Michael S. Lafontaine

Insider

First SEC filing: Oct. 16, 2012 · Latest: Oct. 16, 2012

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

USB selling May 9, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 9, 2014	USB	S	2,525	$40.27	$101,682	20,259 Direct	-11.08%	Disposed	54.6% (price as of 2026-08-21)
April 21, 2014	USB	F	1,278	$40.29	$51,491	22,784 Direct	-5.31%	Disposed	54.5% (price as of 2026-08-21)
Feb. 20, 2014	USB	A	18,601	—	—	18,601 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 20, 2014	USB	A	21,969	—	—	21,969 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 18, 2014	USB	F	1,194	$40.82	$48,739	24,062 Direct	-4.73%	Disposed	52.5% (price as of 2026-08-21)
Feb. 14, 2014	USB	M	3,044	—	—	9,132 Direct	-25.00%	Disposed	(price as of 2026-08-21)
Feb. 14, 2014	USB	F	1,077	$40.29	$43,392	25,256 Direct	-4.09%	Disposed	54.5% (price as of 2026-08-21)
Feb. 14, 2014	USB	M	3,044	—	—	26,333 Direct	+13.07%	Acquired	(price as of 2026-08-21)
Jan. 23, 2014	USB	A	1,144	—	—	12,176 Direct	+10.37%	Acquired	(price as of 2026-08-21)
Jan. 23, 2014	USB	A	12,278	—	—	12,278 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 22, 2013	USB	S	923	$37.99	$35,065	23,289 Direct	-3.81%	Disposed	63.8% (price as of 2026-08-21)
Oct. 18, 2013	USB	F	733	$37.85	$27,744	24,212 Direct	-2.94%	Disposed	64.4% (price as of 2026-08-21)
July 23, 2013	USB	M	3,894	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 23, 2013	USB	S	2,676	$37.50	$100,350	24,945 Direct	-9.69%	Disposed	66.0% (price as of 2026-08-21)
July 23, 2013	USB	M	3,894	$11.02	$42,912	27,621 Direct	+16.41%	Acquired	464.8% (price as of 2026-08-21)
May 7, 2013	USB	S	1,800	$33.25	$59,850	23,727 Direct	-7.05%	Disposed	87.2% (price as of 2026-08-21)
April 22, 2013	USB	F	1,278	$32.53	$41,573	25,527 Direct	-4.77%	Disposed	91.3% (price as of 2026-08-21)
Feb. 19, 2013	USB	F	428	$33.82	$14,475	26,805 Direct	-1.57%	Disposed	84.0% (price as of 2026-08-21)
Feb. 19, 2013	USB	F	354	$33.82	$11,972	27,233 Direct	-1.28%	Disposed	84.0% (price as of 2026-08-21)
Feb. 19, 2013	USB	F	352	$33.82	$11,905	27,587 Direct	-1.26%	Disposed	84.0% (price as of 2026-08-21)
Feb. 15, 2013	USB	F	510	$34.08	$17,381	27,939 Direct	-1.79%	Disposed	82.6% (price as of 2026-08-21)
Feb. 14, 2013	USB	A	11,032	—	—	11,032 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 14, 2013	USB	A	10,298	—	—	10,298 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 18, 2012	USB	A	8,720	—	—	28,449 Direct	+44.20%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 20, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (18,601)	—	—	18,601	Acquired
Feb. 20, 2014	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (21,969)	$40.32	Feb. 20, 2024	21,969	Acquired
Feb. 14, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (3,044)	—	—	3,044	Disposed
Jan. 23, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (1,144)	—	—	1,144	Acquired
Jan. 23, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (12,278)	—	—	12,278	Acquired
July 23, 2013	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (3,894)	$11.02	Feb. 18, 2019	3,894	Disposed
Feb. 14, 2013	USB	Restricted Stock Units	Common Stock, $0.01 par value (11,032)	—	—	11,032	Acquired
Feb. 14, 2013	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (10,298)	$33.99	Feb. 14, 2023	10,298	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 16, 2012	USB	Common Stock, $0.01 par value	19,729	Direct
Oct. 16, 2012	USB	Common Stock, $0.01 par value	8,804	Indirect
Oct. 16, 2012	USB	Employee Stock Option (Right to Buy)→ Common Stock, $0.01 par value (3,894)	3,894	Direct
Oct. 16, 2012	USB	Employee Stock Option (Right to Buy)→ Common Stock, $0.01 par value (3,601)	3,601	Direct
Oct. 16, 2012	USB	Employee Stock Option (Right to Buy)→ Common Stock, $0.01 par value (4,912)	4,912	Direct
Oct. 16, 2012	USB	Employee Stock Option (Right to Buy)→ Common Stock, $0.01 par value (4,732)	4,732	Direct
Oct. 16, 2012	USB	Employee Stock Option (Right to Buy)→ Common Stock, $0.01 par value (2,407)	2,407	Direct
Oct. 16, 2012	USB	Employee Stock Option (Right to Buy)→ Common Stock, $0.01 par value (12,921)	12,921	Direct
Oct. 16, 2012	USB	Employee Stock Option (Right to Buy)→ Common Stock, $0.01 par value (6,494)	6,494	Direct