Michael David Smith
CIK 1777800 · View on SEC EDGAR ↗
First SEC filing: June 5, 2019 · Latest: June 5, 2019
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 1, 2021 | KALV | S 10b5-1 | 7,500 | $26.83 | $201,225 | 0 Direct | -100.00% | Disposed | |
| April 28, 2021 | KALV | S | 10,014 | $25.76 | $257,961 | 0 Direct | -100.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 17, 2022 | KALV | Employee Stock Option (Right to Buy) | Common Stock (10,320) | $9.28 | May 16, 2032 | 10,320 | Acquired |
| May 17, 2022 | KALV | Restricted Stock Units | Common Stock (15,480) | — | — | 15,480 | Acquired |
| June 1, 2021 | KALV | Stock Option (right to buy) | Common Stock (7,500) | $8.39 | Nov. 21, 2026 | 7,500 | Disposed |
| May 26, 2021 | KALV | Employee Stock Option (Right to Buy) | Common Stock (35,000) | $25.95 | May 25, 2031 | 35,000 | Acquired |
| April 28, 2021 | KALV | Stock Option (right to buy) | Common Stock (10,014) | $8.39 | Nov. 21, 2026 | 10,014 | Disposed |
| Feb. 7, 2021 | KALV | Stock Option (right to buy) | Common Stock (16,500) | $10.20 | June 16, 2030 | 16,500 | Acquired |
| Dec. 16, 2020 | KALV | Stock Option (right to buy) | Common Stock (25,000) | $10.20 | June 16, 2030 | 25,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 5, 2019 | KALV | Employee Stock Option (Right to Buy)→ Common Stock (40,110) | 40,110 | Direct |
| June 5, 2019 | KALV | Employee Stock Option (Right to Buy)→ Common Stock (25,000) | 25,000 | Direct |