Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 21, 2017 AES F 1,220 $11.78 $14,372 59,995 Direct -1.99% Disposed 26.6% (price as of 2026-10-02)
Feb. 17, 2017 AES F 2,027 $11.46 $23,229 61,215 Direct -3.21% Disposed 30.1% (price as of 2026-10-02)
Feb. 17, 2017 AES F 1,103 $11.46 $12,640 63,242 Direct -1.71% Disposed 30.1% (price as of 2026-10-02)
Feb. 1, 2017 AES I 446 $11.24 $5,013 8,012 Direct -5.27% Disposed 32.7% (price as of 2026-10-02)
Dec. 12, 2016 AES F 3,114 $12.01 $37,399 64,345 Direct -4.62% Disposed 24.1% (price as of 2026-10-02)
Feb. 19, 2016 AES A 1,679 $9.41 $15,799 8,458 Direct +24.77% Acquired 58.4% (price as of 2026-10-02)
Feb. 19, 2016 AES A 15,834 · · 67,459 Direct +30.67% Acquired (price as of 2026-10-02)
Feb. 19, 2016 AES F 957 $9.41 $9,005 51,625 Direct -1.82% Disposed 58.4% (price as of 2026-10-02)
Feb. 19, 2016 AES F 1,380 $9.41 $12,986 52,582 Direct -2.56% Disposed 58.4% (price as of 2026-10-02)
Feb. 15, 2016 AES F 1,129 $9.17 $10,353 53,962 Direct -2.05% Disposed 62.6% (price as of 2026-10-02)
Dec. 11, 2015 AES F 3,114 $8.97 $27,933 55,091 Direct -5.35% Disposed 66.2% (price as of 2026-10-02)
Nov. 10, 2015 AES I 3,515 $10.07 $35,396 6,778 Direct +107.72% Acquired 48.1% (price as of 2026-10-02)
Nov. 10, 2015 AES I 8,458 $10.05 $85,003 13,886 Indirect +155.82% Acquired 48.4% (price as of 2026-10-02)
Feb. 24, 2015 AES F 775 $11.64 $9,021 58,205 Direct -1.31% Disposed 28.1% (price as of 2026-10-02)
Feb. 23, 2015 AES F 1,129 $11.86 $13,390 58,980 Direct -1.88% Disposed 25.7% (price as of 2026-10-02)
Feb. 21, 2015 AES F 1,256 $11.89 $14,934 60,109 Direct -2.05% Disposed 25.4% (price as of 2026-10-02)
Feb. 20, 2015 AES A 8,915 · · 61,365 Direct +17.00% Acquired (price as of 2026-10-02)
Feb. 20, 2015 AES A 1,578 $11.89 $18,762 3,264 Direct +93.59% Acquired 25.4% (price as of 2026-10-02)
Feb. 20, 2015 AES A 66,250 · · 66,250 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 1, 2017 AES Units Common Stock (446) · · 446 Disposed
Feb. 19, 2016 AES Units Common Stock (1,679) · · 1,679 Acquired
Nov. 10, 2015 AES Units Common Stock (3,515) · · 3,515 Acquired
Feb. 20, 2015 AES Units Common Stock (1,578) · · 1,578 Acquired
Feb. 20, 2015 AES Stock Option (Right to Buy) Common Stock (66,250) $11.89 Feb. 20, 2025 66,250 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 9, 2015 AES Common Stock · Direct
Jan. 9, 2015 AES Common Stock · Indirect
Jan. 9, 2015 AES Common Stock 3,658 Indirect
Jan. 9, 2015 AES Stock Option (Right to Buy)→ Common Stock (166,667) 166,667 Direct
Jan. 9, 2015 AES Units→ Common Stock (1,686) 1,686 Direct