Insider at

04

Insider transactions

05
0 buys (P) 7 sells (S) Net: $-198,017 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 2, 2026 STEM S 996 $7.85 $7,819 9,577 Direct -9.42% Disposed -45.9% (price as of 2026-10-05)
March 11, 2026 STEM S 10b5-1 402 $10.83 $4,354 2,823 Direct -12.47% Disposed -60.8% (price as of 2026-10-05)
March 10, 2026 STEM S 655 $11.12 $7,284 3,225 Direct -16.88% Disposed -61.8% (price as of 2026-10-05)
March 4, 2026 STEM S 185 $10.00 $1,850 2,422 Direct -7.10% Disposed -57.5% (price as of 2026-10-05)
March 3, 2026 STEM S 300 $9.67 $2,901 2,607 Direct -10.32% Disposed -56.0% (price as of 2026-10-05)
Feb. 20, 2026 STEM S 366 $11.40 $4,172 2,237 Direct -14.06% Disposed -62.7% (price as of 2026-10-05)
Nov. 11, 2025 STEM S 9,584 $17.70 $169,637 1,872 Direct -83.66% Disposed -76.0% (price as of 2026-10-05)
June 16, 2025 STEM S 10b5-1 20,823 $0.45 $9,370 37,458 Direct -35.73% Disposed -52.8% (price as of 2026-10-05)
May 30, 2025 STEM S 1,164 $0.45 $524 58,281 Direct -1.96% Disposed -52.8% (price as of 2026-10-05)
March 12, 2025 STEM S 13,070 $0.40 $5,228 56,670 Direct -18.74% Disposed -46.9% (price as of 2026-10-05)
March 7, 2025 STEM S 5,645 $0.42 $2,371 40,573 Direct -12.21% Disposed -49.4% (price as of 2026-10-05)
Feb. 20, 2025 STEM S 8,130 $0.63 $5,122 32,821 Direct -19.85% Disposed -66.3% (price as of 2026-10-05)
May 28, 2024 STEM S 10b5-1 1,388 $1.32 $1,832 16,635 Direct -7.70% Disposed -83.9% (price as of 2026-10-05)
March 19, 2024 STEM S 26,640 $1.82 $48,485 15,248 Direct -63.60% Disposed -88.3% (price as of 2026-10-05)
March 8, 2024 STEM S 10b5-1 24,899 $2.19 $54,529 41,888 Direct -37.28% Disposed -90.3% (price as of 2026-10-05)
March 5, 2024 STEM S 10b5-1 3,837 $2.41 $9,247 66,787 Direct -5.43% Disposed -91.2% (price as of 2026-10-05)
March 4, 2024 STEM S 5,724 $2.48 $14,196 70,624 Direct -7.50% Disposed -91.4% (price as of 2026-10-05)
Feb. 20, 2024 STEM S 10b5-1 6,857 $3.05 $20,914 11,411 Direct -37.54% Disposed -93.0% (price as of 2026-10-05)
Feb. 16, 2024 STEM S 10,602 $3.17 $33,608 18,268 Direct -36.72% Disposed -93.3% (price as of 2026-10-05)
Feb. 14, 2024 STEM S 10b5-1 4,556 $3.15 $14,351 4,555 Direct -50.01% Disposed -93.3% (price as of 2026-10-05)
Jan. 3, 2024 STEM S 10b5-1 5,207 $3.56 $18,537 9,111 Direct -36.37% Disposed -94.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 30, 2026 STEM Performance Stock Unit Common Stock, Par Value $0.0001 Per Share (5,000) · · 5,000 Disposed
June 30, 2026 STEM Performance Stock Unit Common Stock, Par Value $0.0001 Per Share (2,750) · · 2,750 Disposed
March 7, 2026 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (1,458) · · 1,458 Disposed
March 1, 2026 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (670) · · 670 Disposed
Feb. 26, 2026 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (25,800) · · 25,800 Acquired
Feb. 26, 2026 STEM Performance Stock Unit Common Stock, Par Value $0.0001 Per Share (17,200) · · 17,200 Acquired
Feb. 15, 2026 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (1,253) · · 1,253 Disposed
Nov. 7, 2025 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (15,000) · · 15,000 Disposed
July 28, 2025 STEM Performance Stock Unit Common Stock, Par Value 0.0001 Per Share (10,000) · · 10,000 Acquired
July 28, 2025 STEM Restricted Stock Unit Common Stock, Par Value 0.0001 Per Share (10,000) · · 10,000 Acquired
June 30, 2025 STEM Stock Options Common Stock, Par Value 0.0001 Per Share (5,500) $6.23 June 30, 2035 5,500 Acquired
June 30, 2025 STEM Performance Stock Unit Common Stock, Par Value 0.0001 Per Share (5,500) · · 5,500 Acquired
June 30, 2025 STEM Restricted Stock Unit Common Stock, Par Value 0.0001 Per Share (11,000) · · 11,000 Acquired
May 29, 2025 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (2,775) $0.00 · 2,775 Disposed
March 11, 2025 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (29,167) $0.00 · 29,167 Disposed
March 6, 2025 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (13,397) $0.00 · 13,397 Disposed
Feb. 19, 2025 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (24,316) $0.00 · 24,316 Disposed
Nov. 1, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (300,000) $0.00 · 300,000 Acquired
May 28, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (87,500) $0.00 · 87,500 Acquired
May 24, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (2,775) $0.00 · 2,775 Disposed
March 1, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (13,398) $0.00 · 13,398 Disposed
Feb. 15, 2024 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (24,315) $0.00 · 24,315 Disposed
Feb. 15, 2024 STEM Stock Option (Right to Buy) Common Stock, Par Value $0.0001 Per Share (45,024) $3.37 Feb. 15, 2034 45,024 Acquired
Dec. 31, 2023 STEM Restricted Stock Unit Common Stock, Par Value $0.0001 Per Share (14,318) · · 14,318 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 24, 2023 STEM Restricted Stock Unit→ Common Stock, Par Value $0.0001 Per Share (133,745) 133,745 Direct
July 24, 2023 STEM Stock Option (Right to Buy)→ Common Stock, Par Value $0.0001 Per Share (95,187) 95,187 Direct
July 24, 2023 STEM Stock Option (Right to Buy)→ Common Stock, Par Value $0.0001 Per Share (83,735) 83,735 Direct
July 24, 2023 STEM Stock Option (Right to Buy)→ Common Stock, Par Value $0.0001 Per Share (9,249) 9,249 Direct