-20)
May 17, 2021 ATHS S 1,800 $62.13 $111,834 132,855 Direct -1.34% Disposed -59.9% (price as of 2026-08-20)
March 13, 2020 ATHS P 4,000 $25.25 $101,000 142,449 Direct +2.89% Acquired -1.3% (price as of 2026-08-20)
Aug. 7, 2015 GNW P 15,000 $4.99 $74,850 94,149 Direct +18.95% Acquired 97.1% (price as of 2026-08-20)

Showing latest 100 of 128 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 1, 2022 ATHS Performance-Based Restricted Stock Units Class A Common Shares (17,100) — — 17,100 Disposed
Jan. 1, 2022 ATHS Performance-Based Restricted Stock Units Class A Common Shares (20,905) — — 20,905 Disposed
Jan. 1, 2022 ATHS Performance-Based Restricted Stock Units Class A Common Shares (17,100) — — 17,100 Acquired
Jan. 1, 2022 ATHS Performance-Based Restricted Stock Units Class A Common Shares (20,905) — — 20,905 Acquired
Jan. 1, 2022 ATHS Time-Based Restricted Stock Units Class A Common Shares (3,339) — — 3,339 Disposed
Jan. 1, 2022 ATHS Time-Based Restricted Stock Units Class A Common Shares (5,700) — — 5,700 Disposed
Jan. 1, 2022 ATHS Time-Based Restricted Stock Units Class A Common Shares (10,453) — — 10,453 Disposed
Jan. 1, 2022 ATHS Warrants (Right to Buy) Class A Common Shares (132,916) $27.83 — 132,916 Disposed
Jan. 1, 2022 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (32,162) $33.95 June 6, 2026 32,162 Disposed
Jan. 1, 2022 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (26,512) $51.25 March 21, 2027 26,512 Disposed
Jan. 1, 2022 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (26,512) $48.05 Feb. 27, 2028 26,512 Disposed
Jan. 1, 2022 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (43,815) $42.44 April 3, 2029 43,815 Disposed
Jan. 1, 2022 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (39,646) $49.71 Feb. 21, 2030 39,646 Disposed
Jan. 1, 2022 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (45,775) $46.64 Feb. 22, 2031 45,775 Disposed
Feb. 22, 2021 ATHS Restricted Stock Units Class A Common Shares (10,453) — — 10,453 Acquired
Feb. 22, 2021 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (45,775) $46.64 Feb. 22, 2031 45,775 Acquired
Jan. 4, 2021 ATHS Restricted Stock Units Class A Common Shares (2,850) — — 2,850 Disposed
Jan. 4, 2021 ATHS Restricted Stock Units Class A Common Shares (3,338) — — 3,338 Disposed
Jan. 4, 2021 ATHS Restricted Stock Units Class A Common Shares (1,735) — — 1,735 Disposed
Feb. 28, 2020 ATHS Warrants (Right to Buy) Class A Common Shares (132,916) $27.83 — 132,916 Acquired
Feb. 28, 2020 ATHS Class M-4 Prime Common Shares Class A Common Shares (139,912) $27.83 — 139,912 Disposed
Feb. 28, 2020 ATHS Class M-4 Prime Common Shares Class A Common Shares (48,012) $27.83 — 48,012 Disposed
Feb. 24, 2020 ATHS Restricted Stock Units Class A Common Shares (11,356) — — 11,356 Disposed
Feb. 21, 2020 ATHS Restricted Stock Units Class A Common Shares (8,550) — — 8,550 Acquired
Feb. 21, 2020 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (39,646) $49.71 Feb. 21, 2030 39,646 Acquired
Feb. 18, 2020 ATHS Restricted Stock Units Class A Common Shares (11,356) — — 11,356 Acquired
Jan. 2, 2020 ATHS Restricted Stock Units Class A Common Shares (3,338) — — 3,338 Disposed
Jan. 2, 2020 ATHS Restricted Stock Units Class A Common Shares (1,734) — — 1,734 Disposed
Jan. 2, 2020 ATHS Restricted Stock Units Class A Common Shares (1,627) — — 1,627 Disposed
Nov. 15, 2019 ATHS Class M-4 Prime Common Shares Class A Common Shares (7,954) — — 7,954 Disposed
April 3, 2019 ATHS Restricted Stock Units Class A Common Shares (10,015) — — 10,015 Acquired
April 3, 2019 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (43,815) $42.44 April 3, 2029 43,815 Acquired
March 1, 2019 ATHS Restricted Stock Units Class A Common Shares (9,383) — — 9,383 Disposed
Feb. 22, 2019 ATHS Restricted Stock Units Class A Common Shares (9,383) — — 9,383 Acquired
