Milton Carroll
CIK 1188744 · View on SEC EDGAR ↗
First SEC filing: July 2, 2020 · Latest: July 2, 2020
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 20, 2019 | CNP | S | 7,780 | $29.62 | $230,444 | 90,521 Direct | -7.91% | Disposed | 36.6% (price as of 2026-08-20) |
| May 17, 2019 | CNP | S | 12,000 | $29.76 | $357,120 | 98,301 Direct | -10.88% | Disposed | 36.0% (price as of 2026-08-20) |
| March 7, 2019 | CNP | S | 40,000 | $30.02 | $1,200,800 | 110,301 Direct | -26.61% | Disposed | 34.8% (price as of 2026-08-20) |
| March 5, 2019 | CNP | S | 75,000 | $30.21 | $2,265,750 | 150,301 Direct | -33.29% | Disposed | 33.9% (price as of 2026-08-20) |
| Aug. 8, 2018 | CNP | S | 10,000 | $28.27 | $282,700 | 142,597 Direct | -6.55% | Disposed | 43.1% (price as of 2026-08-20) |
| May 15, 2018 | CNP | S | 62,779 | $26.10 | $1,638,532 | 152,597 Direct | -29.15% | Disposed | 55.0% (price as of 2026-08-20) |
| Feb. 28, 2018 | CNP | S | 43,363 | $27.20 | $1,179,474 | 215,376 Direct | -16.76% | Disposed | 48.8% (price as of 2026-08-20) |
| Sept. 3, 2015 | LYB | S | 3,000 | $84.00 | $252,000 | 1,901 Direct | -61.21% | Disposed | -18.8% (price as of 2026-08-20) |
| Aug. 31, 2015 | LYB | S | 1,500 | $85.20 | $127,800 | 4,901 Direct | -23.43% | Disposed | -19.9% (price as of 2026-08-20) |
| Nov. 25, 2014 | LYB | S | 2,220 | $90.78 | $201,532 | 4,899 Direct | -31.18% | Disposed | -24.8% (price as of 2026-08-20) |
| Nov. 25, 2014 | LYB | S | 500 | $90.65 | $45,325 | 7,119 Direct | -6.56% | Disposed | -24.7% (price as of 2026-08-20) |
| Sept. 2, 2014 | LYB | S | 1,567 | $114.34 | $179,171 | 7,619 Direct | -17.06% | Disposed | -40.3% (price as of 2026-08-20) |
Showing latest 100 of 209 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 28, 2024 | HAL | Stock Equivalent Units | Common Stock (899) | — | — | 899 | Acquired |
| Dec. 29, 2023 | HAL | Stock Equivalent Units | Common Stock (1,324) | — | — | 1,324 | Acquired |
| Dec. 7, 2023 | HAL | 12/2023 Restricted Stock Units | Common Stock (4,826) | — | — | 4,826 | Acquired |
| Sept. 30, 2023 | HAL | Stock Equivalent Units | Common Stock (1,144) | — | — | 1,144 | Acquired |
| June 30, 2023 | HAL | Stock Equivalent Units | Common Stock (1,442) | — | — | 1,442 | Acquired |
| March 31, 2023 | HAL | Stock Equivalent Units | Common Stock (1,523) | — | — | 1,523 | Acquired |
| Dec. 31, 2022 | HAL | Stock Equivalent Units | Common Stock (1,154) | — | — | 1,154 | Acquired |
| Dec. 8, 2022 | HAL | 12/2022 Restricted Stock Units | Common Stock (4,941) | — | — | 4,941 | Acquired |
| Sept. 30, 2022 | HAL | Stock Equivalent Units | Common Stock (1,808) | — | — | 1,808 | Acquired |
| June 30, 2022 | HAL | Stock Equivalent Units | Common Stock (1,301) | — | — | 1,301 | Acquired |
| March 31, 2022 | HAL | Stock Equivalent Units | Common Stock (1,037) | — | — | 1,037 | Acquired |
| Dec. 31, 2021 | HAL | Stock Equivalent Units | Common Stock (1,537) | — | — | 1,537 | Acquired |
| Dec. 8, 2021 | HAL | 12/2021 Restricted Stock Units | Common Stock (7,849) | — | — | 7,849 | Acquired |
| Sept. 30, 2021 | HAL | Stock Equivalent Units | Common Stock (1,589) | — | — | 1,589 | Acquired |
| June 30, 2021 | HAL | Stock Equivalent Units | Common Stock (1,533) | — | — | 1,533 | Acquired |
| Dec. 31, 2020 | HAL | Stock Equivalent Units | Common Stock (1,618) | — | — | 1,618 | Acquired |
| Dec. 31, 2020 | HAL | Stock Equivalent Units | Common Stock (1,512) | — | — | 1,512 | Acquired |
| Dec. 2, 2020 | HAL | 12/2020 Restricted Stock Units | Common Stock (12,319) | — | — | 12,319 | Acquired |
| Sept. 30, 2020 | HAL | Stock Equivalent Units | Common Stock (2,382) | — | — | 2,382 | Acquired |
| June 30, 2020 | HAL | Stock Equivalent Units | Common Stock (2,321) | — | — | 2,321 | Acquired |
