Marya M Rose
First SEC filing: Jan. 21, 2020 · Latest: Jan. 21, 2020
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Insider transactions
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 1, 2021 | CMI | A | 3,432 | · | · | 24,603 Direct | +16.21% | Acquired | |
| March 1, 2021 | CMI | F | 1,020 | $262.98 | $268,240 | 23,583 Direct | -4.15% | Disposed | 96.7% (price as of ) |
| May 7, 2020 | DUK | A | 1,992 | $80.31 | $159,978 | 3,852 Direct | +107.10% | Acquired | |
| April 6, 2020 | CMI | A | 15,990 | · | · | 15,990 Direct | · | Acquired | |
| March 1, 2020 | CMI | A | 6,880 | · | · | 23,253 Direct | +42.02% | Acquired | |
| March 1, 2020 | CMI | F | 2,082 | $151.29 | $314,986 | 21,171 Direct | -8.95% | Disposed | 242.0% (price as of ) |
| May 2, 2019 | DUK | A | 1,782 | $89.81 | $160,041 | 1,782 Direct | · | Acquired | |
| April 4, 2019 | CMI | A | 15,420 | · | · | 15,420 Direct | · | Acquired | |
| March 1, 2019 | CMI | A | 4,704 | · | · | 19,769 Direct | +31.22% | Acquired | |
| March 1, 2019 | CMI | F | 1,396 | $154.41 | $215,556 | 18,373 Direct | -7.06% | Disposed | 235.1% (price as of ) |
| March 1, 2019 | DUK | A | 304 | $89.53 | $27,217 | 304 Direct | · | Acquired | 39.6% (price as of ) |
| Dec. 3, 2018 | CMI | M 10b5-1 | 10,970 | $111.84 | $1,226,885 | 26,035 Direct | +72.82% | Acquired | 362.6% (price as of ) |
| Dec. 3, 2018 | CMI | S 10b5-1 | 10,970 | $155.00 | $1,700,350 | 15,065 Direct | -42.14% | Disposed | 233.8% (price as of ) |
| Dec. 3, 2018 | CMI | M 10b5-1 | 10,970 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 8, 2018 | CMI | M | 7,350 | $120.28 | $884,058 | 24,424 Direct | +43.05% | Acquired | 330.2% (price as of ) |
| Oct. 8, 2018 | CMI | M | 5,220 | $119.77 | $625,199 | 29,644 Direct | +21.37% | Acquired | 332.0% (price as of ) |
| Oct. 8, 2018 | CMI | S 10b5-1 | 2,009 | $151.07 | $303,500 | 27,635 Direct | -6.78% | Disposed | 242.5% (price as of ) |
| Oct. 8, 2018 | CMI | S 10b5-1 | 5,220 | $151.07 | $788,585 | 22,415 Direct | -18.89% | Disposed | 242.5% (price as of ) |
| Oct. 8, 2018 | CMI | S 10b5-1 | 7,350 | $151.07 | $1,110,364 | 15,065 Direct | -32.79% | Disposed | 242.5% (price as of ) |
| Oct. 8, 2018 | CMI | M | 7,350 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 8, 2018 | CMI | M | 5,220 | · | · | 0 Direct | -100.00% | Disposed | |
| April 3, 2018 | CMI | A | 10,860 | · | · | 10,860 Direct | · | Acquired | |
| March 1, 2018 | CMI | A | 2,149 | · | · | 17,714 Direct | +13.81% | Acquired | |
| March 1, 2018 | CMI | F | 640 | $160.89 | $102,970 | 17,074 Direct | -3.61% | Disposed | 221.6% (price as of ) |
| Aug. 10, 2017 | CMI | G | 780 | · | · | 15,565 Direct | -4.77% | Disposed | |
| May 1, 2017 | CMI | A | 14,380 | · | · | 14,380 Direct | · | Acquired | |
| March 6, 2017 | CMI | A | 2,373 | · | · | 17,116 Direct | +16.10% | Acquired | |
| March 6, 2017 | CMI | F | 771 | $152.85 | $117,847 | 16,345 Direct | -4.50% | Disposed | 238.5% (price as of ) |
| Nov. 11, 2016 | CMI | M | 5,450 | $58.12 | $316,754 | 20,193 Direct | +36.97% | Acquired | 790.2% (price as of ) |
| Nov. 11, 2016 | CMI | S | 5,440 | $136.40 | $742,016 | 14,753 Direct | -26.94% | Disposed | 279.3% (price as of ) |
| Nov. 11, 2016 | CMI | S | 10 | $137.01 | $1,370 | 14,743 Direct | -0.07% | Disposed | 277.6% (price as of ) |
