Milton Carroll

CIK 1188744 · View on SEC EDGAR ↗

Insider

First SEC filing: July 2, 2020 · Latest: July 2, 2020

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 88 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

88 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 20, 2019 CNP S 7,780 $29.62 $230,444 90,521 Direct -7.91% Disposed 36.6% (price as of 2026-08-20)
May 17, 2019 CNP S 12,000 $29.76 $357,120 98,301 Direct -10.88% Disposed 36.0% (price as of 2026-08-20)
March 7, 2019 CNP S 40,000 $30.02 $1,200,800 110,301 Direct -26.61% Disposed 34.8% (price as of 2026-08-20)
March 5, 2019 CNP S 75,000 $30.21 $2,265,750 150,301 Direct -33.29% Disposed 33.9% (price as of 2026-08-20)
Aug. 8, 2018 CNP S 10,000 $28.27 $282,700 142,597 Direct -6.55% Disposed 43.1% (price as of 2026-08-20)
May 15, 2018 CNP S 62,779 $26.10 $1,638,532 152,597 Direct -29.15% Disposed 55.0% (price as of 2026-08-20)
Feb. 28, 2018 CNP S 43,363 $27.20 $1,179,474 215,376 Direct -16.76% Disposed 48.8% (price as of 2026-08-20)
Sept. 3, 2015 LYB S 3,000 $84.00 $252,000 1,901 Direct -61.21% Disposed -18.8% (price as of 2026-08-20)
Aug. 31, 2015 LYB S 1,500 $85.20 $127,800 4,901 Direct -23.43% Disposed -19.9% (price as of 2026-08-20)
Nov. 25, 2014 LYB S 2,220 $90.78 $201,532 4,899 Direct -31.18% Disposed -24.8% (price as of 2026-08-20)
Nov. 25, 2014 LYB S 500 $90.65 $45,325 7,119 Direct -6.56% Disposed -24.7% (price as of 2026-08-20)
Sept. 2, 2014 LYB S 1,567 $114.34 $179,171 7,619 Direct -17.06% Disposed -40.3% (price as of 2026-08-20)

