Massimo Ferragamo
CIK 1238577 · View on SEC EDGAR ↗
First SEC filing: Dec. 12, 2016 · Latest: Dec. 12, 2016
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 12, 2013 | YUM | S | 3,400 | $71.50 | $243,100 | 53,429 Direct | -5.98% | Disposed | 185.7% (price as of 2026-08-19) |
| Dec. 12, 2012 | YUM | S | 3,647 | $67.66 | $246,756 | 53,283 Direct | -6.41% | Disposed | 201.9% (price as of 2026-08-19) |
| Oct. 11, 2012 | YUM | S | 1,900 | $71.34 | $135,546 | 49,118 Direct | -3.72% | Disposed | 186.4% (price as of 2026-08-19) |
| July 18, 2011 | YUM | S | 1,970 | $54.96 | $108,271 | 46,394 Direct | -4.07% | Disposed | 271.7% (price as of 2026-08-19) |
| Oct. 7, 2010 | YUM | S | 2,320 | $47.49 | $110,177 | 44,488 Direct | -4.96% | Disposed | 330.2% (price as of 2026-08-19) |
| Aug. 12, 2009 | YUM | S | 1,200 | $35.17 | $42,204 | 40,244 Direct | -2.90% | Disposed | 480.8% (price as of 2026-08-19) |
| Aug. 12, 2009 | YUM | S | 500 | $35.16 | $17,580 | 41,444 Direct | -1.19% | Disposed | 481.0% (price as of 2026-08-19) |
| Aug. 12, 2009 | YUM | S | 396 | $35.15 | $13,919 | 41,944 Direct | -0.94% | Disposed | 481.2% (price as of 2026-08-19) |
| Aug. 12, 2009 | YUM | S | 600 | $35.14 | $21,084 | 42,340 Direct | -1.40% | Disposed | 481.3% (price as of 2026-08-19) |
| Oct. 9, 2008 | YUM | S | 3,550 | $28.31 | $100,500 | 38,028 Direct | -8.54% | Disposed | 621.6% (price as of 2026-08-19) |
| Oct. 16, 2006 | YUM | S | 1,500 | $57.50 | $86,250 | 18,509 Direct | -7.50% | Disposed | 610.5% (price as of 2026-08-19) |
| Oct. 16, 2006 | YUM | S | 155 | $57.54 | $8,919 | 20,009 Direct | -0.77% | Disposed | 610.1% (price as of 2026-08-19) |
| Feb. 18, 2004 | YUM | S | 5,000 | $35.44 | $177,200 | 17,000 Direct | -22.73% | Disposed | 1052.8% (price as of 2026-08-19) |
| Feb. 18, 2004 | YUM | S | 12,000 | $35.42 | $425,040 | 22,000 Direct | -35.29% | Disposed | 1053.5% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 31, 2019 | PM | Phantom Stock Units | Common Stock (367) | — | — | 367 | Acquired |
| Sept. 30, 2019 | PM | Phantom Stock Units | Common Stock (414) | — | — | 414 | Acquired |
| June 28, 2019 | PM | Phantom Stock Units | Common Stock (400) | — | — | 400 | Acquired |
| May 1, 2019 | PM | Phantom Stock Units | Common Stock (0) | — | — | 0 | Acquired |
| March 29, 2019 | PM | Phantom Stock Units | Common Stock (356) | — | — | 356 | Acquired |
| Dec. 31, 2018 | PM | Phantom Stock Units | Common Stock (470) | — | — | 470 | Acquired |
| Sept. 28, 2018 | PM | Phantom Stock Units | Common Stock (383) | — | — | 383 | Acquired |
| June 29, 2018 | PM | Phantom Stock Units | Common Stock (384) | — | — | 384 | Acquired |
| May 9, 2018 | PM | Phantom Stock Units | Common Stock (0) | — | — | 0 | Acquired |
| March 30, 2018 | PM | Phantom Stock Units | Common Stock (312) | — | — | 312 | Acquired |
| Dec. 29, 2017 | PM | Phantom Stock Units | Common Stock (319) | — | — | 319 | Acquired |
| Sept. 29, 2017 | PM | Phantom Stock Units | Common Stock (303) | — | — | 303 | Acquired |
| June 30, 2017 | PM | Phantom Stock Units | Common Stock (287) | — | — | 287 | Acquired |
| May 3, 2017 | PM | Phantom Stock Units | Common Stock (0) | — | — | 0 | Acquired |
| March 31, 2017 | PM | Phantom Stock Units | Common Stock (298) | — | — | 298 | Acquired |
| Dec. 30, 2016 | PM | Phantom Stock Units | Common Stock (106) | — | — | 106 | Acquired |
| Feb. 5, 2016 | YUM | Phantom Stock | Common Stock (2,867) | — | — | 2,867 | Acquired |
| Feb. 5, 2016 | YUM | Stock Appreciation Right | Common Stock (3,139) | $69.76 | Feb. 5, 2026 | 3,139 | Acquired |
| Dec. 11, 2014 | YUM | Phantom Stock | Common Stock (2,360) | — | — | 2,360 | Acquired |
