MILTON C. AULT, III
CIK 1212502 · View on SEC EDGAR ↗
First SEC filing: June 4, 2026 · Latest: June 4, 2026
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 14, 2026 | ALZN | P | 108,388 | $1.00 | $108,388 | 116,648 Indirect | +1312.20% | Acquired | 55.5% (price as of 2026-08-21) |
| Dec. 23, 2025 | ALZN | S | 1,851 | $2.07 | $3,832 | 0 Direct | -100.00% | Disposed | -24.9% (price as of 2026-08-21) |
| Oct. 9, 2025 | ALZN | S | 20,397 | $2.32 | $47,321 | 8,260 Indirect | -71.18% | Disposed | -33.0% (price as of 2026-08-21) |
| Oct. 8, 2025 | ALZN | S | 101,394 | $2.44 | $247,401 | 28,657 Indirect | -77.96% | Disposed | -36.3% (price as of 2026-08-21) |
| Oct. 7, 2025 | ALZN | S | 57,379 | $2.49 | $142,874 | 68,848 Indirect | -45.46% | Disposed | -37.6% (price as of 2026-08-21) |
| Oct. 6, 2025 | ALZN | S | 82,033 | $2.45 | $200,981 | 26,227 Indirect | -75.77% | Disposed | -36.5% (price as of 2026-08-21) |
| Oct. 3, 2025 | ALZN | S | 65,903 | $2.44 | $160,803 | 8,260 Indirect | -88.86% | Disposed | -36.3% (price as of 2026-08-21) |
| Oct. 2, 2025 | ALZN | S | 20,686 | $2.39 | $49,440 | 74,163 Indirect | -21.81% | Disposed | -34.9% (price as of 2026-08-21) |
| Oct. 1, 2025 | ALZN | S | 36,777 | $2.35 | $86,426 | 94,849 Indirect | -27.94% | Disposed | -33.8% (price as of 2026-08-21) |
| Sept. 30, 2025 | ALZN | S | 3,566 | $2.33 | $8,309 | 31,626 Indirect | -10.13% | Disposed | -33.3% (price as of 2026-08-21) |
| Sept. 29, 2025 | ALZN | S | 38,324 | $2.31 | $88,528 | 35,192 Indirect | -52.13% | Disposed | -32.7% (price as of 2026-08-21) |
| Sept. 26, 2025 | ALZN | S | 37,738 | $2.31 | $87,175 | 73,516 Indirect | -33.92% | Disposed | -32.7% (price as of 2026-08-21) |
| Sept. 25, 2025 | ALZN | S | 14,628 | $2.31 | $33,791 | 11,254 Indirect | -56.52% | Disposed | -32.7% (price as of 2026-08-21) |
| Sept. 24, 2025 | ALZN | S | 39,140 | $2.31 | $90,413 | 25,882 Indirect | -60.20% | Disposed | -32.7% (price as of 2026-08-21) |
| Sept. 23, 2025 | ALZN | S | 43,238 | $2.38 | $102,906 | 65,022 Indirect | -39.94% | Disposed | -34.7% (price as of 2026-08-21) |
| Sept. 19, 2025 | ALZN | S | 77,009 | $2.35 | $180,971 | 8,260 Indirect | -90.31% | Disposed | -33.8% (price as of 2026-08-21) |
| Sept. 18, 2025 | ALZN | S | 20,870 | $2.47 | $51,549 | 85,269 Indirect | -19.66% | Disposed | -37.0% (price as of 2026-08-21) |
| Sept. 17, 2025 | ALZN | S | 2,121 | $2.45 | $5,196 | 106,139 Indirect | -1.96% | Disposed | -36.5% (price as of 2026-08-21) |
| July 31, 2025 | ALZN | S | 100,000 | $2.22 | $222,000 | 8,260 Indirect | -92.37% | Disposed | -30.0% (price as of 2026-08-21) |
| July 30, 2025 | ALZN | S | 29,449 | $2.51 | $73,917 | 108,260 Indirect | -21.38% | Disposed | -38.0% (price as of 2026-08-21) |
| July 28, 2025 | ALZN | S | 8,311 | $2.68 | $22,273 | 37,709 Indirect | -18.06% | Disposed | -42.0% (price as of 2026-08-21) |
| July 25, 2025 | ALZN | S | 36,532 | $2.90 | $105,943 | 46,020 Indirect | -44.25% | Disposed | -46.4% (price as of 2026-08-21) |
| July 24, 2025 | ALZN | S | 9,621 | $2.93 | $28,190 | 82,552 Indirect | -10.44% | Disposed | -46.9% (price as of 2026-08-21) |
| July 23, 2025 | ALZN | S | 59,516 | $2.95 | $175,572 | 92,173 Indirect | -39.24% | Disposed | -47.3% (price as of 2026-08-21) |
| May 12, 2025 | ALZN | S | 11 | $5.28 | $58 | 1,843 Direct | -0.59% | Disposed | -70.5% (price as of 2026-08-21) |