Showing latest 100 of 209 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 28, 2024 HAL Stock Equivalent Units Common Stock (899) 899 Acquired
Dec. 29, 2023 HAL Stock Equivalent Units Common Stock (1,324) 1,324 Acquired
Dec. 7, 2023 HAL 12/2023 Restricted Stock Units Common Stock (4,826) 4,826 Acquired
Sept. 30, 2023 HAL Stock Equivalent Units Common Stock (1,144) 1,144 Acquired
June 30, 2023 HAL Stock Equivalent Units Common Stock (1,442) 1,442 Acquired
March 31, 2023 HAL Stock Equivalent Units Common Stock (1,523) 1,523 Acquired
Dec. 31, 2022 HAL Stock Equivalent Units Common Stock (1,154) 1,154 Acquired
Dec. 8, 2022 HAL 12/2022 Restricted Stock Units Common Stock (4,941) 4,941 Acquired
Sept. 30, 2022 HAL Stock Equivalent Units Common Stock (1,808) 1,808 Acquired
June 30, 2022 HAL Stock Equivalent Units Common Stock (1,301) 1,301 Acquired
March 31, 2022 HAL Stock Equivalent Units Common Stock (1,037) 1,037 Acquired
Dec. 31, 2021 HAL Stock Equivalent Units Common Stock (1,537) 1,537 Acquired
Dec. 8, 2021 HAL 12/2021 Restricted Stock Units Common Stock (7,849) 7,849 Acquired
Sept. 30, 2021 HAL Stock Equivalent Units Common Stock (1,589) 1,589 Acquired
June 30, 2021 HAL Stock Equivalent Units Common Stock (1,533) 1,533 Acquired
Dec. 31, 2020 HAL Stock Equivalent Units Common Stock (1,618) 1,618 Acquired
Dec. 31, 2020 HAL Stock Equivalent Units Common Stock (1,512) 1,512 Acquired
Dec. 2, 2020 HAL 12/2020 Restricted Stock Units Common Stock (12,319) 12,319 Acquired
Sept. 30, 2020 HAL Stock Equivalent Units Common Stock (2,382) 2,382 Acquired
June 30, 2020 HAL Stock Equivalent Units Common Stock (2,321) 2,321 Acquired
March 31, 2020 HAL Stock Equivalent Units Common Stock (6,113) 6,113 Acquired
Dec. 31, 2019 HAL Stock Equivalent Units Common Stock (1,591) 1,591 Acquired
Sept. 30, 2019 HAL Stock Equivalent Units Common Stock (2,054) 2,054 Acquired
Aug. 8, 2019 WES Phantom Units Common Units representing limited partner interests (4,202) May 8, 2020 4,202 Disposed
Aug. 1, 2019 HAL 2019 Restricted Stock Units Common Stock (8,027) 8,027 Acquired
June 30, 2019 HAL Stock Equivalent Units Common Stock (1,684) 1,684 Acquired
May 8, 2019 WES Phantom Units Common Units representing limited partner interests (4,202) May 8, 2020 4,202 Acquired
May 8, 2019 WES Phantom Units Common Units representing limited partner interests (3,058) May 8, 2019 3,058 Disposed
March 31, 2019 HAL Stock Equivalent Units Common Stock (1,311) 1,311 Acquired
Feb. 28, 2019 WES Phantom Units Common Units representing limited partner interests (3,058) May 8, 2019 3,058 Acquired
Dec. 31, 2018 HAL Stock Equivalent Units Common Stock (1,433) 1,433 Acquired
Sept. 30, 2018 HAL Stock Equivalent Units Common Stock (854) 854 Acquired
Aug. 1, 2018 HAL 2018 Restricted Stock Units Common Stock (4,221) 4,221 Acquired
June 30, 2018 HAL Stock Equivalent Units Common Stock (741) 741 Acquired
March 31, 2018 HAL Stock Equivalent Units Common Stock (712) 712 Acquired
Dec. 31, 2017 HAL Stock Equivalent Units Common Stock (692) 692 Acquired
Sept. 30, 2017 HAL Stock Equivalent Units Common Stock (731) 731 Acquired
Aug. 1, 2017 HAL 2017 Restricted Stock Units Common Stock (4,269) 4,269 Acquired
June 30, 2017 HAL Stock Equivalent Units Common Stock (787) 787 Acquired
March 31, 2017 HAL Stock Equivalent Units Common Stock (676) 676 Acquired
Dec. 31, 2016 HAL Stock Equivalent Units Common Stock (82) 82 Acquired
Sept. 30, 2016 HAL Stock Equivalent Units Common Stock (103) 103 Acquired
Aug. 1, 2016 HAL 2016 Restricted Stock Units Common Stock (4,177) 4,177 Acquired
June 30, 2016 HAL Stock Equivalent Units Common Stock (99) 99 Acquired
March 31, 2016 HAL Stock Equivalent Units Common Stock (125) 125 Acquired
Dec. 31, 2015 HAL Stock Equivalent Units Common Stock (128) 128 Acquired
Sept. 30, 2015 HAL Stock Equivalent Units Common Stock (125) 125 Acquired
