Mitchell M Merin

Insider

First SEC filing: Sept. 12, 2005 · Latest: Sept. 12, 2005

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

MS selling Dec. 23, 2004

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 8, 2005	MS	F	14,576	$52.25	$761,596	467,797 Direct	-3.02%	Disposed	309.2% (price as of 2026-08-20)
Dec. 27, 2004	MS	M	168,220	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 27, 2004	MS	M	14,914	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 27, 2004	MS	F	30,279	$55.29	$1,674,126	482,373 Direct	-5.91%	Disposed	286.7% (price as of 2026-08-20)
Dec. 27, 2004	MS	M	168,220	$29.56	$4,972,583	512,652 Direct	+48.84%	Acquired	623.4% (price as of 2026-08-20)
Dec. 27, 2004	MS	M	14,914	$21.53	$321,098	344,432 Direct	+4.53%	Acquired	893.2% (price as of 2026-08-20)
Dec. 23, 2004	MS	M	137,336	—	—	14,914 Direct	-90.20%	Disposed	(price as of 2026-08-20)
Dec. 23, 2004	MS	S	3,000	$54.94	$164,820	329,518 Direct	-0.90%	Disposed	289.2% (price as of 2026-08-20)
Dec. 23, 2004	MS	S	4,000	$54.92	$219,680	332,518 Direct	-1.19%	Disposed	289.3% (price as of 2026-08-20)
Dec. 23, 2004	MS	S	10,000	$54.90	$549,000	336,518 Direct	-2.89%	Disposed	289.5% (price as of 2026-08-20)
Dec. 23, 2004	MS	S	2,000	$54.87	$109,740	346,518 Direct	-0.57%	Disposed	289.7% (price as of 2026-08-20)
Dec. 23, 2004	MS	S	32,000	$54.85	$1,755,200	348,518 Direct	-8.41%	Disposed	289.8% (price as of 2026-08-20)
Dec. 23, 2004	MS	S	8,000	$54.83	$438,640	380,518 Direct	-2.06%	Disposed	290.0% (price as of 2026-08-20)
Dec. 23, 2004	MS	S	3,000	$54.82	$164,460	388,518 Direct	-0.77%	Disposed	290.1% (price as of 2026-08-20)
Dec. 23, 2004	MS	S	14,110	$54.80	$773,228	391,518 Direct	-3.48%	Disposed	290.2% (price as of 2026-08-20)
Dec. 23, 2004	MS	F	82,627	$55.15	$4,556,879	405,628 Direct	-16.92%	Disposed	287.7% (price as of 2026-08-20)
Dec. 23, 2004	MS	M	137,336	$21.53	$2,956,844	488,255 Direct	+39.14%	Acquired	893.2% (price as of 2026-08-20)
Dec. 14, 2004	MS	A	86,077	—	—	350,919 Direct	+32.50%	Acquired	(price as of 2026-08-20)
Sept. 8, 2004	MS	F	11,508	$52.53	$604,515	264,842 Direct	-4.16%	Disposed	307.1% (price as of 2026-08-20)
Nov. 28, 2003	MS	A	51,738	—	—	51,738 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 28, 2003	MS	A	22,994	—	—	366,350 Direct	+6.70%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 27, 2004	MS	Restoration Option (Right to Buy)	Common Stock (168,220)	$29.56	Jan. 19, 2005	168,220	Disposed
Dec. 27, 2004	MS	Restoration Option (Right to Buy)	Common Stock (14,914)	$21.53	Jan. 19, 2005	14,914	Disposed
Dec. 23, 2004	MS	Restoration Option (Right to Buy)	Common Stock (137,336)	$21.53	Jan. 19, 2005	137,336	Disposed
Nov. 28, 2003	MS	Employee Stock Option (Right to Buy)	Common Stock (51,738)	$55.45	Jan. 2, 2014	51,738	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).