| May 12, 2025 | ALZN | S | 1,213 | $5.06 | $6,138 | 8,260 Indirect | -12.80% | Disposed | -69.3% (price as of 2026-08-21) |
| March 21, 2025 | ALZN | P | 2,905 | $1.02 | $2,963 | 85,273 Indirect | +3.53% | Acquired | -83.1% (price as of 2026-08-21) |
| March 18, 2025 | ALZN | P | 5,000 | $0.96 | $4,800 | 82,368 Indirect | +6.46% | Acquired | -82.0% (price as of 2026-08-21) |
| March 12, 2025 | ALZN | P | 100 | $0.68 | $68 | 77,368 Indirect | +0.13% | Acquired | -74.6% (price as of 2026-08-21) |
| Oct. 7, 2024 | RIME | S | 365,100 | $0.73 | $266,523 | 945,000 Indirect | -27.87% | Disposed | -99.8% (price as of 2026-08-21) |
| Oct. 4, 2024 | RIME | S | 46,900 | $0.47 | $22,043 | 1,310,000 Indirect | -3.46% | Disposed | -99.7% (price as of 2026-08-21) |
| Oct. 3, 2024 | RIME | S | 3,000 | $0.46 | $1,380 | 1,357,000 Indirect | -0.22% | Disposed | -99.7% (price as of 2026-08-21) |
| Oct. 2, 2024 | RIME | S | 4,230 | $0.47 | $1,988 | 1,360,000 Indirect | -0.31% | Disposed | -99.7% (price as of 2026-08-21) |
| Oct. 1, 2024 | RIME | S | 50,380 | $0.49 | $24,686 | 1,364,230 Indirect | -3.56% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 30, 2024 | RIME | S | 35,600 | $0.49 | $17,444 | 1,414,610 Indirect | -2.45% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 27, 2024 | RIME | S | 2,774 | $0.51 | $1,415 | 1,450,210 Indirect | -0.19% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 27, 2024 | RIME | S | 107,016 | $0.51 | $54,578 | 1,452,984 Indirect | -6.86% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 26, 2024 | RIME | S | 29,400 | $0.52 | $15,288 | 1,560,000 Indirect | -1.85% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 25, 2024 | RIME | S | 21,300 | $0.55 | $11,715 | 1,589,400 Indirect | -1.32% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 24, 2024 | RIME | S | 38,459 | $0.57 | $21,922 | 1,610,700 Indirect | -2.33% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 23, 2024 | RIME | S | 17,733 | $0.58 | $10,285 | 1,649,159 Indirect | -1.06% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 20, 2024 | RIME | S | 200 | $0.60 | $120 | 1,666,892 Indirect | -0.01% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 19, 2024 | RIME | S | 31,242 | $0.61 | $19,058 | 1,667,092 Indirect | -1.84% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 18, 2024 | RIME | S | 1,216 | $0.60 | $730 | 1,698,334 Indirect | -0.07% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 18, 2024 | RIME | S | 15,249 | $0.61 | $9,302 | 1,699,550 Indirect | -0.89% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 17, 2024 | RIME | S | 34,201 | $0.66 | $22,573 | 1,714,799 Indirect | -1.96% | Disposed | -99.8% (price as of 2026-08-21) |
| Sept. 16, 2024 | RIME | S | 25,300 | $0.62 | $15,686 | 1,749,000 Indirect | -1.43% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 12, 2024 | RIME | S | 500 | $0.62 | $310 | 1,774,300 Indirect | -0.03% | Disposed | -99.7% (price as of 2026-08-21) |
| Sept. 11, 2024 | RIME | S | 200 | $0.65 | $130 | 1,774,800 Indirect | -0.01% | Disposed | -99.8% (price as of 2026-08-21) |
| Sept. 10, 2024 | RIME | S | 26,836 | $0.69 | $18,517 | 1,775,000 Indirect | -1.49% | Disposed | -99.8% (price as of 2026-08-21) |
| Sept. 9, 2024 | RIME | S | 6,164 | $0.75 | $4,623 | 1,801,836 Indirect | -0.34% | Disposed | -99.8% (price as of 2026-08-21) |
