Michael A J Farrell

CIK 1235653 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 8, 2005 · Latest: Jan. 27, 2012

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 17, 2010 NLY P 3,000 $17.45 $52,350 2,192,867 Direct +0.14% Acquired -66.0% (price as of 2026-08-20)
Feb. 6, 2009 NLY P 2,000 $20.57 $41,140 8,200 Indirect +32.26% Acquired -71.2% (price as of 2026-08-20)
Feb. 6, 2009 NLY P 2,000 $20.57 $41,140 8,000 Indirect +33.33% Acquired -71.2% (price as of 2026-08-20)
Feb. 6, 2009 NLY P 1,500 $20.57 $30,855 3,500 Indirect +75.00% Acquired -71.2% (price as of 2026-08-20)
Nov. 20, 2008 NLY P 2,000 $17.78 $35,560 3,500 Direct +133.33% Acquired -66.6% (price as of 2026-08-20)
Aug. 3, 2007 NLY P 4,000 $24.00 $96,000 6,200 Indirect +181.82% Acquired -75.3% (price as of 2026-08-20)
Aug. 3, 2007 NLY P 1,000 $24.00 $24,000 1,500 Direct +200.00% Acquired -75.3% (price as of 2026-08-20)
Aug. 31, 2006 NLY P 2,200 $24.81 $54,582 2,200 Indirect — Acquired -76.1% (price as of 2026-08-20)
Aug. 31, 2006 NLY P 1,100 $24.81 $27,291 1,100 Indirect — Acquired -76.1% (price as of 2026-08-20)
Aug. 31, 2006 NLY P 4,900 $24.80 $121,520 4,900 Indirect — Acquired -76.1% (price as of 2026-08-20)
Aug. 31, 2006 NLY P 1,800 $24.80 $44,640 1,800 Indirect — Acquired -76.1% (price as of 2026-08-20)
Aug. 30, 2006 NLY P 200 $24.40 $4,880 200 Indirect — Acquired -75.7% (price as of 2026-08-20)
May 4, 2006 NLY P 500 $24.05 $12,025 500 Direct — Acquired -75.3% (price as of 2026-08-20)
Jan. 12, 2006 NLY P 6,000 $12.69 $76,140 6,000 Direct — Acquired -53.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 2, 2012 NLY Option to Purchase Common Stock [F2] Common Stock (112,000) $15.61 Sept. 19, 2018 112,000 Disposed
April 24, 2012 NLY Option to purchase Common Stock [F2] Common Stock (100,000) $13.25 April 22, 2019 100,000 Disposed
Jan. 27, 2012 NLY Option to purchase Common Stock [F2] Common Stock (57,656) $15.61 Sept. 19, 2018 57,656 Disposed
Jan. 27, 2012 NLY Option to purchase Common Stock [F2] Common Stock (6,369) $15.70 May 17, 2017 6,369 Disposed
Aug. 9, 2011 NLY Option to purchase Common Stock [F2] Common Stock (100,000) $13.25 April 22, 2019 100,000 Disposed
March 30, 2011 NLY Option to purchase Common Stock [F2] Common Stock (100,000) $13.25 April 22, 2019 100,000 Disposed
July 19, 2010 NLY Option to purchase Common Stock [F2] Common Stock (37,500) $11.72 Feb. 13, 2016 37,500 Disposed
Nov. 24, 2009 NLY Option to purchase Common Stock [F2] Common Stock (30,000) $15.61 Sept. 19, 2018 30,000 Disposed
Nov. 24, 2009 NLY Option to purchase Common Stock [F2] Common Stock (112,500) $11.72 Feb. 13, 2016 112,500 Disposed
Nov. 24, 2009 NLY Option to purchase Common Stock [F2] Common Stock (22,500) $7.94 Nov. 29, 2010 22,500 Disposed
July 21, 2009 NLY Option to purchase Common Stock [F2] Common Stock (3,413) $8.63 Nov. 18, 2009 3,413 Disposed
April 22, 2009 NLY Option to purchase Common Stock [F3] Common Stock (400,000) $13.25 April 22, 2019 400,000 Acquired
Sept. 19, 2008 NLY Option to Purchase Common Stock [F3] Common Stock (200,000) $15.61 Sept. 19, 2018 200,000 Acquired
Aug. 11, 2008 NLY Option to purchase Common Stock [F2] Common Stock (45,000) $8.63 Nov. 18, 2009 45,000 Disposed
May 8, 2008 NLY Option to purchase Common Stock [F3] Common Stock (200,000) $16.46 May 8, 2018 200,000 Acquired
Feb. 12, 2008 NLY Option to purchase Common Stock [F2] Common Stock (56,900) $8.13 July 31, 2008 56,900 Disposed
May 17, 2007 NLY Option to purchase Common Stock [F3] Common Stock (150,000) $15.70 May 17, 2017 150,000 Acquired
March 29, 2007 NLY Option to purchase Common Stock [F2] Common Stock (7,500) $7.94 Nov. 29, 2010 7,500 Disposed
Feb. 13, 2006 NLY Option to purchase Common Stock Common Stock (150,000) $11.72 Feb. 13, 2016 150,000 Acquired
July 7, 2005 NLY OPTION (Right to Buy) C/S (150,000) $17.07 July 7, 2015 150,000 Acquired
June 4, 2004 NLY Option to purchase Common Stock C/S (150,000) $17.39 April 20, 2014 0 Acquired
June 4, 2004 NLY Option to purchase Common Stock C/S (200,000) $17.97 Aug. 4, 2013 0 Acquired
June 4, 2004 NLY Option to purchase Common Stock C/S (30,000) $7.94 Nov. 29, 2010 0 Acquired
June 4, 2004 NLY Option to purchase Common Stock C/S (48,413) $8.63 Nov. 18, 2009 0 Acquired
June 4, 2004 NLY Option to purchase Common Stock C/S (56,900) $8.13 July 31, 2008 0 Acquired
April 20, 2004 NLY Common Stock C/S (150,000) $17.39 April 20, 2014 150,000 Acquired
Nov. 18, 2003 NLY Common Stock Common Stock (11,587) $8.63 Nov. 18, 2009 11,587 Disposed
Aug. 5, 2003 NLY Option to purchase Common Stock Common Stock (0) $17.97 Aug. 5, 2013 200,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 25, 2005 FMY Common Shares 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NLY

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $3,000,000 $32,000,000 $0 $0 $0 $0 $156 $35,000,156
2010 $2,715,000 $20,909,832 $0 $0 $0 $0 $168 $23,625,000
2009 $2,430,000 $17,722,781 $0 $1,380,000 $0 $0 $768 $21,533,549

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.