Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 7, 2022 AUPH P 30,000 $5.16 $154,800 89,512 Direct +50.41% Acquired 204.7% (price as of 2026-10-05)
March 2, 2022 AUPH S 4,849 $12.01 $58,236 59,512 Direct -7.53% Disposed 30.9% (price as of 2026-10-05)
Nov. 11, 2021 AUPH S 10b5-1 29,000 $28.82 $835,780 66,861 Direct -30.25% Disposed -45.5% (price as of 2026-10-05)
Nov. 11, 2021 AUPH S 10b5-1 11,000 $29.50 $324,500 55,861 Direct -16.45% Disposed -46.7% (price as of 2026-10-05)
Nov. 10, 2021 AUPH S 10b5-1 50,000 $31.26 $1,563,000 76,861 Direct -39.41% Disposed -49.7% (price as of 2026-10-05)
Nov. 10, 2021 AUPH S 10b5-1 10,000 $30.55 $305,500 66,861 Direct -13.01% Disposed -48.5% (price as of 2026-10-05)
Nov. 9, 2021 AUPH S 10b5-1 50,000 $30.17 $1,508,500 126,861 Direct -28.27% Disposed -47.9% (price as of 2026-10-05)
Nov. 1, 2021 AUPH S 10b5-1 45,000 $31.64 $1,423,800 176,861 Direct -20.28% Disposed -50.3% (price as of 2026-10-05)
Sept. 21, 2021 AUPH S 10b5-1 87,500 $24.02 $2,101,750 176,861 Direct -33.10% Disposed -34.6% (price as of 2026-10-05)
Sept. 20, 2021 AUPH S 10b5-1 12,500 $21.71 $271,375 192,861 Direct -6.09% Disposed -27.6% (price as of 2026-10-05)
Sept. 20, 2021 AUPH S 10b5-1 16,000 $21.60 $345,600 176,861 Direct -8.30% Disposed -27.2% (price as of 2026-10-05)
Sept. 14, 2021 AUPH S 10b5-1 14,000 $21.73 $304,220 206,861 Direct -6.34% Disposed -27.7% (price as of 2026-10-05)
Sept. 14, 2021 AUPH S 10b5-1 30,000 $21.80 $654,000 176,861 Direct -14.50% Disposed -27.9% (price as of 2026-10-05)
Sept. 14, 2021 AUPH S 10b5-1 90,000 $21.19 $1,907,100 176,861 Direct -33.73% Disposed -25.8% (price as of 2026-10-05)
Sept. 10, 2021 AUPH S 10b5-1 25,000 $19.80 $495,000 176,861 Direct -12.38% Disposed -20.6% (price as of 2026-10-05)
Sept. 7, 2021 AUPH S 10b5-1 7,500 $18.10 $135,750 176,861 Direct -4.07% Disposed -13.1% (price as of 2026-10-05)
Aug. 26, 2021 AUPH S 10b5-1 22,500 $17.81 $400,725 184,361 Direct -10.88% Disposed -11.7% (price as of 2026-10-05)
Aug. 9, 2021 AUPH S 10b5-1 5,000 $16.01 $80,050 206,861 Direct -2.36% Disposed -1.8% (price as of 2026-10-05)
July 28, 2021 AUPH S 10b5-1 5,000 $13.86 $69,300 211,861 Direct -2.31% Disposed 13.4% (price as of 2026-10-05)
June 22, 2021 AUPH S 10b5-1 5,000 $13.76 $68,800 216,861 Direct -2.25% Disposed 14.2% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 2, 2022 AUPH Restricted Stock Unit Common Shares (62,448) · · 62,448 Acquired
March 2, 2022 AUPH Stock Option (right to buy) Common Stock (106,838) $12.01 March 2, 2032 106,838 Acquired
Nov. 11, 2021 AUPH Stock Option (right to buy) Common Stock (29,000) · Jan. 28, 2030 29,000 Disposed
Nov. 1, 2021 AUPH Stock Option (right to buy) Common Stock (45,000) · Feb. 9, 2027 45,000 Disposed
Sept. 21, 2021 AUPH Option Grant (right to buy) Common Stock (7,500) · Feb. 1, 2028 7,500 Disposed
Sept. 21, 2021 AUPH Option Grant (right to buy) Common Stock (70,000) · Jan. 29, 2029 70,000 Disposed
Sept. 21, 2021 AUPH Option Grant (right to buy) Common Stock (10,000) · Jan. 28, 2030 10,000 Disposed
Sept. 20, 2021 AUPH Option Grant (right to buy) Common Stock (28,500) · Feb. 1, 2028 28,500 Disposed
Sept. 14, 2021 AUPH Option Grant (right to buy) Common Stock (44,000) · Feb. 1, 2028 44,000 Disposed
Sept. 14, 2021 AUPH Option Grant (right to buy) Common Stock (45,000) · Feb. 1, 2028 45,000 Disposed
Sept. 14, 2021 AUPH Option Grant (right to buy) Common Stock (45,000) · Feb. 9, 2027 45,000 Disposed
Sept. 13, 2021 AUPH Option Grant (right to buy) Common Stock (25,000) · Feb. 1, 2028 25,000 Disposed
May 11, 2021 AUPH Option Grant (right to buy) Common Stock (20,000) · March 30, 2021 20,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 4, 2021 AUPH Common Stock 201,861 Direct
Jan. 4, 2021 AUPH Option Grant (right to buy)→ Common Stock (20,000) 20,000 Direct
Jan. 4, 2021 AUPH Option Grant (right to buy)→ Common Stock (90,000) 90,000 Direct
Jan. 4, 2021 AUPH Option Grant (right to buy)→ Common Stock (150,000) 150,000 Direct
Jan. 4, 2021 AUPH Option Grant (right to buy)→ Common Stock (70,000) 70,000 Direct
Jan. 4, 2021 AUPH Option Grant (right to buy)→ Common Stock (66,900) 66,900 Direct
Jan. 4, 2021 AUPH Option Grant (right to buy)→ Common Stock (82,625) 82,625 Direct