Mary L Schapiro
CIK 1192486 · View on SEC EDGAR ↗
First SEC filing: Dec. 6, 2013 · Latest: Dec. 6, 2013
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 28, 2026 | MS | S | 1,000 | $212.06 | $212,060 | 40,843 Direct | -2.39% | Disposed | -0.2% (price as of 2026-08-21) |
| April 30, 2015 | GE | P | 7,000 | $27.22 | $190,540 | 7,100 Direct | +7000.00% | Acquired | 167.2% (price as of 2026-08-21) |
| Aug. 27, 2008 | DUKU | S | 3,600 | $17.73 | $63,828 | 17,058 Direct | -17.43% | Disposed | 183.5% (price as of 2026-08-21) |
| Aug. 27, 2008 | DUKU | S | 15,900 | $17.72 | $281,748 | 20,658 Direct | -43.49% | Disposed | 183.7% (price as of 2026-08-21) |
Showing latest 100 of 145 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 21, 2024 | CVS | Deferred Stock Units | Common Stock (2,933) | $0.00 | — | 2,933 | Acquired |
| May 16, 2024 | CVS | Share Credits | Common Stock (2,912) | $0.00 | — | 2,912 | Acquired |
| Nov. 15, 2023 | CVS | Share Credits | Common Stock (1,817) | $0.00 | — | 1,817 | Acquired |
| May 18, 2023 | CVS | Share Credits | Common Stock (1,329) | $0.00 | — | 1,329 | Acquired |
| Nov. 17, 2022 | CVS | Share Credits | Common Stock (1,764) | $0.00 | — | 1,764 | Acquired |
| May 11, 2022 | CVS | Share Credits | Common Stock (1,709) | $0.00 | — | 1,709 | Acquired |
| Nov. 17, 2021 | CVS | Share Credits | Common Stock (1,254) | $0.00 | — | 1,254 | Acquired |
| May 13, 2021 | CVS | Share Credits | Common Stock (1,379) | $0.00 | — | 1,379 | Acquired |
| Nov. 20, 2019 | CVS | Share Credits | Common Stock (1,293) | $0.00 | — | 1,293 | Acquired |
| May 16, 2019 | CVS | Share Credits | Common Stock (1,852) | $0.00 | — | 1,852 | Acquired |
| Nov. 7, 2018 | CVS | Share Credits | Common Stock (1,777) | $0.00 | — | 1,777 | Acquired |
| June 4, 2018 | CVS | Share Credits | Common Stock (2,184) | $0.00 | — | 2,184 | Acquired |
| April 2, 2018 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (5,071) | — | — | 5,071 | Acquired |
| Jan. 2, 2018 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (4,041) | — | — | 4,041 | Acquired |
| Nov. 8, 2017 | CVS | Share Credits | Common Stock (2,029) | $0.00 | — | 2,029 | Acquired |
| Oct. 2, 2017 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,922) | — | — | 2,922 | Acquired |
| July 5, 2017 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,551) | — | — | 2,551 | Acquired |
| May 10, 2017 | CVS | Share Credits | Common Stock (1,730) | $0.00 | — | 1,730 | Acquired |
| April 3, 2017 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,397) | — | — | 2,397 | Acquired |
| Jan. 3, 2017 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,251) | — | — | 2,251 | Acquired |
| Oct. 3, 2016 | GE | Deferred Fee Phantom Stock Units [F1,F4] | Common Stock (2,371) | — | — | 2,371 | Acquired |
| July 1, 2016 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,081) | — | — | 2,081 | Acquired |
| April 1, 2016 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,049) | — | — | 2,049 | Acquired |
| Jan. 4, 2016 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,059) | — | — | 2,059 | Acquired |
| Oct. 1, 2015 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,532) | — | — | 2,532 | Acquired |
| July 1, 2015 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (2,312) | — | — | 2,312 | Acquired |
| April 1, 2015 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (1,635) | — | — | 1,635 | Acquired |
| Jan. 2, 2015 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (1,619) | — | — | 1,619 | Acquired |
| Oct. 1, 2014 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (1,590) | — | — | 1,590 | Acquired |
