MILTON C. AULT, III

CIK 1212502 · View on SEC EDGAR ↗

Activist

First SEC filing: June 4, 2026 · Latest: June 4, 2026

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Insider at

Insider transactions

1 buys (P) 17 sells (S) Net: $-1,479,528 + 22 non-open-market transactions below Avg return of open purchases vs now: 55.5% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 14, 2026 ALZN P 108,388 $1.00 $108,388 116,648 Indirect +1312.20% Acquired 55.5% (price as of 2026-08-21)
Dec. 23, 2025 ALZN S 1,851 $2.07 $3,832 0 Direct -100.00% Disposed -24.9% (price as of 2026-08-21)
Oct. 9, 2025 ALZN S 20,397 $2.32 $47,321 8,260 Indirect -71.18% Disposed -33.0% (price as of 2026-08-21)
Oct. 8, 2025 ALZN S 101,394 $2.44 $247,401 28,657 Indirect -77.96% Disposed -36.3% (price as of 2026-08-21)
Oct. 7, 2025 ALZN S 57,379 $2.49 $142,874 68,848 Indirect -45.46% Disposed -37.6% (price as of 2026-08-21)
Oct. 6, 2025 ALZN S 82,033 $2.45 $200,981 26,227 Indirect -75.77% Disposed -36.5% (price as of 2026-08-21)
Oct. 3, 2025 ALZN S 65,903 $2.44 $160,803 8,260 Indirect -88.86% Disposed -36.3% (price as of 2026-08-21)
Oct. 2, 2025 ALZN S 20,686 $2.39 $49,440 74,163 Indirect -21.81% Disposed -34.9% (price as of 2026-08-21)
Oct. 1, 2025 ALZN S 36,777 $2.35 $86,426 94,849 Indirect -27.94% Disposed -33.8% (price as of 2026-08-21)
Sept. 30, 2025 ALZN S 3,566 $2.33 $8,309 31,626 Indirect -10.13% Disposed -33.3% (price as of 2026-08-21)
Sept. 29, 2025 ALZN S 38,324 $2.31 $88,528 35,192 Indirect -52.13% Disposed -32.7% (price as of 2026-08-21)
Sept. 26, 2025 ALZN S 37,738 $2.31 $87,175 73,516 Indirect -33.92% Disposed -32.7% (price as of 2026-08-21)
Sept. 25, 2025 ALZN S 14,628 $2.31 $33,791 11,254 Indirect -56.52% Disposed -32.7% (price as of 2026-08-21)
Sept. 24, 2025 ALZN S 39,140 $2.31 $90,413 25,882 Indirect -60.20% Disposed -32.7% (price as of 2026-08-21)
Sept. 23, 2025 ALZN S 43,238 $2.38 $102,906 65,022 Indirect -39.94% Disposed -34.7% (price as of 2026-08-21)
Sept. 19, 2025 ALZN S 77,009 $2.35 $180,971 8,260 Indirect -90.31% Disposed -33.8% (price as of 2026-08-21)
Sept. 18, 2025 ALZN S 20,870 $2.47 $51,549 85,269 Indirect -19.66% Disposed -37.0% (price as of 2026-08-21)
Sept. 17, 2025 ALZN S 2,121 $2.45 $5,196 106,139 Indirect -1.96% Disposed -36.5% (price as of 2026-08-21)
July 31, 2025 ALZN S 100,000 $2.22 $222,000 8,260 Indirect -92.37% Disposed -30.0% (price as of 2026-08-21)
July 30, 2025 ALZN S 29,449 $2.51 $73,917 108,260 Indirect -21.38% Disposed -38.0% (price as of 2026-08-21)
July 28, 2025 ALZN S 8,311 $2.68 $22,273 37,709 Indirect -18.06% Disposed -42.0% (price as of 2026-08-21)
July 25, 2025 ALZN S 36,532 $2.90 $105,943 46,020 Indirect -44.25% Disposed -46.4% (price as of 2026-08-21)
July 24, 2025 ALZN S 9,621 $2.93 $28,190 82,552 Indirect -10.44% Disposed -46.9% (price as of 2026-08-21)