| Aug. 6, 2024 | ALZN | P | 75 | $2.75 | $206 | 77,268 Indirect | +0.10% | Acquired | -93.7% (price as of 2026-08-21) |
| July 31, 2024 | ALZN | P | 25 | $3.74 | $94 | 77,193 Indirect | +0.03% | Acquired | -95.4% (price as of 2026-08-21) |
| April 19, 2024 | ALZN | P | 1,000 | $0.69 | $690 | 771,699 Indirect | +0.13% | Acquired | -97.5% (price as of 2026-08-21) |
| April 1, 2024 | ALZN | P | 334 | $0.91 | $304 | 770,699 Indirect | +0.04% | Acquired | -98.1% (price as of 2026-08-21) |
| March 26, 2024 | ALZN | P | 780,000 | — | — | 2,000,000 Indirect | +63.93% | Acquired | (price as of 2026-08-21) |
| March 26, 2024 | ALZN | P | 780 | $1000.00 | $780,000 | 2,000 Indirect | +63.93% | Acquired | -100.0% (price as of 2026-08-21) |
| Jan. 31, 2024 | ALZN | P | 1,220,000 | — | — | 1,220,000 Indirect | -50.00% | Disposed | (price as of 2026-08-21) |
| Jan. 31, 2024 | ALZN | P | 1,220 | $1000.00 | $1,220,000 | 1,220 Indirect | -50.00% | Disposed | -100.0% (price as of 2026-08-21) |
| Jan. 5, 2024 | ALZN | P | 2,000 | $1.06 | $2,120 | 770,365 Indirect | +0.26% | Acquired | -98.4% (price as of 2026-08-21) |
| Jan. 5, 2024 | ALZN | P | 5,000 | $1.02 | $5,100 | 768,365 Indirect | +0.65% | Acquired | -98.3% (price as of 2026-08-21) |
| Dec. 26, 2023 | ALZN | P | 500 | $0.90 | $450 | 26,032 Indirect | +1.96% | Acquired | -98.1% (price as of 2026-08-21) |
| Dec. 22, 2023 | ALZN | P | 200 | $0.92 | $184 | 166,866 Direct | +0.12% | Acquired | -98.1% (price as of 2026-08-21) |
| May 24, 2023 | ALZN | P | 18,000 | $0.59 | $10,620 | 383,000 Indirect | +4.93% | Acquired | -99.8% (price as of 2026-08-21) |
| May 23, 2023 | RIME | P | 200 | $1.58 | $316 | 1,808,000 Indirect | +0.01% | Acquired | -99.9% (price as of 2026-08-21) |
| April 19, 2023 | RIME | P | 300 | $1.68 | $504 | 1,807,800 Indirect | +0.02% | Acquired | -99.9% (price as of 2026-08-21) |
| March 17, 2023 | ALZN | P | 5,000 | $0.43 | $2,150 | 11,060,001 Indirect | +0.05% | Acquired | -99.7% (price as of 2026-08-21) |
| March 16, 2023 | ALZN | P | 4,000 | $0.50 | $2,000 | 11,055,001 Indirect | +0.04% | Acquired | -99.8% (price as of 2026-08-21) |
| Feb. 15, 2023 | ALZN | P | 1,000 | $0.60 | $600 | 11,051,001 Indirect | +0.01% | Acquired | -99.8% (price as of 2026-08-21) |
| Feb. 9, 2023 | RIME | P | 100 | $4.35 | $435 | 1,806,100 Indirect | +0.01% | Acquired | -100.0% (price as of 2026-08-21) |
| Dec. 28, 2022 | ALZN | P | 3,100 | $0.56 | $1,736 | 11,050,001 Indirect | +0.03% | Acquired | -99.8% (price as of 2026-08-21) |
| Dec. 27, 2022 | ALZN | P | 900 | $0.59 | $531 | 11,046,901 Indirect | +0.01% | Acquired | -99.8% (price as of 2026-08-21) |
| Dec. 21, 2022 | ALZN | P | 5,000 | $0.81 | $4,050 | 11,046,001 Indirect | +0.05% | Acquired | -99.9% (price as of 2026-08-21) |
| Dec. 19, 2022 | ALZN | P | 3,000 | $0.82 | $2,460 | 11,041,001 Indirect | +0.03% | Acquired | -99.9% (price as of 2026-08-21) |
| Dec. 19, 2022 | ALZN | P | 20,000 | $0.82 | $16,400 | 365,000 Indirect | +5.80% | Acquired | -99.9% (price as of 2026-08-21) |
| Dec. 16, 2022 | ALZN | P | 20,000 | $0.90 | $18,000 | 345,000 Indirect | +6.15% | Acquired | -99.9% (price as of 2026-08-21) |
| Nov. 18, 2022 | ALZN | P | 1,000 | $1.29 | $1,290 | 11,038,001 Indirect | +0.01% | Acquired | -99.9% (price as of 2026-08-21) |
