Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 3, 2012 NRG A 27,600 · · 27,600 Direct · Acquired (price as of 2026-10-05)
Jan. 3, 2012 NRG A 16,500 · · 38,687 Direct +74.37% Acquired (price as of 2026-10-05)
Jan. 2, 2012 NRG F 420 · · 22,187 Direct -1.86% Disposed (price as of 2026-10-05)
Jan. 3, 2011 NRG A 13,100 · · 13,100 Direct · Acquired (price as of 2026-10-05)
Jan. 3, 2011 NRG A 30,300 · · 30,300 Direct · Acquired (price as of 2026-10-05)
Jan. 3, 2011 NRG A 13,300 · · 22,156 Direct +150.18% Acquired (price as of 2026-10-05)
Jan. 2, 2011 NRG F 229 · · 8,433 Direct -2.64% Disposed (price as of 2026-10-05)
Jan. 4, 2010 NRG A 4,600 · · 8,662 Direct +113.24% Acquired (price as of 2026-10-05)
Jan. 4, 2010 NRG A 10,200 · · 10,200 Direct · Acquired (price as of 2026-10-05)
Jan. 4, 2010 NRG A 4,700 · · 4,700 Direct · Acquired (price as of 2026-10-05)
Jan. 3, 2010 NRG F 238 $23.61 $5,619 4,062 Direct -5.53% Disposed 310.3% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 3, 2012 NRG Market Stock Units Common Stock, par value $.01 per share · Jan. 3, 2015 27,600 Acquired
Jan. 3, 2011 NRG Performance Units Common Stock, par value $.01 per share (26,200) · Jan. 3, 2014 13,100 Acquired
Jan. 3, 2011 NRG Non-Qualified Stock Options Common Stock, par value $.01 per share (30,300) $19.83 Jan. 3, 2021 30,300 Acquired
Jan. 4, 2010 NRG Non-Qualified Stock Options Common Stock, par value $.01 per share (10,200) $23.87 Jan. 4, 2020 10,200 Acquired
Jan. 4, 2010 NRG Performance Units Common Stock, par value $.01 per share (9,400) · Jan. 4, 2013 4,700 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 2, 2009 NRG Common Stock, par value .01 per share 4,300 Direct
March 2, 2009 NRG Non-Qualified Stock Options→ Common Stock, par value $.01 per share (3,466) 3,466 Direct
March 2, 2009 NRG Non-Qualified Stock Options→ Common Stock, par value $.01 per share (6,200) 6,200 Direct
March 2, 2009 NRG Non-Qualified Stock Options→ Common Stock, par value $.01 per share (8,900) 8,900 Direct
March 2, 2009 NRG Performance Units→ Common Stock, par value $.01 per share (2,400) 2,400 Direct
March 2, 2009 NRG Performance Units→ Common Stock, par value $.01 per share (2,400) 2,400 Direct
March 2, 2009 NRG Performance Units→ Common Stock, par value $.01 per share (4,200) 4,200 Direct