Jan. 2, 2019 ATHS Restricted Stock Units Class A Common Shares (1,841) — — 1,841 Disposed
Jan. 2, 2019 ATHS Restricted Stock Units Class A Common Shares (1,626) — — 1,626 Disposed
Jan. 2, 2019 ATHS Restricted Stock Units Class A Common Shares (1,734) — — 1,734 Disposed
Nov. 15, 2018 ATHS Class M-4 Prime Common Shares Class A Common Shares (7,954) — — 7,954 Disposed
Feb. 27, 2018 ATHS Restricted Stock Units Class A Common Shares (5,203) — — 5,203 Acquired
Feb. 27, 2018 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (26,512) $48.05 Feb. 27, 2028 26,512 Acquired
Jan. 2, 2018 ATHS Restricted Stock Units Class A Common Shares (1,626) — — 1,626 Disposed
Jan. 2, 2018 ATHS Restricted Stock Units Class A Common Shares (1,841) — — 1,841 Disposed
Nov. 15, 2017 ATHS Class M-4 Prime Common Shares Class A Common Shares (8,405) — — 8,405 Disposed
April 17, 2017 ATHS Class M-4 Prime Common Shares Class A Common Shares (42,026) — — 42,026 Disposed
March 21, 2017 ATHS Restricted Stock Units Class A Common Shares (4,879) — — 4,879 Acquired
March 21, 2017 ATHS Employee Stock Option (Right to Buy) Class A Common Shares (26,512) $51.25 March 21, 2027 26,512 Acquired
Jan. 3, 2017 ATHS Restricted Stock Units Class A Common Shares (1,841) — — 1,841 Disposed
June 1, 2015 GNW Restricted Stock Units Class A Common Stock (33,333) — — 33,333 Disposed
May 2, 2015 GNW Restricted Stock Units Class A Common Stock (7,500) — — 7,500 Disposed
Feb. 20, 2015 GNW Restricted Stock Units Class A Common Stock (70,000) — — 70,000 Acquired
Feb. 20, 2015 GNW Stock Settled SARs Class A Common Stock (230,000) $7.99 Feb. 20, 2025 230,000 Acquired
June 1, 2014 GNW Restricted Stock Units Class A Common Stock (33,333) — — 33,333 Disposed
May 2, 2014 GNW Restricted Stock Units Class A Common Stock (7,500) — — 7,500 Disposed
Feb. 20, 2014 GNW Stock Settled SARs Class A Common Stock (130,000) $15.23 Feb. 20, 2024 130,000 Acquired
June 1, 2013 GNW Restricted Stock Units Class A Common Stock (33,334) — — 33,334 Disposed
May 2, 2013 GNW Restricted Stock Units Class A Common Stock (7,500) — — 7,500 Disposed
Feb. 15, 2013 GNW Stock Settled SARs Class A Common Stock (215,000) $9.06 Feb. 15, 2023 215,000 Acquired
Oct. 31, 2012 GNW Stock Settled SARs Class A Common Stock (200,000) $5.96 Oct. 31, 2022 200,000 Acquired
June 1, 2012 GNW Restricted Stock Units Class A Common Stock (100,000) — — 100,000 Acquired
June 1, 2012 GNW Stock Settled SARs Class A Common Stock (125,000) $5.13 June 1, 2022 125,000 Acquired
May 2, 2012 GNW Restricted Stock Units Class A Common Stock (7,500) — — 7,500 Disposed
Feb. 14, 2012 GNW Stock Settled SARs Class A Common Stock (158,000) $8.88 Feb. 14, 2022 158,000 Acquired
May 2, 2011 GNW Restricted Stock Units Class A Common Stock (30,000) — — 30,000 Acquired
May 2, 2011 GNW Stock Settled SARs Class A Common Stock (75,000) $12.52 May 2, 2021 75,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 9, 2016 ATHS Class A Common Shares 65,000 Direct
Dec. 9, 2016 ATHS Class M-4 Prime Common Shares→ Class A Common Shares — Direct
Dec. 9, 2016 ATHS Restricted Stock Units→ Class A Common Shares (5,523) 5,523 Direct
Dec. 9, 2016 ATHS Employee Stock Option (right to buy)→ Class A Common Shares (32,162) 32,162 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

GNW

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 — — — — — — — —
2013 — — — — $1,150,000,800,000,475,008 — $208,631,165,221,321,440 —
2012 $724,344,390,095 — — — $800,000,475,000 — $165,221,321,455 $34,194,751,796,900

ATHS

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $625,000 — $710,912 — $1,116,300 — $118,168 $2,820,388
2017 $550,000 — $567,528 — $1,337,500 — $109,670 $2,814,706
2016 $550,000 — $375,012 — $1,000,000 — $111,286 $2,223,802

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.