| Nov. 2, 2022 | ALZN | P | 1,000 | $1.13 | $1,130 | 10,103,667 Indirect | +0.01% | Acquired | -99.9% (price as of 2026-08-21) |
Showing latest 100 of 245 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 31, 2026 | ALZN | Series D Convertible Preferred Stock | Common Stock | — | — | 7,500 | Acquired |
| Oct. 8, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (100,000) | — | — | 143 | Disposed |
| Oct. 7, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (100,000) | — | — | 232 | Disposed |
| Oct. 3, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (100,000) | — | — | 232 | Disposed |
| Oct. 1, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (100,000) | — | — | 232 | Disposed |
| Sept. 25, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (100,000) | — | — | 232 | Disposed |
| Sept. 22, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (100,000) | — | — | 232 | Disposed |
| Sept. 17, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (100,000) | — | — | 232 | Disposed |
| July 30, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (100,000) | — | — | 232 | Disposed |
| July 23, 2025 | ALZN | Series B Convertible Preferred Stock | Common Stock (143,429) | — | — | 333 | Disposed |
| March 26, 2024 | ALZN | Warrants | Common Stock | $1.20 | Sept. 26, 2029 | 780,000 | Acquired |
| March 26, 2024 | ALZN | Series B Convertible Preferred Stock | Common Stock | $1.00 | — | 780 | Acquired |
| Jan. 31, 2024 | ALZN | Warrants | Common Stock (1,220,000) | $1.20 | July 31, 2029 | 1,220,000 | Disposed |
| Jan. 31, 2024 | ALZN | Series A Convertible Preferred Stock | Common Stock | $1.00 | — | 1,220 | Disposed |
| Jan. 23, 2024 | ALZN | Warrants | Common Stock (666,666) | $45.00 | April 29, 2024 | 666,666 | Disposed |
| May 20, 2022 | ALZN | Put Option (obligation to buy) | Common Stock (3,900) | $2.50 | May 20, 2022 | 39 | Disposed |
| May 17, 2022 | ALZN | Put Option (obligation to buy) | Common Stock (1,100) | $2.50 | May 20, 2022 | 11 | Disposed |
| April 26, 2022 | ALZN | Warrants | Common Stock (1,333,333) | $3.00 | April 25, 2027 | 1,333,333 | Acquired |
| Feb. 1, 2022 | ALZN | Stock Options (Right to Buy) | Common Stock (2,250,000) | $0.00 | April 29, 2026 | 2,250,000 | Disposed |
| Dec. 31, 2021 | ALZN | Call Option (right to buy) | Common Stock (7,000) | $2.50 | Aug. 19, 2022 | 70 | Acquired |
| Nov. 4, 2021 | ALZN | Put Option (obligation to buy) | Common Stock (5,000) | $2.50 | May 20, 2022 | 50 | Disposed |
| Nov. 3, 2021 | ALZN | Call Option (right to buy) | Common Stock (10,000) | $2.50 | May 20, 2022 | 100 | Acquired |
| Nov. 3, 2021 | ALZN | Stock Options (Right to Buy) | Common Stock (100,000) | $0.00 | April 29, 2026 | 100,000 | Disposed |
| Nov. 2, 2021 | ALZN | Call Option (right to buy) | Common Stock (5,000) | $2.50 | May 20, 2022 | 50 | Acquired |
| Oct. 22, 2021 | ALZN | Call Option (right to buy) | Common Stock (52,000) | $5.00 | Feb. 18, 2022 | 520 | Acquired |
| Oct. 22, 2021 | ALZN | Call Option (right to buy) | Common Stock (10,000) | $2.50 | Feb. 18, 2022 | 100 | Acquired |
| Sept. 16, 2021 | ALZN | Call Option (right to buy) | Common Stock (20,000) | $10.00 | Feb. 18, 2022 | 200 | Acquired |
| Sept. 16, 2021 | ALZN | Call Option (right to buy) | Common Stock (18,000) | $2.50 | Feb. 18, 2022 | 180 | Acquired |
| Sept. 3, 2021 | ALZN | Stock Options (Right to Buy) | Common Stock (150,000) | $0.00 | April 29, 2026 | 150,000 | Disposed |