| Nov. 11, 2016 | CMI | M | 5,450 | · | · | 0 Direct | -100.00% | Disposed | |
| May 25, 2016 | CMI | S | 848 | $112.11 | $95,069 | 14,743 Direct | -5.44% | Disposed | 361.5% (price as of ) |
| May 17, 2016 | CMI | S | 850 | $115.82 | $98,447 | 15,591 Direct | -5.17% | Disposed | 346.7% (price as of ) |
| May 16, 2016 | CMI | G | 439 | · | · | 16,441 Direct | -2.60% | Disposed | |
| May 12, 2016 | CMI | S | 850 | $114.55 | $97,368 | 16,880 Direct | -4.79% | Disposed | 351.7% (price as of ) |
| April 4, 2016 | CMI | A | 22,310 | · | · | 22,310 Direct | · | Acquired | |
| March 4, 2016 | CMI | A | 3,234 | · | · | 18,778 Direct | +20.81% | Acquired | |
| March 4, 2016 | CMI | F | 1,048 | $100.26 | $105,072 | 17,730 Direct | -5.58% | Disposed | 416.1% (price as of ) |
| May 14, 2015 | CMI | S | 4,500 | $143.21 | $644,445 | 15,544 Direct | -22.45% | Disposed | 261.3% (price as of ) |
| April 2, 2015 | CMI | A | 10,280 | · | · | 10,280 Direct | · | Acquired | |
| March 6, 2015 | CMI | A | 2,891 | · | · | 20,983 Direct | +15.98% | Acquired | |
| March 6, 2015 | CMI | F | 939 | $142.23 | $133,554 | 20,044 Direct | -4.48% | Disposed | 263.8% (price as of ) |
| May 2, 2014 | CMI | S | 5,350 | $150.67 | $806,084 | 18,742 Direct | -22.21% | Disposed | 243.4% (price as of ) |
| May 2, 2014 | CMI | G | 650 | · | · | 18,092 Direct | -3.47% | Disposed | |
| April 2, 2014 | CMI | A | 8,190 | · | · | 8,190 Direct | · | Acquired | |
| March 5, 2014 | CMI | A | 4,830 | · | · | 25,656 Direct | +23.19% | Acquired | |
| March 5, 2014 | CMI | F | 1,564 | $145.92 | $228,219 | 24,092 Direct | -6.10% | Disposed | 254.6% (price as of ) |
| May 23, 2013 | CMI | I | 404 | $116.94 | $47,244 | 0 Indirect | -100.00% | Disposed | 342.4% (price as of ) |
| May 22, 2013 | CMI | S | 4,000 | $118.57 | $474,280 | 20,826 Direct | -16.11% | Disposed | 336.4% (price as of ) |
| April 2, 2013 | CMI | A | 10,970 | · | · | 10,970 Direct | · | Acquired | |
| March 7, 2013 | CMI | F | 1,838 | $115.05 | $211,462 | 24,826 Direct | -6.89% | Disposed | 349.7% (price as of ) |
| Feb. 6, 2013 | CMI | S 10b5-1 | 3,000 | $120.00 | $360,000 | 26,664 Direct | -10.11% | Disposed | 331.2% (price as of ) |
| Jan. 3, 2013 | CMI | S 10b5-1 | 3,000 | $114.00 | $342,000 | 29,664 Direct | -9.18% | Disposed | 353.9% (price as of ) |
| Dec. 18, 2012 | CMI | S 10b5-1 | 3,000 | $109.00 | $327,000 | 32,664 Direct | -8.41% | Disposed | 374.7% (price as of ) |
| April 2, 2012 | CMI | A | 7,350 | · | · | 7,350 Direct | · | Acquired | |
| March 2, 2012 | CMI | A | 5,680 | · | · | 36,741 Direct | +18.29% | Acquired | |
| March 2, 2012 | CMI | F | 1,077 | $121.65 | $131,017 | 35,664 Direct | -2.93% | Disposed | 325.3% (price as of ) |
| Feb. 7, 2012 | CMI | M | 7,030 | $19.42 | $136,523 | 41,091 Direct | +20.64% | Acquired | 2564.3% (price as of ) |
| Feb. 7, 2012 | CMI | S | 3,000 | $119.46 | $358,380 | 38,091 Direct | -7.30% | Disposed | 333.1% (price as of ) |
| Feb. 7, 2012 | CMI | S | 7,030 | $119.53 | $840,296 | 31,061 Direct | -18.46% | Disposed | 332.9% (price as of ) |
| Feb. 7, 2012 | CMI | M | 7,030 | · | · | 0 Direct | -100.00% | Disposed | |
| May 2, 2011 | CMI | A | 5,220 | · | · | 5,220 Direct | · | Acquired | |
| March 2, 2011 | CMI | A | 3,420 | · | · | 34,536 Direct | +10.99% | Acquired | |
| March 2, 2011 | CMI | F | 395 | $99.92 | $39,468 | 34,141 Direct | -1.14% | Disposed | 417.8% (price as of ) |