July 23, 2025 ALZN S 59,516 $2.95 $175,572 92,173 Indirect -39.24% Disposed -47.3% (price as of 2026-08-21)
May 12, 2025 ALZN S 11 $5.28 $58 1,843 Direct -0.59% Disposed -70.5% (price as of 2026-08-21)
May 12, 2025 ALZN S 1,213 $5.06 $6,138 8,260 Indirect -12.80% Disposed -69.3% (price as of 2026-08-21)
March 21, 2025 ALZN P 2,905 $1.02 $2,963 85,273 Indirect +3.53% Acquired -83.1% (price as of 2026-08-21)
March 18, 2025 ALZN P 5,000 $0.96 $4,800 82,368 Indirect +6.46% Acquired -82.0% (price as of 2026-08-21)
March 12, 2025 ALZN P 100 $0.68 $68 77,368 Indirect +0.13% Acquired -74.6% (price as of 2026-08-21)
Oct. 7, 2024 RIME S 365,100 $0.73 $266,523 945,000 Indirect -27.87% Disposed -99.8% (price as of 2026-08-21)
Oct. 4, 2024 RIME S 46,900 $0.47 $22,043 1,310,000 Indirect -3.46% Disposed -99.7% (price as of 2026-08-21)
Oct. 3, 2024 RIME S 3,000 $0.46 $1,380 1,357,000 Indirect -0.22% Disposed -99.7% (price as of 2026-08-21)
Oct. 2, 2024 RIME S 4,230 $0.47 $1,988 1,360,000 Indirect -0.31% Disposed -99.7% (price as of 2026-08-21)
Oct. 1, 2024 RIME S 50,380 $0.49 $24,686 1,364,230 Indirect -3.56% Disposed -99.7% (price as of 2026-08-21)
Sept. 30, 2024 RIME S 35,600 $0.49 $17,444 1,414,610 Indirect -2.45% Disposed -99.7% (price as of 2026-08-21)
Sept. 27, 2024 RIME S 2,774 $0.51 $1,415 1,450,210 Indirect -0.19% Disposed -99.7% (price as of 2026-08-21)
Sept. 27, 2024 RIME S 107,016 $0.51 $54,578 1,452,984 Indirect -6.86% Disposed -99.7% (price as of 2026-08-21)
Sept. 26, 2024 RIME S 29,400 $0.52 $15,288 1,560,000 Indirect -1.85% Disposed -99.7% (price as of 2026-08-21)
Sept. 25, 2024 RIME S 21,300 $0.55 $11,715 1,589,400 Indirect -1.32% Disposed -99.7% (price as of 2026-08-21)
Sept. 24, 2024 RIME S 38,459 $0.57 $21,922 1,610,700 Indirect -2.33% Disposed -99.7% (price as of 2026-08-21)
Sept. 23, 2024 RIME S 17,733 $0.58 $10,285 1,649,159 Indirect -1.06% Disposed -99.7% (price as of 2026-08-21)
Sept. 20, 2024 RIME S 200 $0.60 $120 1,666,892 Indirect -0.01% Disposed -99.7% (price as of 2026-08-21)
Sept. 19, 2024 RIME S 31,242 $0.61 $19,058 1,667,092 Indirect -1.84% Disposed -99.7% (price as of 2026-08-21)
Sept. 18, 2024 RIME S 1,216 $0.60 $730 1,698,334 Indirect -0.07% Disposed -99.7% (price as of 2026-08-21)
Sept. 18, 2024 RIME S 15,249 $0.61 $9,302 1,699,550 Indirect -0.89% Disposed -99.7% (price as of 2026-08-21)
Sept. 17, 2024 RIME S 34,201 $0.66 $22,573 1,714,799 Indirect -1.96% Disposed -99.8% (price as of 2026-08-21)
Sept. 16, 2024 RIME S 25,300 $0.62 $15,686 1,749,000 Indirect -1.43% Disposed -99.7% (price as of 2026-08-21)
Sept. 12, 2024 RIME S 500 $0.62 $310 1,774,300 Indirect -0.03% Disposed -99.7% (price as of 2026-08-21)
Sept. 11, 2024 RIME S 200 $0.65 $130 1,774,800 Indirect -0.01% Disposed -99.8% (price as of 2026-08-21)
Sept. 10, 2024 RIME S 26,836 $0.69 $18,517 1,775,000 Indirect -1.49% Disposed -99.8% (price as of 2026-08-21)
