Natalia Mirgorodskaya
CIK 1833851 · View on SEC EDGAR ↗
First SEC filing: Dec. 15, 2020 · Latest: Dec. 15, 2020
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Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 31, 2021 | UPST | S | 234 | $223.04 | $52,191 | 23,007 Direct | -1.01% | Disposed | -86.9% (price as of 2026-08-21) |
| Aug. 25, 2021 | UPST | S 10b5-1 | 304 | $218.80 | $66,515 | 23,241 Direct | -1.29% | Disposed | -86.6% (price as of 2026-08-21) |
| Aug. 25, 2021 | UPST | S 10b5-1 | 271 | $218.80 | $59,295 | 23,007 Direct | -1.16% | Disposed | -86.6% (price as of 2026-08-21) |
| Aug. 20, 2021 | UPST | S | 267 | $195.64 | $52,236 | 23,278 Direct | -1.13% | Disposed | -85.1% (price as of 2026-08-21) |
| Aug. 12, 2021 | UPST | S 10b5-1 | 16,351 | $167.62 | $2,740,755 | 21,908 Direct | -42.74% | Disposed | -82.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 12, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (16,000) | $0.43 | Sept. 18, 2024 | 16,000 | Disposed |
| March 20, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (4,354) | $125.28 | March 20, 2031 | 4,354 | Acquired |
| March 20, 2021 | UPST | Employee Stock Option (Right to buy) | Common Stock (3,943) | $125.28 | March 20, 2031 | 3,943 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 15, 2020 | UPST | Common Stock | 10,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (32,000) | 32,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (10,000) | 10,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (15,000) | 15,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (8,000) | 8,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (20,000) | 20,000 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (17,500) | 17,500 | Direct |
| Dec. 15, 2020 | UPST | Employee Stock Option (Right to buy)→ Common Stock (12,115) | 12,115 | Direct |