| April 30, 2010 | CMI | S | 4,000 | $74.27 | $297,080 | 31,116 Direct | -11.39% | Disposed | 596.6% (price as of ) |
| March 2, 2010 | CMI | A | 1,215 | · | · | 38,734 Direct | +3.24% | Acquired | |
| March 2, 2010 | CMI | F | 3,618 | · | · | 35,116 Direct | -9.34% | Disposed | |
| March 1, 2010 | CMI | A | 5,450 | · | · | 5,450 Direct | · | Acquired | |
| Nov. 10, 2009 | CMI | S | 1,137 | $46.94 | $53,371 | 0 Indirect | -100.00% | Disposed | 1002.3% (price as of ) |
| March 2, 2009 | CMI | F | 6,395 | · | · | 37,519 Direct | -14.56% | Disposed | |
| March 2, 2009 | CMI | A | 7,030 | · | · | 7,030 Direct | · | Acquired | |
| Feb. 20, 2009 | CMI | A | 11,368 | · | · | 43,914 Direct | +34.93% | Acquired | |
| Feb. 20, 2009 | CMI | A | 12,180 | · | · | 44,726 Direct | +37.42% | Acquired | |
| Feb. 14, 2008 | CMI | A | 20,320 | · | · | 35,712 Direct | +132.02% | Acquired | |
| Feb. 14, 2008 | CMI | F | 3,166 | $51.40 | $162,732 | 32,546 Direct | -8.87% | Disposed | 906.6% (price as of ) |
| March 26, 2007 | CMI | S | 1,100 | $149.09 | $163,999 | 3,928 Direct | -21.88% | Disposed | 1288.2% (price as of ) |
| Feb. 20, 2007 | CMI | A | 2,460 | · | · | 5,028 Direct | +95.79% | Acquired | |
| Feb. 19, 2007 | CMI | F | 1,132 | $135.50 | $153,386 | 2,568 Direct | -30.59% | Disposed | 1427.4% (price as of ) |
| March 6, 2006 | CMI | S | 3,692 | $107.51 | $396,927 | 3,700 Direct | -49.95% | Disposed | 1825.0% (price as of ) |
| March 3, 2006 | CMI | M | 2,200 | $48.05 | $105,710 | 9,592 Direct | +29.76% | Acquired | 4207.2% (price as of ) |
| March 3, 2006 | CMI | S | 2,200 | $107.81 | $237,182 | 7,392 Direct | -22.94% | Disposed | 1819.7% (price as of ) |
| March 3, 2006 | CMI | M | 2,200 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 13, 2006 | CMI | A | 3,600 | · | · | 8,618 Direct | +71.74% | Acquired | |
| Feb. 13, 2006 | CMI | F | 1,226 | $99.88 | $122,453 | 7,392 Direct | -14.23% | Disposed | 1972.1% (price as of ) |
| July 22, 2005 | CMI | M 10b5-1 | 5,000 | $38.44 | $192,200 | 10,018 Direct | +99.64% | Acquired | 5284.0% (price as of ) |
| July 22, 2005 | CMI | S 10b5-1 | 5,000 | $86.95 | $434,750 | 5,018 Direct | -49.91% | Disposed | 2280.2% (price as of ) |
| July 22, 2005 | CMI | M 10b5-1 | 5,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 10, 2005 | CMI | A | 4,000 | · | · | 5,018 Direct | +392.93% | Acquired | |
| Dec. 2, 2004 | CMI | M 10b5-1 | 5,000 | $37.63 | $188,150 | 6,018 Direct | +491.16% | Acquired | 5399.9% (price as of ) |
| Dec. 2, 2004 | CMI | S 10b5-1 | 5,000 | $80.00 | $400,000 | 1,018 Direct | -83.08% | Disposed | 2487.0% (price as of ) |
| Dec. 2, 2004 | CMI | M 10b5-1 | 5,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 1, 2004 | CMI | M 10b5-1 | 5,000 | $37.63 | $188,150 | 6,018 Direct | +491.16% | Acquired | 5399.9% (price as of ) |
| Oct. 1, 2004 | CMI | S 10b5-1 | 5,000 | $75.00 | $375,000 | 1,018 Direct | -83.08% | Disposed | 2659.5% (price as of ) |
| Oct. 1, 2004 | CMI | M 10b5-1 | 5,000 | · | · | 5,000 Direct | -50.00% | Disposed | |
| July 27, 2004 | CMI | M 10b5-1 | 5,000 | $37.63 | $188,150 | 6,018 Direct | +491.16% | Acquired | 5399.9% (price as of ) |
| July 27, 2004 | CMI | S 10b5-1 | 5,000 | $70.00 | $350,000 | 1,018 Direct | -83.08% | Disposed | 2856.6% (price as of ) |