Sept. 9, 2024 RIME S 6,164 $0.75 $4,623 1,801,836 Indirect -0.34% Disposed -99.8% (price as of 2026-08-21)
Aug. 6, 2024 ALZN P 75 $2.75 $206 77,268 Indirect +0.10% Acquired -93.7% (price as of 2026-08-21)
July 31, 2024 ALZN P 25 $3.74 $94 77,193 Indirect +0.03% Acquired -95.4% (price as of 2026-08-21)
April 19, 2024 ALZN P 1,000 $0.69 $690 771,699 Indirect +0.13% Acquired -97.5% (price as of 2026-08-21)
April 1, 2024 ALZN P 334 $0.91 $304 770,699 Indirect +0.04% Acquired -98.1% (price as of 2026-08-21)
March 26, 2024 ALZN P 780,000 2,000,000 Indirect +63.93% Acquired (price as of 2026-08-21)
March 26, 2024 ALZN P 780 $1000.00 $780,000 2,000 Indirect +63.93% Acquired -100.0% (price as of 2026-08-21)
Jan. 31, 2024 ALZN P 1,220,000 1,220,000 Indirect -50.00% Disposed (price as of 2026-08-21)
Jan. 31, 2024 ALZN P 1,220 $1000.00 $1,220,000 1,220 Indirect -50.00% Disposed -100.0% (price as of 2026-08-21)
Jan. 5, 2024 ALZN P 2,000 $1.06 $2,120 770,365 Indirect +0.26% Acquired -98.4% (price as of 2026-08-21)
Jan. 5, 2024 ALZN P 5,000 $1.02 $5,100 768,365 Indirect +0.65% Acquired -98.3% (price as of 2026-08-21)
Dec. 26, 2023 ALZN P 500 $0.90 $450 26,032 Indirect +1.96% Acquired -98.1% (price as of 2026-08-21)
Dec. 22, 2023 ALZN P 200 $0.92 $184 166,866 Direct +0.12% Acquired -98.1% (price as of 2026-08-21)
May 24, 2023 ALZN P 18,000 $0.59 $10,620 383,000 Indirect +4.93% Acquired -99.8% (price as of 2026-08-21)
May 23, 2023 RIME P 200 $1.58 $316 1,808,000 Indirect +0.01% Acquired -99.9% (price as of 2026-08-21)
April 19, 2023 RIME P 300 $1.68 $504 1,807,800 Indirect +0.02% Acquired -99.9% (price as of 2026-08-21)
March 17, 2023 ALZN P 5,000 $0.43 $2,150 11,060,001 Indirect +0.05% Acquired -99.7% (price as of 2026-08-21)
March 16, 2023 ALZN P 4,000 $0.50 $2,000 11,055,001 Indirect +0.04% Acquired -99.8% (price as of 2026-08-21)
Feb. 15, 2023 ALZN P 1,000 $0.60 $600 11,051,001 Indirect +0.01% Acquired -99.8% (price as of 2026-08-21)
Feb. 9, 2023 RIME P 100 $4.35 $435 1,806,100 Indirect +0.01% Acquired -100.0% (price as of 2026-08-21)
Dec. 28, 2022 ALZN P 3,100 $0.56 $1,736 11,050,001 Indirect +0.03% Acquired -99.8% (price as of 2026-08-21)
Dec. 27, 2022 ALZN P 900 $0.59 $531 11,046,901 Indirect +0.01% Acquired -99.8% (price as of 2026-08-21)
Dec. 21, 2022 ALZN P 5,000 $0.81 $4,050 11,046,001 Indirect +0.05% Acquired -99.9% (price as of 2026-08-21)
Dec. 19, 2022 ALZN P 3,000 $0.82 $2,460 11,041,001 Indirect +0.03% Acquired -99.9% (price as of 2026-08-21)
Dec. 19, 2022 ALZN P 20,000 $0.82 $16,400 365,000 Indirect +5.80% Acquired -99.9% (price as of 2026-08-21)
Dec. 16, 2022 ALZN P 20,000 $0.90 $18,000 345,000 Indirect +6.15% Acquired -99.9% (price as of 2026-08-21)
Nov. 18, 2022 ALZN P 1,000 $1.29 $1,290 11,038,001 Indirect +0.01% Acquired -99.9% (price as of 2026-08-21)
Nov. 2, 2022 ALZN P 1,000 $1.13 $1,130 10,103,667 Indirect +0.01% Acquired -99.9% (price as of 2026-08-21)

