Michael A Ricci

CIK 1307648 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 3, 2004 · Latest: Nov. 3, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 6, 2006 VIAV S 2,007 $17.08 $34,280 0 Direct -100.00% Disposed 297.1% (price as of 2026-08-20)
May 30, 2006 VIAV S 10b5-1 50,000 $2.96 $148,000 0 Direct -100.00% Disposed 186.4% (price as of 2026-08-20)
May 30, 2006 VIAV S 10b5-1 28,912 $2.96 $85,580 0 Direct -100.00% Disposed 186.4% (price as of 2026-08-20)
April 3, 2006 VIAV S 10b5-1 200,000 $4.12 $824,000 0 Direct -100.00% Disposed 105.8% (price as of 2026-08-20)
Feb. 7, 2006 VIAV S 14,339 $2.95 $42,300 0 Direct -100.00% Disposed 187.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 1, 2006 VIAV Restricted Stock Unit Common Stock (3,125) $0.00 — 3,125 Disposed
May 30, 2006 VIAV Non-qualified stock option (right to buy) Common Stock (50,000) $1.61 May 27, 2013 50,000 Disposed
May 27, 2006 VIAV Restricted Stock Unit Common Stock (45,000) $0.00 — 45,000 Disposed
May 16, 2006 VIAV Restricted Stock Unit Common Stock (100,000) $0.00 — 100,000 Acquired
May 16, 2006 VIAV Restricted Stock Unit Common Stock (60,000) $0.00 — 60,000 Acquired
May 16, 2006 VIAV Restricted Stock Unit Common Stock (40,000) $0.00 — 40,000 Acquired
May 16, 2006 VIAV Non-qualified Stock Option(right to buy) Common Stock (120,000) $2.85 May 15, 2014 120,000 Acquired
April 3, 2006 VIAV Non-quarlified stock option (right to buy) Common Stock (200,000) $3.13 Oct. 31, 2012 200,000 Disposed
Feb. 6, 2006 VIAV Restricted Stock Unit Common Stock (25,000) $0.00 — 25,000 Disposed
May 27, 2005 VIAV Restricted stock units Common stock (135,000) $0.00 May 27, 2013 135,000 Acquired
May 27, 2005 VIAV Restricted stock units Common stock (65,000) $0.00 May 27, 2013 65,000 Acquired
May 27, 2005 VIAV Non-qualified stock option (right to buy) Common Stock (200,000) $1.61 May 27, 2013 200,000 Acquired
Nov. 1, 2004 VIAV Non-Qualified Stock Option (right to buy) Common Stock (400,000) $3.13 Oct. 31, 2012 400,000 Acquired
Nov. 1, 2004 VIAV Restricted Stock Units Common Stock (75,000) $0.00 Oct. 31, 2012 75,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 3, 2004 VIAV No securities beneficially owned. 0 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

VIAV

President, Component and Modules
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2005 $170,000 — — — — — $100,780 —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.