Michael J Berengolts
CIK 1319012 · View on SEC EDGAR ↗
First SEC filing: March 14, 2005 · Latest: March 14, 2005
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 3, 2010 | AX | S | 100 | $16.10 | $1,610 | 4,287 Direct | -2.28% | Disposed | 2281.7% (price as of 2026-08-20) |
| March 2, 2010 | AX | S | 4,522 | $13.52 | $61,137 | 4,287 Direct | -51.33% | Disposed | 2736.2% (price as of 2026-08-20) |
| Feb. 24, 2010 | AX | S | 20,328 | $13.50 | $274,428 | 4,287 Direct | -82.58% | Disposed | 2740.4% (price as of 2026-08-20) |
| Feb. 23, 2010 | AX | S | 1,400 | $13.50 | $18,900 | 24,615 Direct | -5.38% | Disposed | 2740.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 3, 2010 | AX | ISO's (right to buy) | Common Stock (100) | — | April 2, 2011 | 100 | Disposed |
| March 2, 2010 | AX | ISO's (right to buy) | Common Stock (4,522) | — | April 27, 2010 | 4,522 | Disposed |
| Feb. 23, 2010 | AX | ISO's (right to buy) | Common Stock (21,728) | — | April 27, 2010 | 21,728 | Disposed |
| Oct. 22, 2009 | AX | Restricted Stock Units | Common Stock (2,987) | — | — | 2,987 | Acquired |
| July 24, 2006 | AX | Non-Qualified Stock Option (Right to Buy) [F1] | Common Stock (15,000) | $7.35 | July 25, 2016 | 15,000 | Acquired |
| July 25, 2005 | AX | Non-qualified Stock Option (Right to buy) | Common Stock (20,000) | $9.50 | July 24, 2015 | 20,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 14, 2005 | AX | Common Stock | 4,287 | Direct |
| March 14, 2005 | AX | Incentive Stock Option (right to buy) [F1]→ Common Stock (26,250) | 26,250 | Direct |
| March 14, 2005 | AX | Incentive Stock Option (right to buy) [F1]→ Common Stock (5,250) | 5,250 | Direct |
| March 14, 2005 | AX | Incentive Stock Option (right to buy) [F1]→ Common Stock (6,500) | 6,500 | Direct |
| March 14, 2005 | AX | Incentive Stock Option (right to buy) [F1]→ Common Stock (6,000) | 6,000 | Direct |
| March 14, 2005 | AX | Warrant (right to buy)→ Common Stock (450) | 450 | Direct |