| July 27, 2004 | CMI | M 10b5-1 | 5,000 | · | · | 10,000 Direct | -33.33% | Disposed | |
| July 23, 2004 | CMI | M 10b5-1 | 4,000 | $37.31 | $149,240 | 5,018 Direct | +392.93% | Acquired | 5447.0% (price as of ) |
| July 23, 2004 | CMI | M 10b5-1 | 1,175 | $55.69 | $65,436 | 6,193 Direct | +23.42% | Acquired | 3616.3% (price as of ) |
Loaded 100 of 118 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 7, 2020 | DUK | Director Savings Plan Restricted Stock Unit Deferrals | Common Stock | · | · | 1,992 | Acquired |
| April 6, 2020 | CMI | Stock Option (Right-to-Buy) | Common | $142.12 | April 6, 2030 | 15,990 | Acquired |
| May 2, 2019 | DUK | Director Savings Plan Restricted Stock Unit Deferrals | Common Stock | · | · | 1,782 | Acquired |
| April 4, 2019 | CMI | Stock Option (Right-to-Buy) | Common | $163.43 | April 4, 2029 | 15,420 | Acquired |
| Dec. 3, 2018 | CMI | Stock Option (Right-to-Buy) | Common | $111.84 | April 2, 2023 | 10,970 | Disposed |
| Oct. 8, 2018 | CMI | Stock Option (Right-to-Buy) | Common | $120.28 | April 2, 2022 | 7,350 | Disposed |
| Oct. 8, 2018 | CMI | Stock Option (Right-to-Buy) | Common | $119.77 | May 2, 2021 | 5,220 | Disposed |
| April 3, 2018 | CMI | Stock Option (Right-to-Buy) | Common | $160.10 | April 3, 2028 | 10,860 | Acquired |
| May 1, 2017 | CMI | Stock Option (Right-to-Buy) | Common | $149.72 | April 3, 2027 | 14,380 | Acquired |
| Nov. 11, 2016 | CMI | Stock Option (Right-to-Buy) | Common | $58.12 | March 1, 2020 | 5,450 | Disposed |
| April 4, 2016 | CMI | Stock Option (Right-to-Buy) | Common | $109.09 | April 4, 2026 | 22,310 | Acquired |
| April 2, 2015 | CMI | Stock Option (Right-to-Buy) | Common | $136.82 | April 2, 2025 | 10,280 | Acquired |
| April 2, 2014 | CMI | Stock Option (Right-to-Buy) | Common | $149.34 | April 2, 2024 | 8,190 | Acquired |
| April 2, 2013 | CMI | Stock Option (Right-to-Buy) | Common | $111.84 | April 2, 2023 | 10,970 | Acquired |
| April 2, 2012 | CMI | Stock Option (Right-to-Buy) | Common | $120.28 | April 2, 2022 | 7,350 | Acquired |
| Feb. 7, 2012 | CMI | Stock Option (Right-to-Buy) | Common | $19.42 | March 2, 2019 | 7,030 | Disposed |
| May 2, 2011 | CMI | Stock Option (Right-to-Buy) | Common | $119.77 | May 2, 2021 | 5,220 | Acquired |
| March 1, 2010 | CMI | Stock Option (Right-to-Buy) | Common | $58.12 | March 1, 2020 | 5,450 | Acquired |
| March 2, 2009 | CMI | Stock Option (Right-to-Buy) | Common | $19.42 | March 2, 2019 | 7,030 | Acquired |
| March 3, 2006 | CMI | Stock Option (Right-to-Buy) | Common | $48.05 | Feb. 10, 2013 | 2,200 | Disposed |
| July 22, 2005 | CMI | Stock Option (Right-to-Buy) | Common | $38.44 | Feb. 11, 2012 | 5,000 | Disposed |
| Dec. 2, 2004 | CMI | Stock Option (Right-to-Buy) | Common | $37.63 | Jan. 2, 2011 | 5,000 | Disposed |
| Oct. 1, 2004 | CMI | Stock Option (Right-to-Buy) | Common | $37.63 | Jan. 2, 2011 | 5,000 | Disposed |
| July 27, 2004 | CMI | Stock Option (Right-to-Buy) | Common | $37.63 | Jan. 2, 2011 | 5,000 | Disposed |
| July 23, 2004 | CMI | Stock Option (Right-to-Buy) | Common | $57.03 | Feb. 18, 2008 | 50 | Disposed |
| July 23, 2004 | CMI | Stock Option (Right-to-Buy) | Common | $55.69 | Feb. 10, 2008 | 1,175 | Disposed |
| July 23, 2004 | CMI | Stock Option (Right-to-Buy) | Common | $37.31 | Feb. 8, 2010 | 4,000 | Disposed |
| June 15, 2004 | CMI | Stock Option (Right-to-Buy) | Common | $41.19 | Feb. 9, 2009 | 1,900 | Disposed |