| March 31, 2020 | HAL | Stock Equivalent Units | Common Stock (6,113) | — | — | 6,113 | Acquired |
| Dec. 31, 2019 | HAL | Stock Equivalent Units | Common Stock (1,591) | — | — | 1,591 | Acquired |
| Sept. 30, 2019 | HAL | Stock Equivalent Units | Common Stock (2,054) | — | — | 2,054 | Acquired |
| Aug. 8, 2019 | WES | Phantom Units | Common Units representing limited partner interests (4,202) | — | May 8, 2020 | 4,202 | Disposed |
| Aug. 1, 2019 | HAL | 2019 Restricted Stock Units | Common Stock (8,027) | — | — | 8,027 | Acquired |
| June 30, 2019 | HAL | Stock Equivalent Units | Common Stock (1,684) | — | — | 1,684 | Acquired |
| May 8, 2019 | WES | Phantom Units | Common Units representing limited partner interests (4,202) | — | May 8, 2020 | 4,202 | Acquired |
| May 8, 2019 | WES | Phantom Units | Common Units representing limited partner interests (3,058) | — | May 8, 2019 | 3,058 | Disposed |
| March 31, 2019 | HAL | Stock Equivalent Units | Common Stock (1,311) | — | — | 1,311 | Acquired |
| Feb. 28, 2019 | WES | Phantom Units | Common Units representing limited partner interests (3,058) | — | May 8, 2019 | 3,058 | Acquired |
| Dec. 31, 2018 | HAL | Stock Equivalent Units | Common Stock (1,433) | — | — | 1,433 | Acquired |
| Sept. 30, 2018 | HAL | Stock Equivalent Units | Common Stock (854) | — | — | 854 | Acquired |
| Aug. 1, 2018 | HAL | 2018 Restricted Stock Units | Common Stock (4,221) | — | — | 4,221 | Acquired |
| June 30, 2018 | HAL | Stock Equivalent Units | Common Stock (741) | — | — | 741 | Acquired |
| March 31, 2018 | HAL | Stock Equivalent Units | Common Stock (712) | — | — | 712 | Acquired |
| Dec. 31, 2017 | HAL | Stock Equivalent Units | Common Stock (692) | — | — | 692 | Acquired |
| Sept. 30, 2017 | HAL | Stock Equivalent Units | Common Stock (731) | — | — | 731 | Acquired |
| Aug. 1, 2017 | HAL | 2017 Restricted Stock Units | Common Stock (4,269) | — | — | 4,269 | Acquired |
| June 30, 2017 | HAL | Stock Equivalent Units | Common Stock (787) | — | — | 787 | Acquired |
| March 31, 2017 | HAL | Stock Equivalent Units | Common Stock (676) | — | — | 676 | Acquired |
| Dec. 31, 2016 | HAL | Stock Equivalent Units | Common Stock (82) | — | — | 82 | Acquired |
| Sept. 30, 2016 | HAL | Stock Equivalent Units | Common Stock (103) | — | — | 103 | Acquired |
| Aug. 1, 2016 | HAL | 2016 Restricted Stock Units | Common Stock (4,177) | — | — | 4,177 | Acquired |
| June 30, 2016 | HAL | Stock Equivalent Units | Common Stock (99) | — | — | 99 | Acquired |
| March 31, 2016 | HAL | Stock Equivalent Units | Common Stock (125) | — | — | 125 | Acquired |
| Dec. 31, 2015 | HAL | Stock Equivalent Units | Common Stock (128) | — | — | 128 | Acquired |
| Sept. 30, 2015 | HAL | Stock Equivalent Units | Common Stock (125) | — | — | 125 | Acquired |
| Aug. 3, 2015 | HAL | 2015 Restricted Stock Units | Common Stock (4,454) | — | — | 4,454 | Acquired |
| June 30, 2015 | HAL | Stock Equivalent Units | Common Stock (101) | — | — | 101 | Acquired |
| March 31, 2015 | HAL | Stock Equivalent Units | Common Stock (98) | — | — | 98 | Acquired |
| Dec. 31, 2014 | HAL | Stock Equivalent Units | Common Stock (832) | — | — | 832 | Acquired |
| Sept. 30, 2014 | HAL | Stock Equivalent Units | Common Stock (490) | — | — | 490 | Acquired |
| Aug. 1, 2014 | HAL | 2014 Restricted Stock Units | Common Stock (2,603) | — | — | 2,603 | Acquired |
| June 30, 2014 | HAL | Stock Equivalent Units | Common Stock (426) | — | — | 426 | Acquired |
| March 31, 2014 | HAL | Stock Equivalent Units | Common Stock (475) | — | — | 475 | Acquired |
| Dec. 31, 2013 | HAL | Stock Equivalent Units | Common Stock (559) | — | — | 559 | Acquired |
