Michael G Morris

CIK 1192346 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 5, 2016 · Latest: Oct. 5, 2016

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 98 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

98 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 8, 2023	BBWI	A	3,572	—	—	79,419 Direct	+4.71%	Acquired	(price as of 2026-08-20)
May 12, 2022	BBWI	A	3,091	—	—	75,847 Direct	+4.25%	Acquired	(price as of 2026-08-20)
July 30, 2021	HIG	A	2,829	$63.62	$179,981	31,960 Direct	+9.71%	Acquired	115.7% (price as of 2026-08-20)
July 8, 2021	BBWI	M	60,374	—	—	72,756 Direct	+487.59%	Acquired	(price as of 2026-08-20)
July 8, 2021	BBWI	M	60,374	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 20, 2021	BBWI	A	2,272	—	—	12,382 Direct	+22.47%	Acquired	(price as of 2026-08-20)
Sept. 24, 2020	AA	A	2,564	—	—	33,649 Direct	+8.25%	Acquired	(price as of 2026-08-20)
Aug. 3, 2020	HIG	A	4,286	$42.00	$180,012	25,286 Direct	+20.41%	Acquired	226.7% (price as of 2026-08-20)
Aug. 3, 2020	HIG	A	3,095	$42.00	$129,990	28,381 Direct	+12.24%	Acquired	226.7% (price as of 2026-08-20)
May 14, 2020	BBWI	A	14,018	—	—	60,230 Direct	+30.33%	Acquired	(price as of 2026-08-20)
May 8, 2020	AA	A	14,870	—	—	31,085 Direct	+91.71%	Acquired	(price as of 2026-08-20)
Feb. 3, 2020	BBWI	A	1,553	—	—	45,597 Direct	+3.53%	Acquired	(price as of 2026-08-20)
Nov. 4, 2019	BBWI	A	1,989	—	—	43,315 Direct	+4.81%	Acquired	(price as of 2026-08-20)
Aug. 5, 2019	BBWI	A	1,445	—	—	40,597 Direct	+3.69%	Acquired	(price as of 2026-08-20)
Aug. 5, 2019	HIG	A	2,829	$56.56	$160,008	23,243 Direct	+13.86%	Acquired	142.6% (price as of 2026-08-20)
May 10, 2019	AA	A	4,792	—	—	16,215 Direct	+41.95%	Acquired	(price as of 2026-08-20)
May 6, 2019	BBWI	A	1,213	—	—	38,637 Direct	+3.24%	Acquired	(price as of 2026-08-20)
March 28, 2019	BBWI	A	4,453	—	—	37,424 Direct	+13.51%	Acquired	(price as of 2026-08-20)
Feb. 4, 2019	BBWI	A	1,150	—	—	32,606 Direct	+3.66%	Acquired	(price as of 2026-08-20)
Nov. 5, 2018	BBWI	A	908	—	—	30,874 Direct	+3.03%	Acquired	(price as of 2026-08-20)
Aug. 6, 2018	BBWI	A	965	—	—	29,316 Direct	+3.40%	Acquired	(price as of 2026-08-20)
July 30, 2018	HIG	A	3,038	$52.67	$160,011	22,962 Direct	+15.25%	Acquired	160.5% (price as of 2026-08-20)
May 7, 2018	BBWI	A	913	—	—	27,891 Direct	+3.38%	Acquired	(price as of 2026-08-20)
March 21, 2018	BBWI	A	3,156	—	—	26,978 Direct	+13.25%	Acquired	(price as of 2026-08-20)
Feb. 5, 2018	BBWI	A	662	—	—	23,474 Direct	+2.90%	Acquired	(price as of 2026-08-20)
Oct. 30, 2017	BBWI	A	726	—	—	22,575 Direct	+3.32%	Acquired	(price as of 2026-08-20)
July 31, 2017	BBWI	A	670	—	—	21,505 Direct	+3.22%	Acquired	(price as of 2026-08-20)
July 31, 2017	HIG	A	2,909	$55.00	$159,995	22,469 Direct	+14.87%	Acquired	149.5% (price as of 2026-08-20)
May 1, 2017	BBWI	A	599	—	—	20,595 Direct	+3.00%	Acquired	(price as of 2026-08-20)
March 31, 2017	BBWI	A	2,642	—	—	19,996 Direct	+15.22%	Acquired	(price as of 2026-08-20)
Jan. 30, 2017	BBWI	A	530	—	—	17,157 Direct	+3.19%	Acquired	(price as of 2026-08-20)
