Michael A Rocca
CIK 1012791 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 28, 2006 · Latest: Sept. 28, 2006
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 17 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
17 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 2, 2004 | LGND | S 10b5-1 | 8,913 | $15.00 | $133,695 | 8,000 Direct | -52.70% | Disposed | 414.3% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 10, 2013 | H | Restricted Stock Units | Class A Common Stock (2,744) | — | March 31, 2018 | 2,744 | Acquired |
| March 28, 2013 | H | Restricted Stock Units | Class A Common Stock (3,452) | — | March 28, 2013 | 3,452 | Disposed |
| June 13, 2012 | H | Restricted Stock Units | Class A Common Stock (2,927) | — | March 31, 2017 | 2,927 | Acquired |
| June 16, 2011 | H | Restricted Stock Units | Class A Common Stock (1,226) | — | March 31, 2016 | 1,226 | Acquired |
| Dec. 30, 2010 | H | Restricted Stock Units | Class A Common Stock (415) | — | March 31, 2015 | 415 | Acquired |
| Sept. 29, 2010 | H | Restricted Stock Units | Class A Common Stock (497) | — | March 31, 2015 | 497 | Acquired |
| June 29, 2010 | H | Restricted Stock Units | Class A Common Stock (513) | — | March 31, 2015 | 513 | Acquired |
| March 30, 2010 | H | Restricted Stock Units | Class A Common Stock (477) | — | March 31, 2015 | 477 | Acquired |
| Dec. 30, 2009 | H | Restricted Stock Units | Class A Common Stock (629) | — | March 31, 2014 | 629 | Acquired |
| Sept. 30, 2009 | H | Restricted Stock Units | Class A Common Stock (1,932) | — | March 31, 2014 | 1,932 | Acquired |
| Sept. 27, 2006 | LGND | Non-Qualified Stock Option (right to buy) | Common Stock (10,000) | $10.10 | Sept. 27, 2016 | 10,000 | Acquired |
| Jan. 31, 2006 | LGND | Non-Qualified Stock Option (right to buy) | Common Stock (10,000) | $12.40 | Jan. 31, 2016 | 10,000 | Acquired |
| June 11, 2004 | LGND | Non-Qualified Stock Option (right to buy) | Common Stock (10,000) | $17.16 | June 11, 2014 | 10,000 | Acquired |
| Jan. 2, 2004 | LGND | Non-Qualified Stock Option (right to buy) | Common Stock (8,913) | $1.82 | Jan. 2, 2013 | 8,913 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.