MERRILL LYNCH PIERCE FENNER & SMITH INC
CIK 728612 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 19, 2005 · Latest: Oct. 19, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 15, 2008 | HRI | P | 6 | $8.92 | $54 | 39,149,490 Indirect | 0.00% | Acquired | 507.3% (price as of 2026-08-21) |
| July 25, 2008 | HRI | S | 19 | $8.40 | $160 | 39,145,829 Indirect | 0.00% | Disposed | 544.9% (price as of 2026-08-21) |
| July 24, 2008 | HRI | P | 19 | $8.18 | $155 | 39,145,848 Indirect | 0.00% | Acquired | 562.2% (price as of 2026-08-21) |
| May 16, 2008 | HRI | S | 4 | $14.13 | $57 | 39,146,054 Indirect | 0.00% | Disposed | 283.4% (price as of 2026-08-21) |
| May 16, 2008 | HRI | S | 4 | $14.13 | $57 | 39,145,829 Indirect | 0.00% | Disposed | 283.4% (price as of 2026-08-21) |
| May 7, 2008 | HRI | P | 225 | $13.29 | $2,990 | 39,143,772 Indirect | 0.00% | Acquired | 307.6% (price as of 2026-08-21) |
| April 1, 2008 | HRI | P | 4 | $12.48 | $50 | 39,143,547 Indirect | 0.00% | Acquired | 334.1% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 15, 2008 | HRI | Stock Option (Right to buy) | Common Stock | $14.21 | May 15, 2018 | 38,136 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 19, 2005 | GTLS | Common Stock | 225,588 | Direct |