Oct. 31, 2016	BBWI	A	431	—	—	16,490 Direct	+2.68%	Acquired	(price as of 2026-08-20)
Oct. 3, 2016	HWM	A	5,386	$10.06	$54,183	98,672 Direct	+5.77%	Acquired	2684.5% (price as of 2026-08-20)
Aug. 1, 2016	HIG	A	3,999	$40.01	$160,000	19,195 Direct	+26.32%	Acquired	243.0% (price as of 2026-08-20)
Aug. 1, 2016	BBWI	A	418	—	—	15,930 Direct	+2.69%	Acquired	(price as of 2026-08-20)
July 1, 2016	HWM	A	5,748	$9.43	$54,204	92,853 Direct	+6.60%	Acquired	2870.5% (price as of 2026-08-20)
May 2, 2016	BBWI	A	391	—	—	15,377 Direct	+2.61%	Acquired	(price as of 2026-08-20)
April 1, 2016	HWM	A	5,707	$9.50	$54,216	86,799 Direct	+7.04%	Acquired	2848.6% (price as of 2026-08-20)
March 31, 2016	BBWI	A	1,417	—	—	14,986 Direct	+10.44%	Acquired	(price as of 2026-08-20)
Feb. 1, 2016	BBWI	A	322	—	—	13,177 Direct	+2.50%	Acquired	(price as of 2026-08-20)
Jan. 4, 2016	HWM	A	4,223	$9.62	$40,625	80,704 Direct	+5.52%	Acquired	2811.9% (price as of 2026-08-20)
Nov. 2, 2015	BBWI	A	322	—	—	12,791 Direct	+2.58%	Acquired	(price as of 2026-08-20)
Oct. 1, 2015	HWM	A	4,269	$9.52	$40,641	76,224 Direct	+5.93%	Acquired	2842.4% (price as of 2026-08-20)
Aug. 3, 2015	BBWI	A	378	—	—	12,400 Direct	+3.14%	Acquired	(price as of 2026-08-20)
July 29, 2015	HIG	A	2,098	$47.67	$100,012	14,915 Direct	+16.37%	Acquired	187.9% (price as of 2026-08-20)
July 29, 2015	HIG	A	3,356	$47.67	$159,981	12,817 Direct	+35.47%	Acquired	187.9% (price as of 2026-08-20)
July 1, 2015	HWM	A	3,398	$11.08	$37,650	71,360 Direct	+5.00%	Acquired	2428.2% (price as of 2026-08-20)
May 4, 2015	BBWI	A	344	—	—	11,952 Direct	+2.96%	Acquired	(price as of 2026-08-20)
April 2, 2015	BBWI	A	1,332	—	—	11,608 Direct	+12.96%	Acquired	(price as of 2026-08-20)
April 1, 2015	HWM	A	2,902	$12.98	$37,668	67,525 Direct	+4.49%	Acquired	2058.1% (price as of 2026-08-20)
Feb. 2, 2015	BBWI	A	302	—	—	9,999 Direct	+3.11%	Acquired	(price as of 2026-08-20)
Jan. 2, 2015	HWM	A	3,807	$15.82	$60,227	64,110 Direct	+6.31%	Acquired	1670.7% (price as of 2026-08-20)
Nov. 3, 2014	BBWI	A	353	—	—	9,657 Direct	+3.79%	Acquired	(price as of 2026-08-20)
Oct. 1, 2014	HWM	A	3,795	$15.88	$60,265	60,184 Direct	+6.73%	Acquired	1664.0% (price as of 2026-08-20)
Aug. 4, 2014	BBWI	A	435	—	—	9,255 Direct	+4.93%	Acquired	(price as of 2026-08-20)
Aug. 1, 2014	HIG	A	4,702	$34.03	$160,009	4,702 Direct	—	Acquired	303.3% (price as of 2026-08-20)
Aug. 1, 2014	HIG	A	2,939	$34.03	$100,014	48,790 Direct	+6.41%	Acquired	303.3% (price as of 2026-08-20)
July 21, 2014	HWM	P	30,120	$16.54	$498,185	30,120 Direct	—	Acquired	1593.6% (price as of 2026-08-20)
July 1, 2014	HWM	A	4,050	$14.88	$60,264	56,394 Direct	+7.74%	Acquired	1782.5% (price as of 2026-08-20)
May 5, 2014	BBWI	A	469	—	—	8,769 Direct	+5.65%	Acquired	(price as of 2026-08-20)
April 1, 2014	HWM	A	4,638	$12.99	$60,248	52,452 Direct	+9.70%	Acquired	2056.4% (price as of 2026-08-20)
March 31, 2014	AEP	A	716	$50.66	$36,273	3,840 Direct	+22.92%	Acquired	151.0% (price as of 2026-08-20)
