Michael Joseph Brown

Insider

First SEC filing: April 26, 2012 · Latest: April 26, 2012

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

SWBI selling July 21, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 21, 2014	SWBI	M	6,666	—	—	6,668 Direct	-49.99%	Disposed	(price as of 2026-08-20)
July 21, 2014	SWBI	S 10b5-1	6,666	$13.54	$90,258	47,098 Direct	-12.40%	Disposed	34.0% (price as of 2026-08-20)
July 21, 2014	SWBI	M	6,666	$3.57	$23,798	53,764 Direct	+14.15%	Acquired	408.4% (price as of 2026-08-20)
July 2, 2014	SWBI	F	678	$14.47	$9,811	47,098 Direct	-1.42%	Disposed	25.4% (price as of 2026-08-20)
June 2, 2014	SWBI	F	678	$16.30	$11,051	47,776 Direct	-1.40%	Disposed	11.3% (price as of 2026-08-20)
May 2, 2014	SWBI	F	678	$15.88	$10,767	48,454 Direct	-1.38%	Disposed	14.3% (price as of 2026-08-20)
April 29, 2014	SWBI	A	24,000	—	—	24,000 Direct	—	Acquired	(price as of 2026-08-20)
April 29, 2014	SWBI	A	10,000	—	—	49,132 Direct	+25.55%	Acquired	(price as of 2026-08-20)
April 28, 2014	SWBI	F	1,790	$14.90	$26,671	39,132 Direct	-4.37%	Disposed	21.8% (price as of 2026-08-20)
April 2, 2014	SWBI	F	678	$14.89	$10,095	40,922 Direct	-1.63%	Disposed	21.9% (price as of 2026-08-20)
March 20, 2014	SWBI	M	6,666	—	—	13,334 Direct	-33.33%	Disposed	(price as of 2026-08-20)
March 20, 2014	SWBI	S 10b5-1	6,666	$13.88	$92,524	39,655 Direct	-14.39%	Disposed	30.8% (price as of 2026-08-20)
March 20, 2014	SWBI	M	6,666	$3.57	$23,798	46,321 Direct	+16.81%	Acquired	408.4% (price as of 2026-08-20)
March 3, 2014	SWBI	F	715	$11.62	$8,308	39,655 Direct	-1.77%	Disposed	56.2% (price as of 2026-08-20)
Feb. 3, 2014	SWBI	F	788	$12.61	$9,937	40,370 Direct	-1.91%	Disposed	43.9% (price as of 2026-08-20)
Jan. 2, 2014	SWBI	F	788	$13.58	$10,701	41,158 Direct	-1.88%	Disposed	33.6% (price as of 2026-08-20)
Dec. 2, 2013	SWBI	F	679	$11.43	$7,761	41,946 Direct	-1.59%	Disposed	58.8% (price as of 2026-08-20)
Nov. 4, 2013	SWBI	F	679	$11.23	$7,625	42,625 Direct	-1.57%	Disposed	61.6% (price as of 2026-08-20)
Oct. 2, 2013	SWBI	F	679	$10.97	$7,449	43,304 Direct	-1.54%	Disposed	65.4% (price as of 2026-08-20)
Sept. 3, 2013	SWBI	F	679	$11.03	$7,489	42,051 Direct	-1.59%	Disposed	64.5% (price as of 2026-08-20)
Aug. 2, 2013	SWBI	F	679	$12.45	$8,454	42,730 Direct	-1.56%	Disposed	45.8% (price as of 2026-08-20)
July 2, 2013	SWBI	A	25,000	—	—	43,409 Direct	+135.80%	Acquired	(price as of 2026-08-20)
April 26, 2013	SWBI	A	38,500	—	—	38,500 Direct	—	Acquired	(price as of 2026-08-20)
April 26, 2013	SWBI	A	16,500	—	—	18,409 Direct	+864.33%	Acquired	(price as of 2026-08-20)
Feb. 14, 2013	SWBI	S 10b5-1	5,227	$9.50	$49,656	0 Direct	-100.00%	Disposed	91.0% (price as of 2026-08-20)
July 30, 2012	SWBI	M	6,668	—	—	13,332 Direct	-33.34%	Disposed	(price as of 2026-08-20)
July 30, 2012	SWBI	S 10b5-1	6,668	$10.00	$66,680	5,123 Direct	-56.55%	Disposed	81.5% (price as of 2026-08-20)
July 30, 2012	SWBI	M	6,668	$3.63	$24,205	11,791 Direct	+130.16%	Acquired	400.0% (price as of 2026-08-20)
April 24, 2012	SWBI	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)
April 24, 2012	SWBI	A	39,000	—	—	39,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 21, 2014	SWBI	Employee Stock Option (Right to Buy)	Common Stock (6,666)	$3.57	July 12, 2021	6,666	Disposed
April 29, 2014	SWBI	Performance Rights	Common Stock (24,000)	—	April 29, 2017	24,000	Acquired
March 20, 2014	SWBI	Employee Stock Option (Right to Buy)	Common Stock (6,666)	$3.57	July 12, 2021	6,666	Disposed
April 26, 2013	SWBI	Performance Rights	Common Stock (38,500)	—	April 26, 2016	38,500	Acquired
July 30, 2012	SWBI	Employee Stock Options (Right to Buy)	Common Stock (6,668)	$3.63	Aug. 16, 2020	6,668	Disposed
April 24, 2012	SWBI	Performance Rights	Common Stock (20,000)	—	April 24, 2015	20,000	Acquired
April 24, 2012	SWBI	Employee Stock Options (Right to Buy)	Common Stock (39,000)	$7.98	April 24, 2022	39,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 26, 2012	SWBI	Common Stock	3,407	Direct
April 26, 2012	SWBI	Employee Stock Options (Right to Buy)→ Common Stock (20,000)	20,000	Direct
April 26, 2012	SWBI	Employee Stock Options (Right to Buy)→ Common Stock (20,000)	20,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SWBI

President, U.S. Sales

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	—	—	—	—	—	—	—	—
2013	—	—	—	—	—	—	—	—
2012	$227,279	—	—	—	$129,185	—	$20,060	$718,779

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.