Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 7, 2003 1129633 P 25,000 $9.11 $227,750 25,051 Direct +49019.61% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 15, 2024 NLY Deferred Stock Units Common Stock (8,583) · · 8,583 Acquired
May 17, 2023 NLY Deferred Stock Units Common Stock (8,167) · · 8,167 Acquired
May 18, 2022 NLY Deferred Stock Units Common Stock (24,372) · · 24,372 Acquired
May 19, 2021 NLY Deferred Stock Units Common Stock (15,609) · · 15,609 Acquired
May 20, 2020 NLY Deferred Stock Units Common Stock (22,551) · · 22,551 Acquired
May 22, 2019 NLY Deferred Stock Units Common Stock (15,592) · · 15,592 Acquired
May 23, 2018 NLY Deferred Stock Units Common Stock (12,858) · · 12,858 Acquired
May 25, 2017 NLY Deferred Stock Units Common Stock (11,451) · · 11,451 Acquired
May 26, 2016 NLY Deferred Stock Units Common Stock (12,617) · · 12,617 Acquired
May 21, 2015 NLY Deferred Stock Units Common Stock (13,197) · · 13,197 Acquired
May 22, 2014 NLY Deferred Stock Units Common Stock (11,539) · · 11,539 Acquired
June 26, 2012 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $17.11 June 26, 2017 1,250 Acquired
June 27, 2011 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $18.67 June 27, 2016 1,250 Acquired
June 28, 2010 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $17.24 June 28, 2015 1,250 Acquired
June 26, 2009 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $15.09 June 26, 2014 1,250 Acquired
April 22, 2009 NLY Option to purchase Common Stock [F2] Common Stock (50,000) $13.25 April 22, 2019 50,000 Acquired
Sept. 19, 2008 NLY Option to purchase Common Stock [F2] Common Stock (20,000) $15.61 Sept. 19, 2018 20,000 Acquired
June 26, 2008 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $15.59 June 26, 2013 1,250 Acquired
Nov. 4, 2007 1129633 Restricted Stock Units (Employment) Common (63,712) · · 63,712 Disposed
March 1, 2007 1129633 Restricted Stock Units (Transition) Common (4,568) · · 4,568 Disposed
June 26, 2006 1129633 Restricted Stock Units Common Stock (17,617) · · 17,617 Disposed
June 26, 2006 1129633 Restricted Stock Units Common Stock (8,373) · · 8,373 Disposed
Feb. 23, 2006 1129633 Restricted Stock Units Common Stock (651) · · 651 Disposed
Feb. 23, 2006 1129633 Restricted Stock Units Common Stock (26,641) · · 26,641 Acquired
Feb. 23, 2006 1129633 Restricted Stock Units Common Stock (13,705) · · 13,705 Acquired
Nov. 4, 2004 1129633 Restricted Stock Units Common Stock (63,712) $0.00 · 63,712 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 17, 2008 NLY Common Stock 0 Direct
June 17, 2008 NLY Option to Purchase Common Stock [F1]→ Common Stock (5,000) 5,000 Direct
May 28, 2004 DNP Common stock 0 Direct
May 28, 2004 DTF Common Stock 0 Direct