March 31, 2014	BBWI	A	1,806	—	—	8,299 Direct	+27.81%	Acquired	(price as of 2026-08-20)
Feb. 3, 2014	BBWI	A	504	—	—	6,345 Direct	+8.63%	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	AEP	A	776	$46.74	$36,270	3,099 Direct	+33.41%	Acquired	172.0% (price as of 2026-08-20)
Dec. 9, 2013	AEP	M 10b5-1	149,000	$30.76	$4,583,240	417,285 Direct	+55.54%	Acquired	313.3% (price as of 2026-08-20)
Dec. 9, 2013	AEP	D	149,000	$46.67	$6,953,830	268,285 Direct	-35.71%	Disposed	172.4% (price as of 2026-08-20)
Dec. 9, 2013	AEP	M	149,000	$46.67	$6,953,830	268,285 Direct	-35.71%	Disposed	172.4% (price as of 2026-08-20)
Nov. 4, 2013	BBWI	A	406	—	—	5,814 Direct	+7.51%	Acquired	(price as of 2026-08-20)
Sept. 30, 2013	AEP	A	796	$43.35	$34,507	2,301 Direct	+52.89%	Acquired	193.3% (price as of 2026-08-20)
Aug. 5, 2013	BBWI	A	446	—	—	5,379 Direct	+9.04%	Acquired	(price as of 2026-08-20)
July 31, 2013	HIG	A	4,861	$30.86	$150,010	4,861 Direct	—	Acquired	344.7% (price as of 2026-08-20)
July 31, 2013	HIG	A	2,107	$30.86	$65,022	40,990 Direct	+5.42%	Acquired	344.7% (price as of 2026-08-20)
June 30, 2013	AEP	A	770	$44.78	$34,481	1,487 Direct	+107.39%	Acquired	183.9% (price as of 2026-08-20)
June 30, 2013	AEP	M	42,443	—	—	127,328 Direct	-25.00%	Disposed	(price as of 2026-08-20)
June 28, 2013	HIG	A	16	$30.92	$495	9,107 Direct	+0.18%	Acquired	343.8% (price as of 2026-08-20)
May 6, 2013	BBWI	A	503	—	—	4,904 Direct	+11.43%	Acquired	(price as of 2026-08-20)
March 31, 2013	AEP	A	709	$48.63	$34,479	709 Direct	—	Acquired	161.4% (price as of 2026-08-20)
March 29, 2013	BBWI	A	2,295	—	—	4,400 Direct	+109.03%	Acquired	(price as of 2026-08-20)
March 28, 2013	HIG	A	131	$25.80	$3,380	9,056 Direct	+1.47%	Acquired	431.9% (price as of 2026-08-20)
Feb. 4, 2013	BBWI	A	424	—	—	2,091 Direct	+25.43%	Acquired	(price as of 2026-08-20)
Jan. 2, 2013	HWM	A	1,549	$8.91	$13,802	47,623 Direct	+3.36%	Acquired	3043.9% (price as of 2026-08-20)
Dec. 31, 2012	HIG	A	100	$22.44	$2,244	8,888 Direct	+1.14%	Acquired	511.5% (price as of 2026-08-20)
Dec. 31, 2012	AEP	A	808	—	—	3,297 Direct	+32.46%	Acquired	(price as of 2026-08-20)
Oct. 29, 2012	BBWI	A	157	—	—	1,557 Direct	+11.21%	Acquired	(price as of 2026-08-20)
Oct. 2, 2012	BBWI	P	10,110	$49.43	$499,737	10,110 Direct	—	Acquired	-50.8% (price as of 2026-08-20)
Oct. 1, 2012	HWM	A	1,541	$8.96	$13,807	45,907 Direct	+3.47%	Acquired	3026.3% (price as of 2026-08-20)
Sept. 30, 2012	AEP	A	751	—	—	2,462 Direct	+43.89%	Acquired	(price as of 2026-08-20)
Sept. 28, 2012	HIG	A	90	$19.44	$1,750	8,743 Direct	+1.04%	Acquired	605.9% (price as of 2026-08-20)
Sept. 19, 2012	BBWI	A	1,400	—	—	1,400 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 3, 2012	HIG	A	8,871	$16.91	$150,009	8,871 Direct	—	Acquired	711.5% (price as of 2026-08-20)
July 13, 2012	AEP	M	40,696	—	—	162,785 Direct	-20.00%	Disposed	(price as of 2026-08-20)
July 2, 2012	HWM	A	1,591	$8.68	$13,810	44,241 Direct	+3.73%	Acquired	3127.2% (price as of 2026-08-20)
June 30, 2012	AEP	A	827	—	—	1,693 Direct	+95.50%	Acquired	(price as of 2026-08-20)
