Max G Caviet

Insider

First SEC filing: Dec. 3, 2018 · Latest: Dec. 3, 2018

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 92 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

92 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Nov. 29, 2018	1365555	D	426,551	$14.75	$6,291,627	0 Direct	-100.00%	Disposed
Nov. 29, 2018	1365555	D	7,952	—	—	0 Direct	-100.00%	Disposed
Nov. 29, 2018	1365555	D	16,194	—	—	0 Direct	-100.00%	Disposed
Nov. 29, 2018	1365555	D	9,237	—	—	0 Direct	-100.00%	Disposed
Nov. 29, 2018	1365555	D	29,848	—	—	0 Direct	-100.00%	Disposed
March 27, 2018	1365555	A	29,848	—	—	29,848 Direct	—	Acquired
March 5, 2018	1365555	M	3,080	—	—	9,237 Direct	-25.01%	Disposed
March 5, 2018	1365555	M	8,097	—	—	16,194 Direct	-33.33%	Disposed
March 5, 2018	1365555	M	7,952	—	—	7,952 Direct	-50.00%	Disposed
March 5, 2018	1365555	M	9,272	—	—	0 Direct	-100.00%	Disposed
March 5, 2018	1365555	F	1,448	$12.80	$18,534	426,549 Direct	-0.34%	Disposed
March 5, 2018	1365555	M	3,080	—	—	427,997 Direct	+0.72%	Acquired
March 5, 2018	1365555	F	3,806	$12.80	$48,717	424,917 Direct	-0.89%	Disposed
March 5, 2018	1365555	M	8,097	—	—	428,723 Direct	+1.92%	Acquired
March 5, 2018	1365555	F	3,738	$12.80	$47,846	420,626 Direct	-0.88%	Disposed
March 5, 2018	1365555	M	7,952	—	—	424,364 Direct	+1.91%	Acquired
March 5, 2018	1365555	F	4,358	$12.80	$55,782	416,412 Direct	-1.04%	Disposed
March 5, 2018	1365555	M	9,272	—	—	420,770 Direct	+2.25%	Acquired
Sept. 9, 2017	1365555	M	14,402	—	—	0 Direct	-100.00%	Disposed
Sept. 9, 2017	1365555	F	6,769	$11.72	$79,333	411,498 Direct	-1.62%	Disposed
Sept. 9, 2017	1365555	M	14,402	—	—	418,267 Direct	+3.57%	Acquired
April 5, 2017	1365555	A	12,317	—	—	12,317 Direct	—	Acquired
March 5, 2017	1365555	M	8,097	—	—	24,291 Direct	-25.00%	Disposed
March 5, 2017	1365555	M	7,952	—	—	15,904 Direct	-33.33%	Disposed
March 5, 2017	1365555	M	9,272	—	—	9,272 Direct	-50.00%	Disposed
March 5, 2017	1365555	M	11,292	—	—	0 Direct	-100.00%	Disposed
March 5, 2017	1365555	F	3,806	$23.03	$87,652	403,865 Direct	-0.93%	Disposed
March 5, 2017	1365555	M	8,097	—	—	407,671 Direct	+2.03%	Acquired
March 5, 2017	1365555	F	3,738	$23.03	$86,086	399,574 Direct	-0.93%	Disposed
March 5, 2017	1365555	M	7,952	—	—	403,312 Direct	+2.01%	Acquired
March 5, 2017	1365555	F	4,358	$23.03	$100,365	395,360 Direct	-1.09%	Disposed
March 5, 2017	1365555	M	9,272	—	—	399,718 Direct	+2.37%	Acquired
March 5, 2017	1365555	F	5,308	$23.03	$122,243	390,446 Direct	-1.34%	Disposed
March 5, 2017	1365555	M	11,292	—	—	395,754 Direct	+2.94%	Acquired
Sept. 9, 2016	1365555	M	14,402	—	—	14,402 Direct	-50.00%	Disposed
Sept. 9, 2016	1365555	F	6,769	$26.36	$178,431	384,462 Direct	-1.73%	Disposed
Sept. 9, 2016	1365555	M	14,402	—	—	391,231 Direct	+3.82%	Acquired
March 5, 2016	1365555	A	32,388	—	—	32,388 Direct	—	Acquired
March 5, 2016	1365555	M	7,952	—	—	23,856 Direct	-25.00%	Disposed
March 5, 2016	1365555	M	9,274	—	—	18,544 Direct	-33.34%	Disposed
March 5, 2016	1365555	M	11,292	—	—	11,292 Direct	-50.00%	Disposed
March 5, 2016	1365555	F	3,738	$25.73	$96,179	376,829 Direct	-0.98%	Disposed
March 5, 2016	1365555	M	7,952	—	—	380,567 Direct	+2.13%	Acquired
March 5, 2016	1365555	F	4,359	$25.73	$112,157	372,615 Direct	-1.16%	Disposed
March 5, 2016	1365555	M	9,274	—	—	376,974 Direct	+2.52%	Acquired
March 5, 2016	1365555	F	5,308	$25.73	$136,575	367,700 Direct	-1.42%	Disposed
March 5, 2016	1365555	M	11,292	—	—	373,008 Direct	+3.12%	Acquired
Feb. 15, 2016	1365555	M	12,880	—	—	0 Direct	-100.00%	Disposed
Feb. 15, 2016	1365555	F	6,054	$25.05	$151,653	361,716 Direct	-1.65%	Disposed
