Mike C. Lu
CIK 1481765 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 27, 2010 · Latest: Jan. 27, 2010
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 10 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 26, 2012 | LFVN | X | 57,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| June 26, 2012 | LFVN | X | 57,000 | $0.50 | $28,500 | 3,104,500 Direct | +1.87% | Acquired | 88.3% (price as of 2026-08-20) |
| Jan. 10, 2012 | LFVN | A | 100,000 | — | — | 100,000 Direct | — | Acquired | (price as of 2026-08-20) |
| May 26, 2011 | LFVN | C | None | — | — | 0 Direct | — | Disposed | (price as of 2026-08-20) |
| May 26, 2011 | LFVN | C | 2,497,500 | $0.20 | $499,500 | 3,047,500 Direct | +454.09% | Acquired | 370.7% (price as of 2026-08-20) |
| Jan. 20, 2011 | LFVN | A | 120,000 | — | — | 120,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 20, 2011 | LFVN | A | 120,000 | — | — | 120,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 4, 2010 | LFVN | J | 1,250,000 | — | — | 1,250,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 4, 2010 | LFVN | J | None | — | — | — Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 25, 2010 | LFVN | A | 120,000 | — | — | 120,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 26, 2012 | LFVN | Warrant (Right to Buy) | Common Stock (57,000) | $0.50 | June 30, 2012 | 57,000 | Disposed |
| Jan. 10, 2012 | LFVN | Stock Option (Right to Buy) | Common Stock (100,000) | $1.33 | Jan. 9, 2022 | 100,000 | Acquired |
| May 26, 2011 | LFVN | 8% Convertible Debenture | Common Stock (2,497,500) | $0.20 | Feb. 4, 2012 | — | Disposed |
| Jan. 20, 2011 | LFVN | Stock Option (Right to Buy) | Common Stock (120,000) | $0.80 | Jan. 20, 2021 | 120,000 | Acquired |
| Jan. 20, 2011 | LFVN | Stock Option (Right to Buy) | Common Stock (120,000) | $0.80 | Jan. 20, 2021 | 120,000 | Acquired |
| Feb. 4, 2010 | LFVN | Warrant (Right to Buy) | Common Stock (1,250,000) | $0.50 | Feb. 4, 2015 | 1,250,000 | Acquired |
| Feb. 4, 2010 | LFVN | 8% Convertible Debenture | Common Stock (2,497,500) | $0.20 | — | — | Acquired |
| Jan. 25, 2010 | LFVN | Stock Option (Right to Buy) | Common Stock (120,000) | $0.36 | Jan. 25, 2020 | 120,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.