Michael V. Swanson

CIK 1591694 · View on SEC EDGAR ↗

Insider

First SEC filing: April 16, 2014 · Latest: April 16, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 11, 2019 IMUX D 90,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Jan. 11, 2019 IMUX D 75,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Jan. 11, 2019 IMUX D 75,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Jan. 11, 2019 IMUX D 75,000 0 Direct -100.00% Disposed (price as of 2026-08-20)
Jan. 11, 2019 IMUX A 817,826 817,826 Direct Acquired (price as of 2026-08-20)
June 9, 2018 IMUX A 75,000 75,000 Direct Acquired (price as of 2026-08-20)
June 10, 2017 IMUX A 75,000 75,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 11, 2019 IMUX Stock Option (right to buy) Common Stock (90,000) $8.00 Sept. 8, 2023 90,000 Disposed
Jan. 11, 2019 IMUX Stock Option (right to buy) Common Stock (75,000) $8.28 May 12, 2026 75,000 Disposed
Jan. 11, 2019 IMUX Stock Option (right to buy) Common Stock (75,000) $3.20 June 9, 2027 75,000 Disposed
Jan. 11, 2019 IMUX Stock Option (right to buy) Common Stock (75,000) $5.00 June 8, 2028 75,000 Disposed
Jan. 11, 2019 IMUX Restricted Stock Units Common Stock (817,826) 817,826 Acquired
June 9, 2018 IMUX Stock Option (right to buy) Common Stock (75,000) $5.00 June 8, 2028 75,000 Acquired
June 10, 2017 IMUX Stock Option (right to buy) Common Stock (75,000) $3.20 June 9, 2027 75,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 16, 2014 IMUX Incentive Stock Option (right to buy)→ Common Stock (10,060) 10,060 Direct
April 16, 2014 IMUX Non-Qualified Stock Option (right to buy)→ Common Stock (79,940) 79,940 Direct