Feb. 15, 2016	1365555	M	12,880	—	—	367,770 Direct	+3.63%	Acquired
Sept. 9, 2015	1365555	M	7,201	—	—	14,402 Direct	-33.33%	Disposed
Sept. 9, 2015	1365555	F	3,385	$58.52	$198,090	177,445 Direct	-1.87%	Disposed
Sept. 9, 2015	1365555	M	7,201	—	—	180,830 Direct	+4.15%	Acquired
March 27, 2015	1365555	S	200	$56.01	$11,202	173,629 Direct	-0.12%	Disposed
March 27, 2015	1365555	S	33,800	$55.43	$1,873,534	173,829 Direct	-16.28%	Disposed
March 26, 2015	1365555	M	11	—	—	0 Direct	-100.00%	Disposed
March 26, 2015	1365555	M	10	—	—	0 Direct	-100.00%	Disposed
March 26, 2015	1365555	M	10	—	—	0 Direct	-100.00%	Disposed
March 26, 2015	1365555	S	400	$56.75	$22,700	207,629 Direct	-0.19%	Disposed
March 26, 2015	1365555	S	33,600	$55.94	$1,879,584	208,029 Direct	-13.91%	Disposed
March 26, 2015	1365555	S	31	$56.47	$1,751	241,629 Direct	-0.01%	Disposed
March 26, 2015	1365555	M	11	$11.55	$127	241,660 Direct	0.00%	Acquired
March 26, 2015	1365555	M	10	$12.02	$120	241,649 Direct	0.00%	Acquired
March 26, 2015	1365555	M	10	$6.20	$62	241,639 Direct	0.00%	Acquired
March 25, 2015	1365555	M	5,041	—	—	10 Direct	-99.80%	Disposed
March 25, 2015	1365555	M	5,041	—	—	10 Direct	-99.80%	Disposed
March 25, 2015	1365555	M	5,041	—	—	11 Direct	-99.78%	Disposed
March 25, 2015	1365555	S 10b5-1	6,150	$58.22	$358,053	241,629 Direct	-2.48%	Disposed
March 25, 2015	1365555	M	5,041	$11.55	$58,224	247,779 Direct	+2.08%	Acquired
March 25, 2015	1365555	M	5,041	$12.02	$60,593	242,738 Direct	+2.12%	Acquired
March 25, 2015	1365555	M	5,041	$6.20	$31,254	237,697 Direct	+2.17%	Acquired
March 5, 2015	1365555	A	15,904	—	—	15,904 Direct	—	Acquired
March 5, 2015	1365555	M	4,637	—	—	13,909 Direct	-25.00%	Disposed
March 5, 2015	1365555	M	5,647	—	—	11,292 Direct	-33.34%	Disposed
March 5, 2015	1365555	F	2,087	$53.87	$112,427	232,656 Direct	-0.89%	Disposed
March 5, 2015	1365555	M	4,637	—	—	234,743 Direct	+2.02%	Acquired
March 5, 2015	1365555	F	2,542	$53.87	$136,938	230,106 Direct	-1.09%	Disposed
March 5, 2015	1365555	M	5,647	—	—	232,648 Direct	+2.49%	Acquired
Feb. 25, 2015	1365555	M	5,041	—	—	5,052 Direct	-49.95%	Disposed
Feb. 25, 2015	1365555	M	5,041	—	—	5,051 Direct	-49.95%	Disposed
Feb. 25, 2015	1365555	M	5,041	—	—	5,051 Direct	-49.95%	Disposed
Feb. 25, 2015	1365555	S 10b5-1	6,050	$54.45	$329,422	227,001 Direct	-2.60%	Disposed
Feb. 25, 2015	1365555	M	5,041	$11.55	$58,224	233,051 Direct	+2.21%	Acquired
Feb. 25, 2015	1365555	M	5,041	$12.02	$60,593	228,010 Direct	+2.26%	Acquired
Feb. 25, 2015	1365555	M	5,041	$6.20	$31,254	222,969 Direct	+2.31%	Acquired
Feb. 15, 2015	1365555	M	6,442	—	—	6,440 Direct	-50.01%	Disposed
Feb. 15, 2015	1365555	M	5,568	—	—	0 Direct	-100.00%	Disposed
Feb. 15, 2015	1365555	F	2,899	$55.60	$161,184	217,928 Direct	-1.31%	Disposed
Feb. 15, 2015	1365555	M	6,442	—	—	220,827 Direct	+3.00%	Acquired
Feb. 15, 2015	1365555	F	2,506	$55.60	$139,334	214,385 Direct	-1.16%	Disposed
Feb. 15, 2015	1365555	M	5,568	—	—	216,891 Direct	+2.63%	Acquired
Jan. 26, 2015	1365555	M	5,041	—	—	10,093 Direct	-33.31%	Disposed
Jan. 26, 2015	1365555	M	5,041	—	—	10,092 Direct	-33.31%	Disposed
Jan. 26, 2015	1365555	M	5,041	—	—	10,092 Direct	-33.31%	Disposed
Jan. 26, 2015	1365555	S 10b5-1	6,150	$51.81	$318,632	211,323 Direct	-2.83%	Disposed
Jan. 26, 2015	1365555	M	5,041	$11.55	$58,224	217,473 Direct	+2.37%	Acquired
Jan. 26, 2015	1365555	M	5,041	$12.02	$60,593	212,432 Direct	+2.43%	Acquired
Jan. 26, 2015	1365555	M	5,041	$6.20	$31,254	207,391 Direct	+2.49%	Acquired
Dec. 26, 2014	1365555	M	5,041	—	—	15,134 Direct	-24.99%	Disposed
Dec. 26, 2014	1365555	M	5,041	—	—	15,133 Direct	-24.99%	Disposed