| March 17, 2004 | CMI | Stock Option (Right-to-Buy) | Common | $32.66 | Sept. 29, 2008 | 150 | Disposed |
| Dec. 19, 2003 | CMI | Stock Option (Right-to-Buy) | Common | $29.16 | Sept. 21, 2011 | 3,400 | Disposed |
| Sept. 16, 2003 | CMI | Stock Option (Right-to-Buy) | Common | $48.05 | Feb. 10, 2013 | 2,200 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 232 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| March 3, 2021 | CMI | Common | 300 | · | · | Indirect |
| March 3, 2021 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| March 3, 2021 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| March 3, 2021 | CMI | Stock Option (Right-to-Buy) | 15,990 | $142.12 | April 6, 2030 | Direct |
| March 3, 2021 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| March 3, 2021 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| March 3, 2021 | CMI | Stock Option (Right-to-Buy) | 10,860 | $160.10 | April 3, 2028 | Direct |
| March 3, 2021 | CMI | Stock Option (Right-to-Buy) | 15,420 | $163.43 | April 4, 2029 | Direct |
| April 8, 2020 | CMI | Common | 21,171 | · | · | Direct |
| April 8, 2020 | CMI | Common | 301 | · | · | Indirect |
| April 8, 2020 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| April 8, 2020 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| April 8, 2020 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| April 8, 2020 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| April 8, 2020 | CMI | Stock Option (Right-to-Buy) | 10,860 | $160.10 | April 3, 2028 | Direct |
| April 8, 2020 | CMI | Stock Option (Right-to-Buy) | 15,420 | $163.43 | April 4, 2029 | Direct |
| March 3, 2020 | CMI | Common | 300 | · | · | Indirect |
| March 3, 2020 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| March 3, 2020 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| March 3, 2020 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| March 3, 2020 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| March 3, 2020 | CMI | Stock Option (Right-to-Buy) | 10,860 | $160.10 | April 3, 2028 | Direct |
| March 3, 2020 | CMI | Stock Option (Right-to-Buy) | 15,420 | $163.43 | April 4, 2029 | Direct |
| April 8, 2019 | CMI | Common | 18,373 | · | · | Direct |
| April 8, 2019 | CMI | Common | 301 | · | · | Indirect |
| April 8, 2019 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| April 8, 2019 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| April 8, 2019 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| April 8, 2019 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| April 8, 2019 | CMI | Stock Option (Right-to-Buy) | 10,860 | $160.10 | April 3, 2028 | Direct |
| March 5, 2019 | CMI | Common | 301 | · | · | Indirect |
| March 5, 2019 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| March 5, 2019 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| March 5, 2019 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| March 5, 2019 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| March 5, 2019 | CMI | Stock Option (Right-to-Buy) | 10,860 | $160.10 | April 3, 2028 | Direct |
| Dec. 6, 2018 | CMI | Common | 301 | · | · | Indirect |