June 29, 2012	HIG	A	1,078	$17.63	$19,005	8,610 Direct	+14.31%	Acquired	678.4% (price as of 2026-08-20)
April 2, 2012	HWM	A	1,368	$10.10	$13,817	42,320 Direct	+3.34%	Acquired	2673.5% (price as of 2026-08-20)
March 31, 2012	AEP	A	855	—	—	855 Direct	—	Acquired	(price as of 2026-08-20)
March 30, 2012	HIG	A	190	$21.08	$4,005	7,499 Direct	+2.60%	Acquired	551.0% (price as of 2026-08-20)
Jan. 3, 2012	HWM	A	1,521	$9.08	$13,811	40,955 Direct	+3.86%	Acquired	2985.0% (price as of 2026-08-20)
Dec. 30, 2011	HIG	A	238	$16.25	$3,868	7,267 Direct	+3.39%	Acquired	744.5% (price as of 2026-08-20)

Showing latest 100 of 193 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 8, 2021	BBWI	Phantom Stock	Common Stock, $0.50 par value (60,374)	—	—	60,374	Disposed
May 14, 2020	BBWI	Phantom Stock	Common Stock, $0.50 par value (14,018)	—	—	14,018	Acquired
Feb. 3, 2020	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,553)	—	—	1,553	Acquired
Nov. 4, 2019	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,989)	—	—	1,989	Acquired
Aug. 5, 2019	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,445)	—	—	1,445	Acquired
May 6, 2019	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,213)	—	—	1,213	Acquired
March 28, 2019	BBWI	Phantom Stock	Common Stock, $0.50 par value (4,453)	—	—	4,453	Acquired
Feb. 4, 2019	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,150)	—	—	1,150	Acquired
Nov. 5, 2018	BBWI	Phantom Stock	Common Stock, $0.50 par value (908)	—	—	908	Acquired
Aug. 6, 2018	BBWI	Phantom Stock	Common Stock, $0.50 par value (965)	—	—	965	Acquired
May 7, 2018	BBWI	Phantom Stock	Common Stock, $0.50 par value (913)	—	—	913	Acquired
March 21, 2018	BBWI	Phantom Stock	Common Stock, $0.50 par value (3,156)	—	—	3,156	Acquired
Feb. 5, 2018	BBWI	Phantom Stock	Common Stock, $0.50 par value (662)	—	—	662	Acquired
Oct. 30, 2017	BBWI	Phantom Stock	Common Stock, $0.50 par value (726)	—	—	726	Acquired
July 31, 2017	BBWI	Phantom Stock	Common Stock, $0.50 par value (670)	—	—	670	Acquired
May 1, 2017	BBWI	Phantom Stock	Common Stock, $0.50 par value (599)	—	—	599	Acquired
March 31, 2017	BBWI	Phantom Stock	Common Stock, $0.50 par value (2,642)	—	—	2,642	Acquired
Jan. 30, 2017	BBWI	Phantom Stock	Common Stock, $0.50 par value (530)	—	—	530	Acquired
Oct. 31, 2016	BBWI	Phantom Stock	Common Stock, $0.50 par value (431)	—	—	431	Acquired
Oct. 3, 2016	HWM	Phantom Stock Units	Common Stock (5,386)	—	—	5,386	Acquired
Aug. 1, 2016	BBWI	Phantom Stock	Common Stock, $0.50 par value (418)	—	—	418	Acquired
July 1, 2016	HWM	Phantom Stock Units	Common Stock (5,748)	—	—	5,748	Acquired
May 2, 2016	BBWI	Phantom Stock	Common Stock, $0.50 par value (391)	—	—	391	Acquired
April 1, 2016	HWM	Phantom Stock Units	Common Stock (5,707)	—	—	5,707	Acquired
March 31, 2016	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,417)	—	—	1,417	Acquired
Feb. 1, 2016	BBWI	Phantom Stock	Common Stock, $0.50 par value (322)	—	—	322	Acquired
Jan. 4, 2016	HWM	Phantom Stock Units	Common Stock (4,223)	—	—	4,223	Acquired
