Matthew K Fawcett

CIK 1447874 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 24, 2008 · Latest: June 6, 2012

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 42 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

42 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 3, 2011 NTAP S 10b5-1 3,158 $34.07 $107,593 1,014 Direct -75.70% Disposed 466.5% (price as of 2026-08-21)
Oct. 3, 2011 NTAP S 10b5-1 800 $34.65 $27,720 214 Direct -78.90% Disposed 457.0% (price as of 2026-08-21)
June 22, 2010 VIAV S 10b5-1 3,420 $11.50 $39,330 0 Direct -100.00% Disposed 492.8% (price as of 2026-08-21)
June 18, 2010 VIAV S 10b5-1 5,804 $11.68 $67,791 0 Direct -100.00% Disposed 483.7% (price as of 2026-08-21)
Feb. 22, 2010 VIAV S 10b5-1 33,333 $10.00 $333,330 0 Direct -100.00% Disposed 581.8% (price as of 2026-08-21)
Feb. 17, 2010 VIAV S 10b5-1 3,737 $9.49 $35,464 0 Direct -100.00% Disposed 618.4% (price as of 2026-08-21)
Dec. 4, 2009 VIAV S 10b5-1 962 $7.80 $7,504 0 Direct -100.00% Disposed 774.0% (price as of 2026-08-21)
Sept. 1, 2009 VIAV S 10b5-1 2,313 $6.85 $15,844 0 Direct -100.00% Disposed 895.3% (price as of 2026-08-21)
June 23, 2009 VIAV S 10b5-1 3,468 $5.37 $18,623 0 Direct -100.00% Disposed 1169.6% (price as of 2026-08-21)
June 18, 2009 VIAV S 10b5-1 5,889 $5.95 $35,040 0 Direct -100.00% Disposed 1045.8% (price as of 2026-08-21)
April 22, 2009 VIAV S 10b5-1 4,497 $5.00 $22,485 962 Direct -82.38% Disposed 1263.5% (price as of 2026-08-21)
April 22, 2009 VIAV S 10b5-1 4,497 $5.00 $22,485 0 Direct -100.00% Disposed 1263.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 15, 2011 NTAP Restricted Stock Unit Common Stock (6,250) $0.00 — 6,250 Disposed
June 1, 2011 NTAP Non-Qualified Stock Option (right to buy) Common Stock (21,500) $53.22 May 31, 2018 21,500 Acquired
June 1, 2011 NTAP Restricted Stock Unit Common Stock (6,800) $0.00 — 6,800 Acquired
Sept. 15, 2010 NTAP Non-Qualified Stock Option (right to buy) Common Stock (75,000) $49.30 Sept. 14, 2017 75,000 Acquired
Sept. 15, 2010 NTAP Restricted Stock Unit Common Stock (25,000) $0.00 — 25,000 Acquired
June 20, 2010 VIAV Restricted Stock Unit Common Stock (5,402) $0.00 — 5,402 Disposed
June 17, 2010 VIAV Restricted Stock Unit Common Stock (9,167) $0.00 — 9,167 Disposed
Feb. 22, 2010 VIAV Non-qualified Stock Option (Right to Buy) Common Stock (13,333) $0.00 Feb. 15, 2017 13,333 Disposed
Feb. 22, 2010 VIAV Non-qualified Stock Option (Right to Buy) Common Stock (20,000) $0.00 Feb. 15, 2017 20,000 Disposed
Feb. 15, 2010 VIAV Restricted Stock Unit Common Stock (6,666) $0.00 — 6,666 Disposed
Aug. 29, 2009 VIAV Restricted Stock Unit Common Stock (3,600) $0.00 — 3,600 Disposed
Aug. 15, 2009 VIAV Restricted Stock Unit Common Stock (27,500) $0.00 — 27,500 Acquired
Aug. 15, 2009 VIAV Non-Qualified Stock Option (right to buy) Common Stock (27,500) $5.87 Aug. 15, 2017 27,500 Acquired
Aug. 15, 2009 VIAV Non-Qualified Stock Option (right to buy) Common Stock (55,000) $5.87 Aug. 15, 2017 55,000 Acquired
June 20, 2009 VIAV Restricted Stock Unit Common Stock (5,399) $0.00 — 5,399 Disposed
June 17, 2009 VIAV Restricted Stock Unit Common Stock (9,166) $0.00 — 9,166 Disposed
Feb. 15, 2009 VIAV Non-Qualified Stock Option (right to buy) Common Stock (60,000) $3.56 Feb. 15, 2017 60,000 Acquired
Feb. 15, 2009 VIAV Non-Qualified Stock Option (right to buy) Common Stock (40,000) $3.56 Feb. 15, 2017 40,000 Acquired
Feb. 15, 2009 VIAV Restricted Stock Unit Common Stock (20,000) $0.00 — 20,000 Acquired
Feb. 15, 2009 VIAV Restricted Stock Unit Common Stock (1,675) $0.00 — 1,675 Disposed
Dec. 15, 2008 VIAV Restricted Stock Unit Common Stock (7,000) $0.00 — 7,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 21 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (4,875) 4,875 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (2,750) 2,750 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (1,375) 1,375 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (3,156) 3,156 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (1,562) 1,562 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (1,875) 1,875 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (2,344) 2,344 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (625) 625 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (2,500) 2,500 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (1,250) 1,250 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (8,125) 8,125 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (2,500) 2,500 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (2,500) 2,500 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (3,321) 3,321 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (11,250) 11,250 Direct
Oct. 24, 2008 VIAV Non-qualified stock option (right to buy)→ Common Stock (6,250) 6,250 Direct
Oct. 24, 2008 VIAV Restricted Stock Unit→ Common Stock (1,675) 1,675 Direct
Oct. 24, 2008 VIAV Restricted Stock Unit→ Common Stock (10,801) 10,801 Direct
Oct. 24, 2008 VIAV Restricted Stock Unit→ Common Stock (7,000) 7,000 Direct
Oct. 24, 2008 VIAV Restricted Stock Unit→ Common Stock (27,500) 27,500 Direct
Oct. 24, 2008 VIAV Restricted Stock Unit→ Common Stock (7,200) 7,200 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

VIAV

General Counsel
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2010 $301,442 $0 — — $73,503 — $6,409 $776,255

NTAP

EVP
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $548,000 — $3,669,690 — $530,683 — $9,708 $4,758,081
2021 $558,538 — — — $690,800 — $8,832 $3,279,450
2020 $548,000 — $1,652,296 — — — $8,883 $2,209,179

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.