| Dec. 6, 2018 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| Dec. 6, 2018 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| Dec. 6, 2018 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| Dec. 6, 2018 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| Dec. 6, 2018 | CMI | Stock Option (Right-to-Buy) | 10,860 | $160.10 | April 3, 2028 | Direct |
| Oct. 10, 2018 | CMI | Common | 301 | · | · | Indirect |
| Oct. 10, 2018 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| Oct. 10, 2018 | CMI | Stock Option (Right-to-Buy) | 10,970 | $111.84 | April 2, 2023 | Direct |
| Oct. 10, 2018 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| Oct. 10, 2018 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| Oct. 10, 2018 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| Oct. 10, 2018 | CMI | Stock Option (Right-to-Buy) | 10,860 | $160.10 | April 3, 2028 | Direct |
| April 5, 2018 | CMI | Common | 17,074 | · | · | Direct |
| April 5, 2018 | CMI | Common | 260 | · | · | Indirect |
| April 5, 2018 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| April 5, 2018 | CMI | Stock Option (Right-to-Buy) | 10,970 | $111.84 | April 2, 2023 | Direct |
| April 5, 2018 | CMI | Stock Option (Right-to-Buy) | 5,220 | $119.77 | May 2, 2021 | Direct |
| April 5, 2018 | CMI | Stock Option (Right-to-Buy) | 7,350 | $120.28 | April 2, 2022 | Direct |
| April 5, 2018 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| April 5, 2018 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| April 5, 2018 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| March 5, 2018 | CMI | Common | 298 | · | · | Indirect |
| March 5, 2018 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| March 5, 2018 | CMI | Stock Option (Right-to-Buy) | 10,970 | $111.84 | April 2, 2023 | Direct |
| March 5, 2018 | CMI | Stock Option (Right-to-Buy) | 5,220 | $119.77 | May 2, 2021 | Direct |
| March 5, 2018 | CMI | Stock Option (Right-to-Buy) | 7,350 | $120.28 | April 2, 2022 | Direct |
| March 5, 2018 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| March 5, 2018 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| March 5, 2018 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| Aug. 14, 2017 | CMI | Common | 299 | · | · | Indirect |
| Aug. 14, 2017 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| Aug. 14, 2017 | CMI | Stock Option (Right-to-Buy) | 10,970 | $111.84 | April 2, 2023 | Direct |
| Aug. 14, 2017 | CMI | Stock Option (Right-to-Buy) | 5,220 | $119.77 | May 2, 2021 | Direct |
| Aug. 14, 2017 | CMI | Stock Option (Right-to-Buy) | 7,350 | $120.28 | April 2, 2022 | Direct |
| Aug. 14, 2017 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| Aug. 14, 2017 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| Aug. 14, 2017 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | April 3, 2027 | Direct |
| May 3, 2017 | CMI | Common | 16,345 | · | · | Direct |
| May 3, 2017 | CMI | Common | 256 | · | · | Indirect |
| May 3, 2017 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| May 3, 2017 | CMI | Stock Option (Right-to-Buy) | 10,970 | $111.84 | April 2, 2023 | Direct |
| May 3, 2017 | CMI | Stock Option (Right-to-Buy) | 5,220 | $119.77 | May 2, 2021 | Direct |
| May 3, 2017 | CMI | Stock Option (Right-to-Buy) | 7,350 | $120.28 | April 2, 2022 | Direct |
| May 3, 2017 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| May 3, 2017 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| March 8, 2017 | CMI | Common | 256 | · | · | Indirect |