| July 1, 2014 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (1,538) | — | — | 1,538 | Acquired |
| April 1, 2014 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (1,607) | — | — | 1,607 | Acquired |
| Dec. 31, 2013 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (1,518) | — | — | 1,518 | Acquired |
| Oct. 1, 2013 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (1,724) | — | — | 1,724 | Acquired |
| July 1, 2013 | GE | Deferred Fee Phantom Stock Units [F1] | Common Stock (797) | — | — | 797 | Acquired |
| Jan. 15, 2009 | MDLZ | Phantom Stock | Class A Common Stock (33) | — | — | 33 | Acquired |
| Jan. 15, 2009 | MDLZ | Phantom Stock | Class A Common Stock (1,065) | — | Jan. 15, 2009 | 1,065 | Disposed |
| Jan. 15, 2009 | DUKU | Phantom Stock Director Savings Plan | Common Stock (17,768) | — | — | 17,768 | Disposed |
| Dec. 31, 2008 | MDLZ | Phantom Stock | Class A Common Stock (264) | — | — | 264 | Acquired |
| Sept. 30, 2008 | MDLZ | Phantom Stock | Class A Common Stock (229) | — | — | 229 | Acquired |
| Aug. 27, 2008 | DUKU | Stock Option (Right to Buy) | Common Stock (19,500) | $12.46 | Jan. 1, 2009 | 19,500 | Disposed |
| July 31, 2008 | MDLZ | Phantom Stock | Class A Common Stock (7,630) | — | July 31, 2008 | 7,630 | Disposed |
| July 1, 2008 | MDLZ | Phantom Stock | Class A Common Stock (271) | — | — | 271 | Acquired |
| July 1, 2008 | MDLZ | Phantom Stock | Class A Common Stock (1,353) | — | — | 1,353 | Acquired |
| May 8, 2008 | DUKU | Phantom Stock Director Savings Plan | Common Stock (5,390) | — | — | 5,390 | Acquired |
| May 1, 2008 | MDLZ | Phantom Stock | Class A Common Stock (13) | — | — | 13 | Acquired |
| May 1, 2008 | MDLZ | Phantom Stock | Class A Common Stock (63) | — | — | 63 | Acquired |
| April 1, 2008 | MDLZ | Phantom Stock | Class A Common Stock (177) | — | — | 177 | Acquired |
| March 3, 2008 | MDLZ | Phantom Stock | Class A Common Stock (38) | — | — | 38 | Acquired |
| Feb. 1, 2008 | MDLZ | Phantom Stock | Class A Common Stock (14) | — | — | 14 | Acquired |
| Jan. 2, 2008 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 398 | Acquired |
| Nov. 1, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 72 | Acquired |
| Oct. 1, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 319 | Acquired |
| Oct. 1, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 319 | Disposed |
| July 2, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 358 | Acquired |
| July 2, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 45 | Acquired |
| June 1, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 24 | Acquired |
| May 1, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 48 | Acquired |
| April 3, 2007 | DUKU | Phantom Stock | Common Stock (2,600) | — | — | 2,600 | Disposed |
| April 2, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 164 | Acquired |
| March 1, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 100 | Acquired |
| Feb. 1, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 91 | Acquired |
| Jan. 8, 2007 | DUKU | Stock Option (Right to buy) | Common Stock (19,500) | $21.88 | Jan. 1, 2009 | 19,500 | Disposed |
| Jan. 8, 2007 | DUKU | Stock Option (Right to buy) [F2] | Common Stock (19,500) | $12.46 | Jan. 1, 2009 | 19,500 | Acquired |
| Jan. 8, 2007 | DUKU | Stock Option (Right to buy) | Common Stock (15,600) | $15.26 | Dec. 14, 2009 | 15,600 | Disposed |
| Jan. 8, 2007 | DUKU | Stock Option (Right to buy) [F2] | Common Stock (15,600) | $8.69 | Dec. 14, 2009 | 15,600 | Acquired |
| Jan. 2, 2007 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 207 | Acquired |
| Dec. 1, 2006 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 20 | Acquired |