Showing latest 100 of 193 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 29, 2018	1365555	Restricted Stock Units	Common Stock (7,952)	—	—	7,952	Disposed
Nov. 29, 2018	1365555	Restricted Stock Units	Common Stock (16,194)	—	—	16,194	Disposed
Nov. 29, 2018	1365555	Restricted Stock Units	Common Stock (9,237)	—	—	9,237	Disposed
Nov. 29, 2018	1365555	Restricted Stock Units	Common Stock (29,848)	—	—	29,848	Disposed
March 27, 2018	1365555	Restricted Stock Units	Common Stock (29,848)	—	—	29,848	Acquired
March 5, 2018	1365555	Restricted Stock Units	Common Stock (3,080)	—	—	3,080	Disposed
March 5, 2018	1365555	Restricted Stock Units	Common Stock (8,097)	—	—	8,097	Disposed
March 5, 2018	1365555	Restricted Stock Units	Common Stock (7,952)	—	—	7,952	Disposed
March 5, 2018	1365555	Restricted Stock Units	Common Stock (9,272)	—	—	9,272	Disposed
Sept. 9, 2017	1365555	Restricted Stock Units	Common Stock (14,402)	—	—	14,402	Disposed
April 5, 2017	1365555	Restricted Stock Units	Common Stock (12,317)	—	—	12,317	Acquired
March 5, 2017	1365555	Restricted Stock Units	Common Stock (8,097)	—	—	8,097	Disposed
March 5, 2017	1365555	Restricted Stock Units	Common Stock (7,952)	—	—	7,952	Disposed
March 5, 2017	1365555	Restricted Stock Units	Common Stock (9,272)	—	—	9,272	Disposed
March 5, 2017	1365555	Restricted Stock Units	Common Stock (11,292)	—	—	11,292	Disposed
Sept. 9, 2016	1365555	Restricted Stock Units [F1]	Common Stock (14,402)	—	—	14,402	Disposed
March 5, 2016	1365555	Restricted Stock Units	Common Stock (32,388)	—	—	32,388	Acquired
March 5, 2016	1365555	Restricted Stock Units [F7]	Common Stock (7,952)	—	—	7,952	Disposed
March 5, 2016	1365555	Restricted Stock Units [F4]	Common Stock (9,274)	—	—	9,274	Disposed
March 5, 2016	1365555	Restricted Stock Units [F1]	Common Stock (11,292)	—	—	11,292	Disposed
Feb. 15, 2016	1365555	Restricted Stock Units [F1]	Common Stock (12,880)	—	—	12,880	Disposed
Sept. 9, 2015	1365555	Restricted Stock Units	Common Stock (7,201)	—	—	7,201	Disposed
March 26, 2015	1365555	Stock Option	Common Stock (11)	$11.55	Aug. 25, 2018	11	Disposed
March 26, 2015	1365555	Stock Option	Common Stock (10)	$12.02	Oct. 24, 2017	10	Disposed
March 26, 2015	1365555	Stock Option	Common Stock (10)	$6.20	Sept. 1, 2016	10	Disposed
March 25, 2015	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
March 25, 2015	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
March 25, 2015	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
March 5, 2015	1365555	Restricted Stock Units	Common Stock (15,904)	—	—	15,904	Acquired
March 5, 2015	1365555	Restricted Stock Units	Common Stock (4,637)	—	—	4,637	Disposed
March 5, 2015	1365555	Restricted Stock Units	Common Stock (5,647)	—	—	5,647	Disposed
Feb. 25, 2015	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
Feb. 25, 2015	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
Feb. 25, 2015	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
Feb. 15, 2015	1365555	Restricted Stock Units	Common Stock (6,442)	—	—	6,442	Disposed
Feb. 15, 2015	1365555	Restricted Stock Units	Common Stock (5,568)	—	—	5,568	Disposed
Jan. 26, 2015	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
Jan. 26, 2015	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
Jan. 26, 2015	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
Dec. 26, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