| Nov. 4, 2014 | YUM | Stock Appreciation Right | Common Stock (0) | $72.06 | Nov. 4, 2024 | 2,117 | Acquired |
| Dec. 12, 2013 | YUM | Phantom Stock | Common Stock (2,374) | — | — | 2,374 | Acquired |
| Nov. 5, 2013 | YUM | Stock Appreciation Right | Common Stock (2,154) | $70.23 | Nov. 5, 2023 | 2,154 | Acquired |
| Dec. 13, 2012 | YUM | Phantom Stock | Common Stock (2,507) | — | — | 2,507 | Acquired |
| Dec. 12, 2012 | YUM | Employee Stock Option (Right to Buy) | Common Stock (3,546) | $16.93 | Nov. 4, 2013 | 3,546 | Disposed |
| Dec. 12, 2012 | YUM | Employee Stock Option (Right to Buy) | Common Stock (5,056) | $25.31 | Nov. 1, 2015 | 5,056 | Disposed |
| Dec. 12, 2012 | YUM | Employee Stock Option (Right to Buy) | Common Stock (2,756) | $21.78 | Nov. 2, 2014 | 2,756 | Disposed |
| Nov. 6, 2012 | YUM | Stock Appreciation Right | Common Stock (2,200) | $73.15 | Nov. 6, 2022 | 2,200 | Acquired |
| Oct. 11, 2012 | YUM | Employee Stock Option (Right to Buy) | Common Stock (4,624) | $10.82 | Nov. 12, 2012 | 4,624 | Disposed |
| Dec. 8, 2011 | YUM | Phantom Stock | Common Stock (2,957) | — | — | 2,957 | Acquired |
| Nov. 1, 2011 | YUM | Stock Appreciation Right | Common Stock (2,871) | $52.62 | Nov. 1, 2021 | 2,871 | Acquired |
| July 18, 2011 | YUM | Employee Stock Option (Right to Buy) | Common Stock (3,876) | $12.90 | Nov. 6, 2011 | 3,876 | Disposed |
| Dec. 9, 2010 | YUM | Phantom Stock | Common Stock (3,423) | — | — | 3,423 | Acquired |
| Nov. 2, 2010 | YUM | Stock Appreciation Right | Common Stock (3,202) | $50.54 | Nov. 2, 2020 | 3,202 | Acquired |
| Oct. 7, 2010 | YUM | Employee Stock Option (Right to Buy) | Common Stock (6,564) | $7.62 | Nov. 7, 2010 | 6,564 | Disposed |
| Dec. 10, 2009 | YUM | Phantom Stock | Common Stock (3,936) | — | — | 3,936 | Acquired |
| Nov. 3, 2009 | YUM | Stock Appreciation Right | Common Stock (3,679) | $33.06 | Nov. 3, 2019 | 3,679 | Acquired |
| Aug. 12, 2009 | YUM | Employee Stock Option (right to buy) | Common Stock (4,912) | $10.18 | Nov. 1, 2009 | 4,912 | Disposed |
| Dec. 11, 2008 | YUM | Phantom Stock | Common Stock (4,789) | — | — | 4,789 | Acquired |
| Nov. 4, 2008 | YUM | Director Stock Appreciation Right | Common Stock (3,887) | $30.60 | Nov. 4, 2018 | 3,887 | Acquired |
| Oct. 9, 2008 | YUM | Employee Stock Option (right to buy) | Common Stock (4,560) | $10.97 | Nov. 2, 2008 | 4,560 | Disposed |
| Dec. 13, 2007 | YUM | Phantom Stock | Common Stock (3,443) | — | — | 3,443 | Acquired |
| Nov. 6, 2007 | YUM | Director Stock Appreciation Right | Common Stock (3,510) | $38.62 | Nov. 6, 2017 | 3,510 | Acquired |
| Dec. 14, 2006 | YUM | Phantom Stock | Common Stock (2,300) | — | — | 2,300 | Acquired |
| Nov. 7, 2006 | YUM | Stock Appreciation Right | Common Stock (2,265) | $59.20 | Nov. 7, 2016 | 2,265 | Acquired |
| Nov. 7, 2006 | YUM | Phantom Stock | Common Stock (2,265) | $59.20 | Nov. 7, 2016 | 2,265 | Acquired |
| Oct. 16, 2006 | YUM | Employee Stock Option (right to buy) | Common Stock (3,162) | $15.82 | Nov. 3, 2007 | 3,162 | Disposed |
| Dec. 8, 2005 | YUM | Phantom Stock | Common Stock (2,073) | — | — | 2,073 | Acquired |
| Nov. 1, 2005 | YUM | Stock Option (Right to Buy) | Common Stock (2,528) | $50.62 | Nov. 1, 2015 | 2,528 | Acquired |
| Dec. 9, 2004 | YUM | Phantom Stock | Common Stock (1,861) | — | — | 1,861 | Acquired |
| Nov. 2, 2004 | YUM | Stock Option (Right to Buy) | Common Stock (1,378) | $43.56 | Nov. 1, 2014 | 1,378 | Acquired |
| Dec. 11, 2003 | YUM | Phantom Stock | Common Stock (2,468) | $34.44 | — | 2,468 | Acquired |
| Nov. 4, 2003 | YUM | Stock Option (Right to Buy) | Common Stock (1,773) | $33.86 | Nov. 4, 2013 | 1,773 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 12, 2016 | PM | Common Stock | 994 | Direct |