Matthew T Funke

CIK 1504656 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 1, 2010 · Latest: Nov. 1, 2010

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 9, 2020 SMBC P 1,072 $24.43 $26,189 13,670 Indirect +8.51% Acquired 200.9% (price as of 2026-08-20)
Sept. 8, 2020 SMBC P 1,074 $24.48 $26,292 12,598 Indirect +9.32% Acquired 200.2% (price as of 2026-08-20)
Nov. 17, 2011 SMBC P 2,000 $19.00 $38,000 4,000 Direct +100.00% Acquired 673.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 3, 2022 SMBC Stock Option (Right to Buy) Common Stock (1,500) $53.82 Feb. 3, 2032 1,500 Acquired
Feb. 10, 2021 SMBC Stock Option (Right to Buy) Common stock (3,000) $34.91 Feb. 10, 2031 3,000 Acquired
Feb. 18, 2020 SMBC Stock Option (Right to buy) Common Stock (2,000) $37.40 Feb. 18, 2030 2,000 Acquired
Jan. 4, 2019 SMBC Stock Option (Right to Buy) Common Stock (2,000) $34.35 Jan. 4, 2029 2,000 Acquired
Feb. 8, 2018 SMBC Stock Option (Right to Buy) Common Stock (5,000) $6.38 Jan. 19, 2020 5,000 Disposed
Jan. 16, 2018 SMBC Stock Option (Right to Buy) Common Stock (2,000) $37.31 Jan. 16, 2028 2,000 Acquired
Jan. 16, 2018 SMBC Stock Option (Right to Buy) Common Stock (2,000) $37.31 Jan. 16, 2028 2,000 Acquired
Jan. 3, 2018 SMBC Stock Option (Right to Buy) Common Stock (10,000) $6.38 Jan. 19, 2020 5,000 Disposed
Jan. 3, 2018 SMBC Stock Option (Right to Buy) Common Stock (10,000) $6.38 Jan. 19, 2020 5,000 Disposed
May 13, 2014 SMBC Stock Option (Right to Buy) Common Stock (1,700) $15.23 May 18, 2014 1,700 Disposed
Aug. 13, 2013 SMBC Stock Option (Right to Buy) Common Stock (1,700) $15.23 May 18, 2014 1,700 Disposed
July 27, 2012 SMBC Stock Option (Right to Buy) Common Stock (1,600) $15.23 May 18, 2014 1,600 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 1, 2010 SMBC Common Stock 2,000 Direct
Nov. 1, 2010 SMBC Common Stock 2,861 Indirect
Nov. 1, 2010 SMBC Stock Option (Right to Buy)→ Common Stock (5,000) 5,000 Direct
Nov. 1, 2010 SMBC Stock Option (Right to Buy)→ Common Stock (5,000) 5,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $223,000 $32,775 $22,440 $27,879 $323,714
2019 $213,231 $35,150 $20,610 $31,617 $318,168

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.