| March 8, 2017 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| March 8, 2017 | CMI | Stock Option (Right-to-Buy) | 10,970 | $111.84 | April 2, 2023 | Direct |
| March 8, 2017 | CMI | Stock Option (Right-to-Buy) | 5,220 | $119.77 | May 2, 2021 | Direct |
| March 8, 2017 | CMI | Stock Option (Right-to-Buy) | 7,350 | $120.28 | April 2, 2022 | Direct |
| March 8, 2017 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| March 8, 2017 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| Nov. 14, 2016 | CMI | Common | 234 | · | · | Indirect |
| Nov. 14, 2016 | CMI | Stock Option (Right-to-Buy) | 7,350 | $120.28 | April 2, 2022 | Direct |
| Nov. 14, 2016 | CMI | Stock Option (Right-to-Buy) | 10,970 | $111.84 | April 2, 2023 | Direct |
| Nov. 14, 2016 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | April 2, 2024 | Direct |
| Nov. 14, 2016 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | April 2, 2025 | Direct |
| Nov. 14, 2016 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | April 4, 2026 | Direct |
| Nov. 14, 2016 | CMI | Stock Option (Right-to-Buy) | 5,220 | $119.77 | May 2, 2021 | Direct |
| June 6, 2016 | CMI | Common | 234 | · | · | Indirect |
| June 6, 2016 | CMI | Stock Option (Right-to-Buy) | 5,450 | $58.12 | March 1, 2020 | Direct |
| June 6, 2016 | CMI | Stock Option (Right-to-Buy) | 7,350 | $120.28 | April 2, 2022 | Direct |
| June 6, 2016 | CMI | Stock Option (Right-to-Buy) | 10,970 | $111.84 | April 2, 2023 | Direct |
Loaded 100 of 232 rows
Annual statements (Form 5) Transactions and holdings reported once a year on SEC Form 5 — exempt or late-reported trades, gifts and small acquisitions.
Transactions
| Date | Ticker | Security | Code | Shares | Price | Value | Owned after | Exercise price | Expiration | A/D |
|---|---|---|---|---|---|---|---|---|---|---|
| Nov. 14, 2019 | CMI | Common | G | 2,000 | · | · | 16,373 | · | · | · |
| May 6, 2011 | CMI | Common | G | 80 | · | · | 34,061 | · | · | · |
| April 18, 2006 | CMI | Common | G | 80 | · | · | 3,620 | · | · | · |
Holdings
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Jan. 21, 2020 | CMI | Common | · | · | · | Indirect |
| Jan. 21, 2020 | CMI | Stock Option (Right-to-Buy) | 22,310 | $109.09 | · | Direct |
| Jan. 21, 2020 | CMI | Stock Option (Right-to-Buy) | 10,280 | $136.82 | · | Direct |
| Jan. 21, 2020 | CMI | Stock Option (Right-to-Buy) | 8,190 | $149.34 | · | Direct |
| Jan. 21, 2020 | CMI | Stock Option (Right-to-Buy) | 14,380 | $149.72 | · | Direct |
| Jan. 21, 2020 | CMI | Stock Option (Right-to-Buy) | 10,860 | $160.10 | · | Direct |
| Jan. 21, 2020 | CMI | Stock Option (Right-to-Buy) | 15,420 | $163.43 | · | Direct |
| Feb. 6, 2012 | CMI | Common | · | · | · | Indirect |
| Feb. 6, 2012 | CMI | Stock Option (Right-to-Buy) | 5,450 | $58.12 | · | Direct |
| Feb. 6, 2012 | CMI | Stock Option (Right-to-Buy) | 7,030 | $19.42 | · | Direct |
| Feb. 6, 2012 | CMI | Stock Option (Right-to-Buy) | 5,220 | $119.77 | · | Direct |
| April 10, 2007 | CMI | Common | 837 | · | · | Indirect |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $650,000 | · | $419,362 | $374,216 | · | · | · | · |
| 2017 | $634,000 | · | $475,167 | $532,001 | · | · | · | · |
| 2015 | $619,000 | $0 | $394,931 | $367,843 | $676,340 | $736,787 | $42,574 | $2,837,475 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.