Michael Rake

Insider

First SEC filing: May 14, 2019 · Latest: May 14, 2019

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 10, 2019	SPGI	A	376	$214.33	$80,588	24,357 Direct	+1.57%	Acquired	110.6% (price as of 2026-08-19)
Jan. 2, 2019	SPGI	A	1,348	$169.85	$228,958	23,982 Direct	+5.96%	Acquired	165.8% (price as of 2026-08-19)
Jan. 2, 2018	SPGI	A	1,307	$168.12	$219,733	22,634 Direct	+6.13%	Acquired	168.5% (price as of 2026-08-19)
Jan. 3, 2017	SPGI	A	1,659	$108.39	$179,819	21,327 Direct	+8.44%	Acquired	316.5% (price as of 2026-08-19)
Jan. 4, 2016	SPGI	A	1,483	$94.80	$140,588	19,668 Direct	+8.16%	Acquired	376.2% (price as of 2026-08-19)
Jan. 5, 2015	SPGI	A	1,568	$87.09	$136,557	18,185 Direct	+9.44%	Acquired	418.4% (price as of 2026-08-19)
Jan. 2, 2014	SPGI	A	1,914	$77.75	$148,814	16,617 Direct	+13.02%	Acquired	480.6% (price as of 2026-08-19)
Jan. 2, 2013	SPGI	A	4,436	$55.72	$247,174	14,703 Direct	+43.21%	Acquired	710.2% (price as of 2026-08-19)
Jan. 3, 2012	SPGI	A	2,191	—	—	10,267 Direct	+27.13%	Acquired	(price as of 2026-08-19)
Jan. 3, 2011	SPGI	A	2,663	—	—	8,076 Direct	+49.20%	Acquired	(price as of 2026-08-19)
Jan. 4, 2010	SPGI	A	3,175	—	—	5,413 Direct	+141.87%	Acquired	(price as of 2026-08-19)
Jan. 5, 2009	SPGI	A	2,238	—	—	2,238 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 10, 2007	SPGI	P	400	$46.66	$18,664	400 Direct	—	Acquired	867.5% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 10, 2019	SPGI	Phantom Stock Units	Common Stock (376)	—	—	376	Acquired
Jan. 2, 2019	SPGI	Phantom Stock Units	Common Stock (1,348)	—	—	1,348	Acquired
Jan. 2, 2018	SPGI	Phantom Stock Units	Common Stock (1,307)	—	—	1,307	Acquired
Jan. 3, 2017	SPGI	Phantom Stock Units	Common Stock (1,659)	—	—	1,659	Acquired
Jan. 4, 2016	SPGI	Phantom Stock Units	Common Stock (1,483)	—	—	1,483	Acquired
Jan. 5, 2015	SPGI	Phantom Stock Units	Common Stock (1,568)	—	—	1,568	Acquired
Jan. 2, 2014	SPGI	Phantom Stock Units	Common Stock (1,914)	—	—	1,914	Acquired
Jan. 2, 2013	SPGI	Phantom Stock Units	Common Stock (4,436)	—	—	4,436	Acquired
Jan. 3, 2012	SPGI	Phantom Stock Units	Common Stock (2,191)	—	—	2,191	Acquired
Jan. 3, 2011	SPGI	Phantom Stock Units	Common Stock (2,663)	—	—	2,663	Acquired
Jan. 4, 2010	SPGI	Phantom Stock Units	Common Stock (3,175)	—	—	3,175	Acquired
Jan. 5, 2009	SPGI	Phantom Stock Units	Common Stock (2,238)	—	—	2,238	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).