| Nov. 1, 2006 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 93 | Acquired |
| Oct. 2, 2006 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 112 | Acquired |
| Sept. 1, 2006 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 47 | Acquired |
| Aug. 1, 2006 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 24 | Acquired |
| July 3, 2006 | MDLZ | Phantom Stock | Class A Common Stock (291) | — | — | 291 | Acquired |
| June 1, 2006 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (24) | — | — | 24 | Acquired |
| May 16, 2006 | DUKU | Phantom Stock | Common Stock (5,839) | — | May 16, 2006 | 5,839 | Disposed |
| May 11, 2006 | DUKU | Phantom Stock | Common Stock (2,600) | — | — | 2,600 | Acquired |
| May 1, 2006 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (298) | — | — | 298 | Acquired |
| April 3, 2006 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (216) | — | — | 216 | Acquired |
| March 1, 2006 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (35) | — | — | 35 | Disposed |
| Feb. 1, 2006 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (284) | — | — | 284 | Acquired |
| Jan. 2, 2006 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (21) | — | — | 21 | Acquired |
| Dec. 1, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (52) | — | — | 52 | Acquired |
| Nov. 1, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (91) | — | — | 91 | Acquired |
| Oct. 3, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (158) | — | — | 158 | Acquired |
| Sept. 1, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (103) | — | — | 103 | Acquired |
| July 1, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (174) | — | — | 174 | Acquired |
| June 1, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (24) | — | — | 24 | Acquired |
| May 2, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (33) | — | — | 33 | Acquired |
| April 1, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (215) | — | — | 215 | Acquired |
| March 1, 2005 | MDLZ | PHANTOM STOCK | CLASS A COMMON STOCK (73) | — | — | 73 | Acquired |
| Feb. 1, 2005 | MDLZ | Phantom Stock | Class A Common Stock (97) | — | — | 97 | Acquired |
| Jan. 3, 2005 | MDLZ | Phantom Stock | Class A Common Stock (176) | — | — | 176 | Acquired |
| Dec. 1, 2004 | MDLZ | Phantom Stock | Class A Common Stock (22) | — | — | 22 | Acquired |
| Nov. 1, 2004 | MDLZ | Phantom Stock | Class A Common Stock (67) | — | — | 67 | Acquired |
| Oct. 1, 2004 | MDLZ | Phantom Stock | Class A Common Stock (90) | — | — | 90 | Acquired |
| July 1, 2004 | MDLZ | Phantom Stock | Class A Common Stock (175) | — | — | 175 | Acquired |
| May 3, 2004 | MDLZ | Phantom Stock | Class A Common Stock | — | — | 119 | Acquired |
| May 3, 2004 | MDLZ | Phantom Stock | Class A Common Stock (59) | — | — | 59 | Acquired |
| April 1, 2004 | MDLZ | Phantom Stock | Class A Common Stock (276) | — | — | 276 | Acquired |
| March 1, 2004 | MDLZ | Phantom Stock | Class A Common Stock (20) | — | — | 20 | Acquired |
| Feb. 2, 2004 | MDLZ | Phantom Stock | Class A Common Stock (94) | — | — | 94 | Acquired |
Showing latest 100 of 105 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 6, 2013 | GE | Common Stock | 100 | Direct |
| April 26, 2013 | GE | Common Stock | 0 | Direct |
| April 26, 2013 | GE | Common Stock | 0 | Indirect |
| April 13, 2006 | DUKU | Common Stock | 3,658 | Direct |
| April 13, 2006 | DUKU | Phantom Stock→ Common Stock | — | Direct |
| April 13, 2006 | DUKU | Stock Option (Right to buy)→ Common Stock | — | Direct |
| April 13, 2006 | DUKU | Stock Option (Right to buy)→ Common Stock | — | Direct |