Michael S Fields
First SEC filing: July 7, 2005 · Latest: July 7, 2005
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 8, 2016 | SWKHL | A | 621,939 | · | · | 621,939 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 8, 2016 | SWKHL | A | 282,306 | · | · | 282,306 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 8, 2006 | SWKHL | A | 101,694 | · | · | 101,694 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 8, 2006 | SWKHL | A | 316,204 | · | · | 316,204 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 8, 2006 | SWKHL | A | 67,796 | · | · | 67,796 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 8, 2016 | SWKHL | NON QUALIFIED STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $2.95 | Sept. 7, 2016 | 621,939 | Acquired |
| Sept. 8, 2016 | SWKHL | NON QUALIFIED STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $2.95 | Sept. 7, 2016 | 282,306 | Acquired |
| Sept. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $2.95 | Sept. 7, 2016 | 101,694 | Acquired |
| Sept. 8, 2006 | SWKHL | NON QUALIFIED STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $2.95 | Sept. 7, 2016 | 316,204 | Acquired |
| Sept. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $2.95 | Sept. 7, 2016 | 67,796 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 7, 2005 | SWKHL | COMMON STOCK | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2008 | $360,000 | · | · | · | $64,718 | · | $64,748 | $887,253 |
| 2007 | $360,000 | · | · | · | $35,100 | · | $25,687 | $1,009,663 |
| 2006 | $360,000 | · | · | · | $455,715 | · | · | $3,065,192 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.