Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

3 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 29, 2021 CADL P 6,000 $8.00 $48,000 6,000 Direct · Acquired 27.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 21, 2020 ALXO Series B Convertible Preferred Stock Common Stock (10,529) · · 10,529 Disposed
July 16, 2020 ALXO Employee Stock Option (right to buy) Common Stock (22,794) $19.00 July 16, 2030 22,794 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 26, 2021 CADL Stock Option (Right to Buy)→ Common Stock (296,144) 296,144 Direct
July 16, 2020 ALXO Series B Convertible Preferred Stock→ Common Stock (10,529) 10,529 Indirect
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (100,750) 100,750 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (33,216) 33,216 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (18,450) 18,450 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (96,039) 96,039 Direct