Michael Lewis
Insider
First SEC filing: Dec. 2, 2014 · Latest: Dec. 2, 2014
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 8, 2019 | OCGN | M | 1,244,444 | · | · | 0 Indirect | · | Acquired | (price as of 2026-10-02) |
| Feb. 8, 2019 | OCGN | M | 403,845 | · | · | 0 Indirect | · | Acquired | (price as of 2026-10-02) |
| Feb. 8, 2019 | OCGN | M | 1,244,444 | · | · | 5,258,859 Indirect | +31.00% | Acquired | (price as of 2026-10-02) |
| Feb. 8, 2019 | OCGN | M | 403,845 | · | · | 4,014,415 Indirect | +11.19% | Acquired | (price as of 2026-10-02) |
| Oct. 10, 2018 | OCGN | P | 538,460 | · | · | 3,610,570 Indirect | +17.53% | Acquired | (price as of 2026-10-02) |
| Oct. 10, 2018 | OCGN | P | 403,845 | · | · | 403,845 Indirect | · | Acquired | (price as of 2026-10-02) |
| June 15, 2018 | OCGN | A | 25,000 | · | · | 25,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 13, 2017 | OCGN | A | 25,000 | · | · | 25,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 16, 2016 | OCGN | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 2, 2016 | OCGN | C | 2,243 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 2, 2016 | OCGN | C | 996,779 | · | · | 3,072,110 Indirect | +48.03% | Acquired | (price as of 2026-10-02) |
| Sept. 29, 2016 | OCGN | A | 247,665 | $2.25 | $557,246 | 2,075,331 Indirect | +13.55% | Acquired | -99.2% (price as of 2026-10-02) |
| Sept. 29, 2016 | OCGN | A | 2,243 | $1000.00 | $2,243,000 | 0 Indirect | -100.00% | Disposed | -100.0% (price as of 2026-10-02) |
| Sept. 29, 2016 | OCGN | A | 1,244,444 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| June 24, 2015 | OCGN | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 1, 2015 | OCGN | J | 89,441 | · | · | 1,827,666 Indirect | -4.67% | Disposed | (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | X | 11,502 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | C | 492,618 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | C | 747,000 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | J | 17,383 | · | · | 1,917,107 Indirect | -0.90% | Disposed | (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | P | 394,918 | $11.00 | $4,344,098 | 1,934,490 Indirect | +25.65% | Acquired | -99.8% (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | S | 792 | $11.00 | $8,712 | 1,539,572 Indirect | -0.05% | Disposed | -99.8% (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | X | 11,502 | $0.76 | $8,742 | 1,540,364 Indirect | +0.75% | Acquired | -97.8% (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | C | 492,618 | · | · | 1,528,862 Indirect | +47.54% | Acquired | (price as of 2026-10-02) |
| Dec. 8, 2014 | OCGN | C | 747,000 | · | · | 1,036,244 Indirect | +258.26% | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 8, 2019 | OCGN | Common Stock Warrant (Right to Buy) | Common Stock | $0.01 | Nov. 22, 2021 | 1,244,444 | Acquired |
| Feb. 8, 2019 | OCGN | Common Stock Warrant (Right to Buy) | Common Stock | $0.01 | Oct. 10, 2023 | 403,845 | Acquired |
| Oct. 10, 2018 | OCGN | Common Stock Warrant (Right to Buy) | Common Stock | $0.70 | Oct. 10, 2023 | 403,845 | Acquired |
| June 15, 2018 | OCGN | Stock Option (Right to Buy) | Common Stock | $2.97 | June 14, 2028 | 25,000 | Acquired |
| June 13, 2017 | OCGN | Stock Option (Right to Buy) | Common Stock | $1.70 | June 12, 2027 | 25,000 | Acquired |
| Dec. 16, 2016 | OCGN | Stock Option (Right to Buy) | Common Stock | $1.58 | Dec. 16, 2026 | 10,000 | Acquired |
| Dec. 2, 2016 | OCGN | Series A Convertible Preferred Stock | Common Stock | · | · | 2,243 | Disposed |
| Sept. 29, 2016 | OCGN | Series A Convertible Preferred Stock | Common Stock | · | · | 2,243 | Disposed |
| Sept. 29, 2016 | OCGN | Common Stock Warrant (Right to Buy) | Common Stock | $2.25 | · | 1,244,444 | Disposed |
| June 24, 2015 | OCGN | Stock Option (Right to Buy) | Common Stock | $6.86 | June 24, 2025 | 20,000 | Acquired |
| Dec. 8, 2014 | OCGN | Common Stock Warrant (Right to Buy) | Common Stock | · | · | 11,502 | Disposed |
| Dec. 8, 2014 | OCGN | Series A-1 Preferred Stock | Common Stock | · | · | 492,618 | Disposed |
| Dec. 8, 2014 | OCGN | Series A Preferred Stock | Common Stock | · | · | 747,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.