Showing latest 100 of 245 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 31, 2026 ALZN Series D Convertible Preferred Stock Common Stock 7,500 Acquired
Oct. 8, 2025 ALZN Series B Convertible Preferred Stock Common Stock (100,000) 143 Disposed
Oct. 7, 2025 ALZN Series B Convertible Preferred Stock Common Stock (100,000) 232 Disposed
Oct. 3, 2025 ALZN Series B Convertible Preferred Stock Common Stock (100,000) 232 Disposed
Oct. 1, 2025 ALZN Series B Convertible Preferred Stock Common Stock (100,000) 232 Disposed
Sept. 25, 2025 ALZN Series B Convertible Preferred Stock Common Stock (100,000) 232 Disposed
Sept. 22, 2025 ALZN Series B Convertible Preferred Stock Common Stock (100,000) 232 Disposed
Sept. 17, 2025 ALZN Series B Convertible Preferred Stock Common Stock (100,000) 232 Disposed
July 30, 2025 ALZN Series B Convertible Preferred Stock Common Stock (100,000) 232 Disposed
July 23, 2025 ALZN Series B Convertible Preferred Stock Common Stock (143,429) 333 Disposed
March 26, 2024 ALZN Warrants Common Stock $1.20 Sept. 26, 2029 780,000 Acquired
March 26, 2024 ALZN Series B Convertible Preferred Stock Common Stock $1.00 780 Acquired
Jan. 31, 2024 ALZN Warrants Common Stock (1,220,000) $1.20 July 31, 2029 1,220,000 Disposed
Jan. 31, 2024 ALZN Series A Convertible Preferred Stock Common Stock $1.00 1,220 Disposed
Jan. 23, 2024 ALZN Warrants Common Stock (666,666) $45.00 April 29, 2024 666,666 Disposed
May 20, 2022 ALZN Put Option (obligation to buy) Common Stock (3,900) $2.50 May 20, 2022 39 Disposed
May 17, 2022 ALZN Put Option (obligation to buy) Common Stock (1,100) $2.50 May 20, 2022 11 Disposed
April 26, 2022 ALZN Warrants Common Stock (1,333,333) $3.00 April 25, 2027 1,333,333 Acquired
Feb. 1, 2022 ALZN Stock Options (Right to Buy) Common Stock (2,250,000) $0.00 April 29, 2026 2,250,000 Disposed
Dec. 31, 2021 ALZN Call Option (right to buy) Common Stock (7,000) $2.50 Aug. 19, 2022 70 Acquired
Nov. 4, 2021 ALZN Put Option (obligation to buy) Common Stock (5,000) $2.50 May 20, 2022 50 Disposed
Nov. 3, 2021 ALZN Call Option (right to buy) Common Stock (10,000) $2.50 May 20, 2022 100 Acquired
Nov. 3, 2021 ALZN Stock Options (Right to Buy) Common Stock (100,000) $0.00 April 29, 2026 100,000 Disposed
Nov. 2, 2021 ALZN Call Option (right to buy) Common Stock (5,000) $2.50 May 20, 2022 50 Acquired
Oct. 22, 2021 ALZN Call Option (right to buy) Common Stock (52,000) $5.00 Feb. 18, 2022 520 Acquired
Oct. 22, 2021 ALZN Call Option (right to buy) Common Stock (10,000) $2.50 Feb. 18, 2022 100 Acquired
Sept. 16, 2021 ALZN Call Option (right to buy) Common Stock (20,000) $10.00 Feb. 18, 2022 200 Acquired
Sept. 16, 2021 ALZN Call Option (right to buy) Common Stock (18,000) $2.50 Feb. 18, 2022 180 Acquired
Sept. 3, 2021 ALZN Stock Options (Right to Buy) Common Stock (150,000) $0.00 April 29, 2026 150,000 Disposed
