Nathaniel Rose

Insider

First SEC filing: April 17, 2013 · Latest: April 17, 2013

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

HASI selling Nov. 13, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 13, 2017	HASI	S 10b5-1	8,000	$23.58	$188,640	289,506 Direct	-2.69%	Disposed	78.3% (price as of 2026-08-19)
Aug. 14, 2017	HASI	S 10b5-1	6,000	$23.85	$143,100	297,506 Direct	-1.98%	Disposed	76.3% (price as of 2026-08-19)
May 15, 2017	HASI	S 10b5-1	6,000	$22.39	$134,340	303,506 Direct	-1.94%	Disposed	87.8% (price as of 2026-08-19)
April 24, 2017	HASI	F	5,523	$21.35	$117,916	309,506 Direct	-1.75%	Disposed	96.9% (price as of 2026-08-19)
March 15, 2017	HASI	A	45,500	—	—	315,029 Direct	+16.88%	Acquired	(price as of 2026-08-19)
March 15, 2017	HASI	A	22,750	—	—	269,529 Direct	+9.22%	Acquired	(price as of 2026-08-19)
March 15, 2017	HASI	A	13,242	—	—	246,779 Direct	+5.67%	Acquired	(price as of 2026-08-19)
Dec. 31, 2016	HASI	F	8,291	$19.04	$157,861	233,537 Direct	-3.43%	Disposed	120.8% (price as of 2026-08-19)
Nov. 16, 2016	HASI	S 10b5-1	5,000	$20.00	$100,000	241,828 Direct	-2.03%	Disposed	110.2% (price as of 2026-08-19)
June 1, 2016	HASI	F	3,898	$20.30	$79,129	246,828 Direct	-1.55%	Disposed	107.1% (price as of 2026-08-19)
May 4, 2016	HASI	F	14,896	$19.70	$293,451	250,726 Direct	-5.61%	Disposed	113.4% (price as of 2026-08-19)
April 25, 2016	HASI	F	4,443	$19.93	$88,549	265,622 Direct	-1.65%	Disposed	111.0% (price as of 2026-08-19)
March 29, 2016	HASI	A	25,033	—	—	270,065 Direct	+10.22%	Acquired	(price as of 2026-08-19)
March 29, 2016	HASI	A	12,330	—	—	245,032 Direct	+5.30%	Acquired	(price as of 2026-08-19)
March 29, 2016	HASI	A	17,212	—	—	232,702 Direct	+7.99%	Acquired	(price as of 2026-08-19)
Sept. 30, 2015	HASI	A	1,250	—	—	215,490 Direct	+0.58%	Acquired	(price as of 2026-08-19)
June 1, 2015	HASI	F	2,772	$20.30	$56,272	214,240 Direct	-1.28%	Disposed	107.1% (price as of 2026-08-19)
April 23, 2015	HASI	F	3,519	$19.02	$66,931	217,012 Direct	-1.60%	Disposed	121.1% (price as of 2026-08-19)
March 17, 2015	HASI	A	15,158	—	—	190,854 Direct	+8.63%	Acquired	(price as of 2026-08-19)
March 17, 2015	HASI	A	29,677	—	—	220,531 Direct	+15.55%	Acquired	(price as of 2026-08-19)
Aug. 20, 2014	HASI	P	10,000	$14.47	$144,700	10,000 Indirect	—	Acquired	190.6% (price as of 2026-08-19)
April 23, 2014	HASI	F	2,100	$13.18	$27,678	146,218 Direct	-1.42%	Disposed	219.0% (price as of 2026-08-19)
April 10, 2014	HASI	A	29,478	—	—	175,696 Direct	+20.16%	Acquired	(price as of 2026-08-19)
April 10, 2014	HASI	A	15,427	—	—	148,318 Direct	+11.61%	Acquired	(price as of 2026-08-19)
April 26, 2013	HASI	P	10,000	$11.47	$114,700	132,891 Direct	+8.14%	Acquired	266.6% (price as of 2026-08-19)
April 23, 2013	HASI	A	79,052	—	—	79,177 Direct	+63241.60%	Acquired	(price as of 2026-08-19)
April 23, 2013	HASI	A	43,714	—	—	122,891 Direct	+55.21%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 17, 2013	HASI	Common Stock	125	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HASI

Chief Investment Officer

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2021	$406,667	—	$2,066,465	—	$1,120,500	—	$14,500	$3,608,132
2020	$386,667	—	$930,409	—	$497,250	—	$14,250	$1,828,576
2019	$374,625	—	$1,207,845	—	$300,682	—	$14,000	$1,897,152

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.