Michael J. Mulligan

CIK 1706773 · View on SEC EDGAR ↗

Insider

First SEC filing: May 24, 2017 · Latest: May 24, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 1, 2018 APPN A 604 75,681 Direct +0.80% Acquired (price as of 2026-08-20)
Sept. 28, 2018 APPN J 1,188 2,584 Indirect +85.10% Acquired (price as of 2026-08-20)
July 27, 2018 APPN C 35,602 0 Direct -100.00% Disposed (price as of 2026-08-20)
July 27, 2018 APPN M 35,602 $0.58 $20,649 35,602 Direct Acquired 6367.2% (price as of 2026-08-20)
July 27, 2018 APPN M 35,602 0 Direct -100.00% Disposed (price as of 2026-08-20)
July 27, 2018 APPN C 35,602 75,077 Direct +90.19% Acquired (price as of 2026-08-20)
July 24, 2018 APPN M 35,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
July 24, 2018 APPN M 35,000 $0.58 $20,300 35,000 Direct Acquired 6367.2% (price as of 2026-08-20)
July 24, 2018 APPN M 35,000 35,602 Direct -49.57% Disposed (price as of 2026-08-20)
July 24, 2018 APPN C 35,000 39,475 Direct +782.12% Acquired (price as of 2026-08-20)
May 24, 2017 APPN A 2,344 2,344 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 27, 2018 APPN Class B Common Stock Class A Common Stock (35,602) 35,602 Disposed
July 27, 2018 APPN Class B Common Stock Class A Common Stock (35,602) 35,602 Acquired
July 27, 2018 APPN Stock Option (Right to Buy) Class B Common Stock (35,602) $0.58 Oct. 1, 2018 35,602 Disposed
July 24, 2018 APPN Class B Common Stock Class A Common Stock (35,000) 35,000 Disposed
July 24, 2018 APPN Class B Common Stock Class A Common Stock (35,000) 35,000 Acquired
July 24, 2018 APPN Stock Option (Right to Buy) Class B Common Stock (35,000) $0.58 Oct. 1, 2018 35,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 24, 2017 APPN Stock Option (Right to Buy)→ Class B Common Stock (140,602) 140,602 Direct