Dec. 26, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
Dec. 26, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
Nov. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
Nov. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
Nov. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
Oct. 27, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
Oct. 27, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
Oct. 27, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
Sept. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
Sept. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
Sept. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
Sept. 9, 2014	1365555	Restricted Stock Units	Common Stock (7,201)	—	—	7,201	Disposed
Aug. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
Aug. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
Aug. 25, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
July 25, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
July 25, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
July 25, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
June 25, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
June 25, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
June 25, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
May 27, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
May 27, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
May 27, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
April 25, 2014	1365555	Stock Option	Common Stock (5,041)	$11.55	Aug. 25, 2018	5,041	Disposed
April 25, 2014	1365555	Stock Option	Common Stock (5,041)	$12.02	Oct. 24, 2017	5,041	Disposed
April 25, 2014	1365555	Stock Option	Common Stock (5,041)	$6.20	Sept. 1, 2016	5,041	Disposed
March 5, 2014	1365555	Restricted Stock Units	Common Stock (18,546)	—	—	18,546	Acquired
March 5, 2014	1365555	Restricted Stock Units	Common Stock	—	—	5,647	Disposed
Feb. 15, 2014	1365555	Restricted Stock Units	Common Stock (6,441)	—	—	6,441	Disposed
Feb. 15, 2014	1365555	Restricted Stock Units	Common Stock (5,569)	—	—	5,569	Disposed
Sept. 9, 2013	1365555	Restricted Stock Units	Common Stock (28,804)	—	—	28,804	Acquired
March 5, 2013	1365555	Restricted Stock Units	Common Stock (20,532)	—	—	20,532	Acquired
Feb. 15, 2013	1365555	Restricted Stock Units	Common Stock	—	—	5,856	Disposed
Feb. 15, 2013	1365555	Restricted Stock Units	Common Stock	—	—	5,063	Disposed
Feb. 15, 2012	1365555	Restricted Stock Units	Common Stock (21,292)	—	—	21,292	Acquired
Feb. 15, 2012	1365555	Restricted Stock Units	Common Stock (4,602)	—	—	4,602	Disposed
June 22, 2011	1365555	Stock Option	Common Stock (62,500)	$7.00	Feb. 9, 2016	62,500	Disposed
Feb. 15, 2011	1365555	Restricted Stock Units	Common Stock (18,408)	—	—	18,408	Acquired
Aug. 25, 2008	1365555	Stock Option	Common Stock (50,000)	$13.97	Aug. 25, 2018	0	Acquired
Oct. 24, 2007	1365555	Stock Option	Common Stock (50,000)	$14.55	Oct. 24, 2017	0	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 6, 2008	MHNC	Options (right to buy)→ Common Stock, par value $0.01 per share	—	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

MHNC

President & CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2008	—	—	—	$316,464	—	—	—	$316,464
2007	—	—	—	$152,099	—	—	—	$152,099

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.