| Aug. 27, 2021 | ALZN | Call Option (right to buy) | Common Stock (10,000) | $2.50 | Feb. 18, 2022 | 100 | Acquired |
| Aug. 13, 2021 | ALZN | Call Option (right to buy) | Common Stock (10,000) | $5.00 | Feb. 18, 2022 | 100 | Acquired |
| Aug. 12, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $2.50 | Feb. 18, 2022 | 10 | Acquired |
| Aug. 11, 2021 | ALZN | Call Option (right to buy) | Common Stock (20,000) | $5.00 | Feb. 18, 2022 | 200 | Acquired |
| Aug. 6, 2021 | ALZN | Call Option (right to buy) | Common Stock (2,000) | $7.50 | Feb. 18, 2022 | 20 | Acquired |
| Aug. 6, 2021 | ALZN | Call Option (right to buy) | Common Stock (10,000) | $10.00 | Feb. 18, 2022 | 100 | Acquired |
| Aug. 6, 2021 | ALZN | Call Option (right to buy) | Common Stock (14,000) | $5.00 | Feb. 18, 2022 | 140 | Acquired |
| Aug. 5, 2021 | ALZN | Call Option (right to buy) | Common Stock (6,000) | $10.00 | Feb. 18, 2022 | 60 | Acquired |
| Aug. 4, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $5.00 | Feb. 18, 2022 | 10 | Acquired |
| Aug. 3, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $2.50 | Feb. 18, 2022 | 10 | Acquired |
| Aug. 3, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $10.00 | Feb. 18, 2022 | 10 | Acquired |
| July 30, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $7.50 | Feb. 18, 2022 | 10 | Acquired |
| July 30, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $10.00 | Feb. 18, 2022 | 10 | Acquired |
| July 30, 2021 | ALZN | Call Option (right to buy) | Common Stock (2,000) | $5.00 | Feb. 18, 2022 | 20 | Acquired |
| July 30, 2021 | ALZN | Call Option (right to buy) | Common Stock (50,000) | $10.00 | Aug. 20, 2021 | 500 | Acquired |
| July 30, 2021 | ALZN | Common Stock Purchase Warrants | Common Stock (666,667) | $1.50 | July 29, 2026 | 666,667 | Acquired |
| July 27, 2021 | ALZN | Call Option (right to buy) | Common Stock (800) | $7.50 | Feb. 18, 2022 | 8 | Acquired |
| July 27, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $10.00 | Feb. 18, 2022 | 10 | Acquired |
| July 27, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $5.00 | Feb. 18, 2022 | 10 | Acquired |
| July 26, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,000) | $10.00 | Feb. 18, 2022 | 10 | Acquired |
| July 26, 2021 | ALZN | Call Option (right to buy) | Common Stock (2,000) | $5.00 | Feb. 18, 2022 | 20 | Acquired |
| July 22, 2021 | ALZN | Call Option (right to buy) | Common Stock (1,200) | $7.50 | Feb. 18, 2022 | 12 | Acquired |
| June 17, 2021 | ALZN | Series A Convertible Preferred Stock | Common Stock (15,000,000) | — | — | 750,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 7, 2023 | RIME | Common Stock | 1,807,500 | Indirect |
| June 24, 2021 | QXO | Common Stock | 8,500 | Direct |
| June 24, 2021 | QXO | Common Stock | 725,000 | Indirect |
| June 14, 2021 | ALZN | Common Stock | 10,000,000 | Indirect |
| June 14, 2021 | ALZN | Common Stock | 3,094,555 | Indirect |
| June 14, 2021 | ALZN | Warrants→ Common Stock (5,000,000) | 5,000,000 | Indirect |
| June 14, 2021 | ALZN | Warrants→ Common Stock (1,350,000) | 1,350,000 | Indirect |
| June 14, 2021 | ALZN | Series A Convertible Preferred Stock→ Common Stock (15,000,000) | 15,000,000 | Indirect |
| June 14, 2021 | ALZN | Stock Options (Right to Buy)→ Common Stock (2,500,000) | 2,500,000 | Direct |