Aug. 27, 2021 ALZN Call Option (right to buy) Common Stock (10,000) $2.50 Feb. 18, 2022 100 Acquired
Aug. 13, 2021 ALZN Call Option (right to buy) Common Stock (10,000) $5.00 Feb. 18, 2022 100 Acquired
Aug. 12, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $2.50 Feb. 18, 2022 10 Acquired
Aug. 11, 2021 ALZN Call Option (right to buy) Common Stock (20,000) $5.00 Feb. 18, 2022 200 Acquired
Aug. 6, 2021 ALZN Call Option (right to buy) Common Stock (2,000) $7.50 Feb. 18, 2022 20 Acquired
Aug. 6, 2021 ALZN Call Option (right to buy) Common Stock (10,000) $10.00 Feb. 18, 2022 100 Acquired
Aug. 6, 2021 ALZN Call Option (right to buy) Common Stock (14,000) $5.00 Feb. 18, 2022 140 Acquired
Aug. 5, 2021 ALZN Call Option (right to buy) Common Stock (6,000) $10.00 Feb. 18, 2022 60 Acquired
Aug. 4, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $5.00 Feb. 18, 2022 10 Acquired
Aug. 3, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $2.50 Feb. 18, 2022 10 Acquired
Aug. 3, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $10.00 Feb. 18, 2022 10 Acquired
July 30, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $7.50 Feb. 18, 2022 10 Acquired
July 30, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $10.00 Feb. 18, 2022 10 Acquired
July 30, 2021 ALZN Call Option (right to buy) Common Stock (2,000) $5.00 Feb. 18, 2022 20 Acquired
July 30, 2021 ALZN Call Option (right to buy) Common Stock (50,000) $10.00 Aug. 20, 2021 500 Acquired
July 30, 2021 ALZN Common Stock Purchase Warrants Common Stock (666,667) $1.50 July 29, 2026 666,667 Acquired
July 27, 2021 ALZN Call Option (right to buy) Common Stock (800) $7.50 Feb. 18, 2022 8 Acquired
July 27, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $10.00 Feb. 18, 2022 10 Acquired
July 27, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $5.00 Feb. 18, 2022 10 Acquired
July 26, 2021 ALZN Call Option (right to buy) Common Stock (1,000) $10.00 Feb. 18, 2022 10 Acquired
July 26, 2021 ALZN Call Option (right to buy) Common Stock (2,000) $5.00 Feb. 18, 2022 20 Acquired
July 22, 2021 ALZN Call Option (right to buy) Common Stock (1,200) $7.50 Feb. 18, 2022 12 Acquired
June 17, 2021 ALZN Series A Convertible Preferred Stock Common Stock (15,000,000) 750,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 7, 2023 RIME Common Stock 1,807,500 Indirect
June 24, 2021 QXO Common Stock 8,500 Direct
June 24, 2021 QXO Common Stock 725,000 Indirect
June 14, 2021 ALZN Common Stock 10,000,000 Indirect
June 14, 2021 ALZN Common Stock 3,094,555 Indirect
June 14, 2021 ALZN Warrants→ Common Stock (5,000,000) 5,000,000 Indirect
June 14, 2021 ALZN Warrants→ Common Stock (1,350,000) 1,350,000 Indirect
June 14, 2021 ALZN Series A Convertible Preferred Stock→ Common Stock (15,000,000) 15,000,000 Indirect
June 14, 2021 ALZN Stock Options (Right to Buy)→ Common Stock (2,500,000) 2,500,000 Direct