Aug. 3, 2015 HAL 2015 Restricted Stock Units Common Stock (4,454) 4,454 Acquired
June 30, 2015 HAL Stock Equivalent Units Common Stock (101) 101 Acquired
March 31, 2015 HAL Stock Equivalent Units Common Stock (98) 98 Acquired
Dec. 31, 2014 HAL Stock Equivalent Units Common Stock (832) 832 Acquired
Sept. 30, 2014 HAL Stock Equivalent Units Common Stock (490) 490 Acquired
Aug. 1, 2014 HAL 2014 Restricted Stock Units Common Stock (2,603) 2,603 Acquired
June 30, 2014 HAL Stock Equivalent Units Common Stock (426) 426 Acquired
March 31, 2014 HAL Stock Equivalent Units Common Stock (475) 475 Acquired
Dec. 31, 2013 HAL Stock Equivalent Units Common Stock (559) 559 Acquired
Sept. 30, 2013 HAL Stock Equivalent Units Common Stock (570) 570 Acquired
Aug. 1, 2013 HAL Restricted Stock Units Common Stock (3,603) 3,603 Acquired
June 28, 2013 HAL Stock Equivalent Units Common Stock (657) 657 Acquired
March 31, 2013 HAL Stock Equivalent Units Common Stock (678) 678 Acquired
Dec. 31, 2012 HAL Stock Equivalent Units Common Stock (784) 784 Acquired
Sept. 30, 2012 HAL Stock Equivalent Units Common Stock (777) 777 Acquired
Aug. 1, 2012 HAL Restricted Stock Units Common Stock (5,272) 5,272 Acquired
June 30, 2012 HAL Stock Equivalent Units Common Stock (957) 957 Acquired
March 31, 2012 HAL Stock Equivalent Units Common Stock (796) 796 Acquired
Dec. 30, 2011 HAL Stock Equivalent Units Common Stock (780) 780 Acquired
Sept. 30, 2011 HAL Stock Equivalent Units Common Stock (815) 815 Acquired
June 30, 2011 HAL Stock Equivalent Units Common Stock (527) 527 Acquired
March 31, 2011 HAL Sotck Equivalent Units Common Stock (529) 529 Acquired
Dec. 31, 2010 HAL Stock Equivalent Units Common Stock (637) 637 Acquired
Sept. 30, 2010 HAL Stock Equivalent Units Common Stock (780) 780 Acquired
June 30, 2010 HAL Stock Equivalent Units Common Stock (1,061) 1,061 Acquired
March 31, 2010 HAL Stock Equivalent Units Common Stock (863) 863 Acquired
Dec. 31, 2009 HAL Stock Equivalent Units Common Stock (861) 861 Acquired
Sept. 30, 2009 HAL Stock Equivalent Units Common Stock (942) 942 Acquired
June 30, 2009 HAL Stock Equivalent Units Common Stock (1,223) 1,223 Acquired
March 31, 2009 HAL Stock Equivalent Units Common Stock (1,610) 1,610 Acquired
Dec. 31, 2008 HAL Stock Equivlalent Units Common Stock (1,430) 1,430 Acquired
Sept. 30, 2008 HAL Stock Equivalent Units Common Stock (834) 834 Acquired
June 30, 2008 HAL Stock Equivalent Units Common Stock (283) 283 Acquired
March 31, 2008 HAL Stock Equivalent Units Common Stock (579) 579 Acquired
Dec. 31, 2007 HAL Stock Equivalent Units Common Stock (438) 438 Acquired
Sept. 30, 2007 HAL Stock Equivalent Units Common Stock (374) 374 Acquired
July 31, 2007 HAL Stock Equivalent Units Common Stock (621) 621 Acquired
April 30, 2007 HAL Stock Equivalent Units Common Stock (709) 709 Acquired
June 17, 2004 DVN Non-Qualified Stock Option (right to buy) Common Stock (2,484) $51.94 Jan. 23, 2007 2,484 Disposed
June 17, 2004 DVN Non-Qualified Stock Option (right to buy) Common Stock (2,484) $54.55 May 14, 2012 2,484 Disposed
June 8, 2004 DVN Non-Qualified Stock Option (right to buy) Common Stock (1,000) $60.49 June 8, 2012 1,000 Acquired
March 11, 2004 DVN Non-Qualified Stock Option (right to buy) Common Stock (1,656) $43.27 May 9, 2011 1,656 Acquired
March 11, 2004 DVN Non-Qualified Stock Option (right to buy) Common Stock (828) $37.90 May 10, 2010 828 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 4, 2019 WES Common Units representing limited partner interests 0 Direct
Oct. 13, 2010 LYB Class A ordinary shares [F1] 5,541 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CNP

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $701,250 $48,496 $6,730 $2,886,483
2017 $662,500 $37,145 $6,767 $2,731,426
2015 $600,000 $31,235 $7,510 $2,462,172

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.