Nov. 2, 2015	BBWI	Phantom Stock	Common Stock, $0.50 par value (322)	—	—	322	Acquired
Oct. 1, 2015	HWM	Phantom Stock Units	Common Stock (4,269)	—	—	4,269	Acquired
Aug. 3, 2015	BBWI	Phantom Stock	Common Stock, $0.50 par value (378)	—	—	378	Acquired
July 1, 2015	HWM	Phantom Stock Units	Common Stock (3,398)	—	—	3,398	Acquired
May 4, 2015	BBWI	Phantom Stock	Common Stock, $0.50 par value (344)	—	—	344	Acquired
April 2, 2015	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,332)	—	—	1,332	Acquired
April 1, 2015	HWM	Phantom Stock Units	Common Stock (2,902)	—	—	2,902	Acquired
Feb. 2, 2015	BBWI	Phantom Stock	Common Stock, $0.50 par value (302)	—	—	302	Acquired
Jan. 2, 2015	HWM	Phantom Stock Units	Common Stock (3,807)	—	—	3,807	Acquired
Nov. 3, 2014	BBWI	Phantom Stock	Common Stock, $0.50 par value (353)	—	—	353	Acquired
Oct. 1, 2014	HWM	Phantom Stock Units	Common Stock (3,795)	—	—	3,795	Acquired
Aug. 4, 2014	BBWI	Phantom Stock	Common Stock, $0.50 par value (435)	—	—	435	Acquired
July 1, 2014	HWM	Phantom Stock Units	Common Stock (4,050)	—	—	4,050	Acquired
May 5, 2014	BBWI	Phantom Stock	Common Stock, $0.50 par value (469)	—	—	469	Acquired
April 1, 2014	HWM	Phantom Stock Units	Common Stock (4,638)	—	—	4,638	Acquired
March 31, 2014	AEP	Phantom Stock [F1]	Common Stock (716)	$0.00	—	716	Acquired
March 31, 2014	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,806)	—	—	1,806	Acquired
Feb. 3, 2014	BBWI	Phantom Stock	Common Stock, $0.50 par value (504)	—	—	504	Acquired
Dec. 31, 2013	AEP	Phantom Stock [F1]	Common Stock (776)	$0.00	—	776	Acquired
Dec. 9, 2013	AEP	Employee Stock Option Plan (right to buy)	Common Stock (149,000)	$30.76	Jan. 2, 2014	149,000	Disposed
Nov. 4, 2013	BBWI	Phantom Stock	Common Stock, $0.50 par value (406)	—	—	406	Acquired
Sept. 30, 2013	AEP	Phantom Stock [F1]	Common Stock (796)	$0.00	—	796	Acquired
Aug. 5, 2013	BBWI	Phantom Stock	Common Stock, $0.50 par value (446)	—	—	446	Acquired
June 30, 2013	AEP	Phantom Stock [F1]	Common Stock (770)	$0.00	—	770	Acquired
June 30, 2013	AEP	Career Sharees	Common Stock (42,443)	—	June 30, 2013	42,443	Disposed
May 6, 2013	BBWI	Phantom Stock	Common Stock, $0.50 par value (503)	—	—	503	Acquired
March 31, 2013	AEP	Phantom Stock [F1]	Common Stock (709)	$0.00	—	709	Acquired
March 29, 2013	BBWI	Phantom Stock	Common Stock, $0.50 par value (2,295)	—	—	2,295	Acquired
Feb. 4, 2013	BBWI	Phantom Stock	Common Stock, $0.50 par value (424)	—	—	424	Acquired
Jan. 2, 2013	HWM	Phantom Stock Units	Common Stock (1,549)	—	—	1,549	Acquired
Dec. 31, 2012	AEP	Phantom Stock Unit [F1]	Common Stock (808)	—	—	808	Acquired
Oct. 29, 2012	BBWI	Phantom Stock	Common Stock, $0.50 par value (157)	—	—	157	Acquired
Oct. 1, 2012	HWM	Phantom Stock Units	Common Stock (1,541)	—	—	1,541	Acquired
Sept. 30, 2012	AEP	Phantom Stock Unit [F1]	Common Stock (751)	—	—	751	Acquired
Sept. 19, 2012	BBWI	Phantom Stock	Common Stock, $0.50 par value (1,400)	—	—	1,400	Acquired
July 13, 2012	AEP	Career Shares	Common Stock (40,696)	—	July 13, 2012	40,696	Disposed