| Sept. 30, 2013 | HAL | Stock Equivalent Units | Common Stock (570) | — | — | 570 | Acquired |
| Aug. 1, 2013 | HAL | Restricted Stock Units | Common Stock (3,603) | — | — | 3,603 | Acquired |
| June 28, 2013 | HAL | Stock Equivalent Units | Common Stock (657) | — | — | 657 | Acquired |
| March 31, 2013 | HAL | Stock Equivalent Units | Common Stock (678) | — | — | 678 | Acquired |
| Dec. 31, 2012 | HAL | Stock Equivalent Units | Common Stock (784) | — | — | 784 | Acquired |
| Sept. 30, 2012 | HAL | Stock Equivalent Units | Common Stock (777) | — | — | 777 | Acquired |
| Aug. 1, 2012 | HAL | Restricted Stock Units | Common Stock (5,272) | — | — | 5,272 | Acquired |
| June 30, 2012 | HAL | Stock Equivalent Units | Common Stock (957) | — | — | 957 | Acquired |
| March 31, 2012 | HAL | Stock Equivalent Units | Common Stock (796) | — | — | 796 | Acquired |
| Dec. 30, 2011 | HAL | Stock Equivalent Units | Common Stock (780) | — | — | 780 | Acquired |
| Sept. 30, 2011 | HAL | Stock Equivalent Units | Common Stock (815) | — | — | 815 | Acquired |
| June 30, 2011 | HAL | Stock Equivalent Units | Common Stock (527) | — | — | 527 | Acquired |
| March 31, 2011 | HAL | Sotck Equivalent Units | Common Stock (529) | — | — | 529 | Acquired |
| Dec. 31, 2010 | HAL | Stock Equivalent Units | Common Stock (637) | — | — | 637 | Acquired |
| Sept. 30, 2010 | HAL | Stock Equivalent Units | Common Stock (780) | — | — | 780 | Acquired |
| June 30, 2010 | HAL | Stock Equivalent Units | Common Stock (1,061) | — | — | 1,061 | Acquired |
| March 31, 2010 | HAL | Stock Equivalent Units | Common Stock (863) | — | — | 863 | Acquired |
| Dec. 31, 2009 | HAL | Stock Equivalent Units | Common Stock (861) | — | — | 861 | Acquired |
| Sept. 30, 2009 | HAL | Stock Equivalent Units | Common Stock (942) | — | — | 942 | Acquired |
| June 30, 2009 | HAL | Stock Equivalent Units | Common Stock (1,223) | — | — | 1,223 | Acquired |
| March 31, 2009 | HAL | Stock Equivalent Units | Common Stock (1,610) | — | — | 1,610 | Acquired |
| Dec. 31, 2008 | HAL | Stock Equivlalent Units | Common Stock (1,430) | — | — | 1,430 | Acquired |
| Sept. 30, 2008 | HAL | Stock Equivalent Units | Common Stock (834) | — | — | 834 | Acquired |
| June 30, 2008 | HAL | Stock Equivalent Units | Common Stock (283) | — | — | 283 | Acquired |
| March 31, 2008 | HAL | Stock Equivalent Units | Common Stock (579) | — | — | 579 | Acquired |
| Dec. 31, 2007 | HAL | Stock Equivalent Units | Common Stock (438) | — | — | 438 | Acquired |
| Sept. 30, 2007 | HAL | Stock Equivalent Units | Common Stock (374) | — | — | 374 | Acquired |
| July 31, 2007 | HAL | Stock Equivalent Units | Common Stock (621) | — | — | 621 | Acquired |
| April 30, 2007 | HAL | Stock Equivalent Units | Common Stock (709) | — | — | 709 | Acquired |
| June 17, 2004 | DVN | Non-Qualified Stock Option (right to buy) | Common Stock (2,484) | $51.94 | Jan. 23, 2007 | 2,484 | Disposed |
| June 17, 2004 | DVN | Non-Qualified Stock Option (right to buy) | Common Stock (2,484) | $54.55 | May 14, 2012 | 2,484 | Disposed |
| June 8, 2004 | DVN | Non-Qualified Stock Option (right to buy) | Common Stock (1,000) | $60.49 | June 8, 2012 | 1,000 | Acquired |
| March 11, 2004 | DVN | Non-Qualified Stock Option (right to buy) | Common Stock (1,656) | $43.27 | May 9, 2011 | 1,656 | Acquired |
| March 11, 2004 | DVN | Non-Qualified Stock Option (right to buy) | Common Stock (828) | $37.90 | May 10, 2010 | 828 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $701,250 | — | — | — | — | $48,496 | $6,730 | $2,886,483 |
| 2017 | $662,500 | — | — | — | — | $37,145 | $6,767 | $2,731,426 |
| 2015 | $600,000 | — | — | — | — | $31,235 | $7,510 | $2,462,172 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.