July 2, 2012	HWM	Phantom Stock Units	Common Stock (1,591)	—	—	1,591	Acquired
June 30, 2012	AEP	Phantom Stock Unit [F1]	Common Stock (827)	—	—	827	Acquired
April 2, 2012	HWM	Phantom Stock Units	Common Stock (1,368)	—	—	1,368	Acquired
March 31, 2012	AEP	Phantom Stock Unit [F1]	Common Stock (855)	—	—	855	Acquired
Jan. 3, 2012	HWM	Phantom Stock Units	Common Stock (1,521)	—	—	1,521	Acquired
Oct. 3, 2011	HWM	Phantom Stock Units	Common Stock (1,510)	—	—	1,510	Acquired
July 1, 2011	HWM	Phantom Stock Units	Common Stock (857)	—	—	857	Acquired
April 1, 2011	HWM	Phantom Stock Units	Common Stock (785)	—	—	785	Acquired
Jan. 3, 2011	HWM	Phantom Stock Units	Common Stock (1,591)	—	—	1,591	Acquired
Jan. 1, 2011	AEP	Restricted Stock Units	Common Stock (60,000)	—	—	60,000	Acquired
Oct. 1, 2010	HWM	Phantom Stock Units	Common Stock (2,068)	—	—	2,068	Acquired
July 1, 2010	HWM	Phantom Stock Units	Common Stock (2,535)	—	—	2,535	Acquired
April 1, 2010	HWM	Phantom Stock Units	Common Stock (1,648)	—	—	1,648	Acquired
Jan. 4, 2010	HWM	Phantom Stock Units	Common Stock (2,892)	—	—	2,892	Acquired
Nov. 13, 2009	HWM	Restricted Stock Units	Common Stock (50)	—	Nov. 13, 2009	50	Disposed
Oct. 1, 2009	HWM	Phantom Stock Units	Common Stock (3,631)	—	—	3,631	Acquired
July 1, 2009	HWM	Phantom Stock Units	Common Stock (4,607)	—	—	4,607	Acquired
April 1, 2009	HWM	Phantom Stock Units	Common Stock (6,521)	—	—	6,521	Acquired
Jan. 2, 2009	HWM	Phantom Stock Units	Common Stock (4,029)	—	—	4,029	Acquired
Oct. 1, 2008	HWM	Phantom Stock Units	Common Stock (2,233)	—	—	2,233	Acquired
July 1, 2008	HWM	Phantom Stock Units	Common Stock (1,397)	—	—	1,397	Acquired
April 1, 2008	HWM	Phantom Stock Units	Common Stock (1,333)	—	—	1,333	Acquired
Jan. 22, 2008	AEP	Performance Share Units (Phantom Stock) [F2]	Common Stock (259,320)	—	Jan. 22, 2008	259,320	Disposed
Feb. 22, 2007	AEP	Restricted Stock Units (Phantom Stock)	Common Stock (1,667)	$0.00	Feb. 22, 2007	1,667	Acquired
Feb. 22, 2006	AEP	Restricted Stock Units (Phantom Stock)	Common Stock (1,666)	$0.00	Feb. 22, 2006	1,666	Acquired
Feb. 22, 2005	AEP	Restricted Stock Units	Common Stock (5,000)	$0.00	—	5,000	Acquired
Feb. 22, 2005	AEP	Performance Share Units (Phantom Stock) [F2]	Common Stock (152,819)	$0.00	Dec. 31, 2006	152,819	Acquired
Dec. 16, 2004	HIG	Stock Option	Common Stock (1,145)	$67.19	Dec. 18, 2014	1,145	Acquired
Jan. 26, 2004	WBS	Stock Option	Common Stock (1,000)	$149400.00	April 24, 2013	1,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 14, 2016	AA	Common Stock, par value $0.01 per share	—	Direct
Nov. 14, 2016	AA	Phantom Stock Units [F2]→ Common Stock	—	Direct
Dec. 20, 2004	HIG	Common Stock	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AEP

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2011	$1,305,480	—	—	—	$1,500,000	$477,339	—	$9,186,906
2010	$1,270,442	—	—	—	$1,579,785	$341,768	—	$9,026,114
2009	$1,254,808	—	—	—	—	$446,490	—	$7,539,278

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.